tag:blogger.com,1999:blog-345386962008-08-23T14:26:14.258-07:00Long Beach Sexual Harassment & Employment AttorneysSexual Harassment, Labor and Employment Attorneys and Lawyers representing clients in the Long Beach Area. Toll Free: (800) 285-1763Okorie Okorocha, Attorney at Lawnoreply@blogger.comBlogger77125tag:blogger.com,1999:blog-34538696.post-32713421625976923442010-01-09T10:26:00.000-08:002008-01-28T00:57:33.104-08:002008-01-28T00:57:33.104-08:00California Legal Team, Los Angeles, Orange County, Sexual Harassment Attorneys Phone: (800) 285-1763<a onblur="try {parent.deselectBloggerImageGracefully();} catch(e) {}" href="http://bp2.blogger.com/_jFZ8qTCmQJQ/R4UX4azaGZI/AAAAAAAAAkE/I9Edo49XqOI/s1600-h/Picture+023.jpg"><img style="margin: 0pt 10px 10px 0pt; float: left; cursor: pointer;" src="http://bp2.blogger.com/_jFZ8qTCmQJQ/R4UX4azaGZI/AAAAAAAAAkE/I9Edo49XqOI/s320/Picture+023.jpg" alt="" id="BLOGGER_PHOTO_ID_5153551606630455698" border="0" /></a><br /><h4 align="left"><br /><strong><strong></strong></strong></h4><h4 align="left"><br /></h4><h4 align="left"><br /></h4><h4 align="left"><br /></h4><h4 align="left"><br /><strong><strong></strong></strong></h4><h4 align="left"><br /></h4><h4 align="left"><strong><strong> California Legal Team’s lawyers represent women that are victims of Sexual Harassment throughout Los Angeles and Orange Counties.</strong></strong></h4><h4 align="left">If you are a victim of Sexual Harassment in Los Angeles or Orange County, feel free to give us a call to discuss your case.<br /></h4> <span style="font-weight: bold;font-size:180%;" >Phone: (800) 285-1763</span><br /><br /><h4 align="left"><strong><strong><br /></strong></strong></h4>Okorie Okorocha, Attorney at Lawnoreply@blogger.comtag:blogger.com,1999:blog-34538696.post-58792745555467368762010-01-06T14:22:00.000-08:002008-08-23T14:24:50.450-07:002008-08-23T14:24:50.450-07:00California Jury Issues $992,650 Verdict In Case Where Employee Alleged He Was Verbally Abused<p>2008 Mealey’s CA Jury Verdicts &amp; Settlements 123</p> <p>HEADLINE: California Jury Issues $992,650 Verdict In Case Where Employee Alleged He Was Verbally Abused</p> <p>Case Name: Gurpreet Singh v. Southland Stone U.S.A. Inc., et al.</p> <p>Case Number: BC350196</p> <p>Court: Calif. Super., Los Angeles Co.</p> <p>Judge: Mary Thornton</p> <p>Verdict/Settlement (breakdown): $992,650 plaintiff verdict ($253,750 for the intentional infliction of emotional distress claim, $337,100 for the intentional misrepresentation claim, $45,000 for breach of implied covenant of good faith and fair dealing, $6,800 for nonpayment of wages and $350,000 in punitive damages)</p> <p>Plaintiff(s): Gurpreet Singh</p> <p>Defendant(s): Southland Stone U.S.A. Inc.</p> <p>Date: April 16, 2008</p> <p>Claim: Breach of written contract, breach of the covenant of good faith and fair dealing, promissory fraud, wrongful termination, intentional infliction of emotional distress and promissory estoppel</p> <p>Defense: Singh voluntarily resigned from the position; Singh was employed under an “at-will’ agreement; there was ample cause shown by Singh’s lack of performance and violations of company policies.</p> <p>Background: Gurpreet Singh worked for Southland Stone U.S.A. Inc. as a general manager.Singh said that before he was hired, he was a resident of New Delhi, India, and worked for a different company. Singh said he was approached by a Southland representative, who solicited him to join Southland. Singh said the representative promised that Southland would sponsor his and his family’s immigration to the United States, would pay an annual salary of $120,000 and would provide health benefits and paid vacation time.However, Singh said, once he began to work for Southland, he was verbally abused. He said that four months after he began to work for the company, he received a 50 percent pay cut. Singh said he was not provided with any explanation for the pay cut. As a result of the sudden and unexpected pay cut, Singh said he had to move his wife and children back to India.Singh said that based on increasingly hostile circumstances that included verbal abuse, he was forced to resign.Singh filed an amended complaint against Southland on April 25, 2007, in the Los Angeles Superior Court.</p> <p>Other: The case went to a jury trial on Jan. 30, 2008, before Judge Mary Thornton.The jury found that Southland was exercising its legal rights but that its conduct was not lawful and consistent with community standards. The jury also found that Southland’s conduct was outrageous and that it knowingly acted with disregard of the probability that Singh would suffer from emotional distress. The jury further found that Singh suffered from severe emotional distress and that Southland’s conduct was a substantial factor in causing the emotional distress.Additionally, the jury found that Southland knowingly made false representations of an important fact to Singh and that it intended Singh to rely on the misrepresentation. The jury also found that Singh’s reliance was a substantial factor on causing him harm.The jury also found in favor of Singh on the concealment claim. However, the jury found that Singh was not entitled to damages for this claim. The jury found in favor of Singh on the breach of implied covenant of good faith and fair dealing claim.</p> <p>Plaintiff Attorneys: <strong><a href="http://www.workersprotection.com/">Okorie Okorocha</a> </strong>and Krishna R. Malhotra, Malhotra &amp; Malhotra, Los Angeles</p> <p>Defense Attorneys: Hitendra Bhakta, Law Offices of Norman A. Filer, Orange, Calif.</p>Okorie Okorocha, Attorney at Lawnoreply@blogger.comtag:blogger.com,1999:blog-34538696.post-28538270088178481902010-01-05T16:41:00.000-08:002008-08-23T14:25:25.141-07:002008-08-23T14:25:25.141-07:00Sexual Harassment Law Firm -- Sexual Harassment Training<p class="MsoNormal">Preventing Sexual Harassment<o:p></o:p></p> <p class="MsoNormal">Employers are required by law to be committed to eliminating Sexual Harassment from the workplace.</p> <p class="MsoNormal">The best way an employer can prevent Sexual Harassment is to have a Sexual Harassment reporting system that the employees can use with ease and to act immediately upon the information, once it is received.<o:p></o:p></p> <p class="MsoNormal">Employers should also do their best to train and educate all of their employees about Sexual Harassment.</p>Okorie Okorocha, Attorney at Lawnoreply@blogger.comtag:blogger.com,1999:blog-34538696.post-15583310010407280892010-01-05T16:38:00.000-08:002008-01-28T00:59:03.461-08:002008-01-28T00:59:03.461-08:00Sexual Harassment Lawyer -- Employer Obligation Guidelines<p class="MsoNormal">Employer Obligations<o:p></o:p></p> <p class="MsoNormal"><o:p> </o:p></p> <p class="MsoNormal">All employers have a legal obligation to prevent sexual harassment.<o:p></o:p></p> <p class="MsoNormal"><o:p> </o:p></p> <p class="MsoNormal"><span style=""> </span>* Employers must take all reasonable steps to prevent discrimination and harassment from occurring.<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>* Employers must help ensure a workplace free from sexual harassment by posting in the workplace a poster made available by the Department of Fair Employment and Housing.<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>* Employers must help ensure a workplace free from sexual harassment by distributing to employees information on sexual harassment. An employer may either distribute a brochure that may be obtained from the Department of Fair Employment and Housing or develop an equivalent document, which must meet the following requirements:<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>o The illegality of sexual harassment<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>o The definition of sexual harassment under state and federal laws<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>o A description of sexual harassment, utilizing examples<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>o The internal complaint process of the employer available to the employee<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>o The legal remedies and complaint process available through the Department and the Fair Employment and Housing Commission<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span><span style=""> </span>o Directions on how to contact the Department and the Fair Employment and Housing Commission<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>o The protection against retaliation for opposing the practices prohibited by law or for filing a complaint with, or otherwise participating in investigative activities conducted by, the Department or the Commission <o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>* # Employers with 50 or more employees must provide at least two hours of classroom or other effective interactive training and education regarding sexual harassment to all supervisory employees who are employed as of July 1, 2005, and to all new supervisory employees within six months of assuming a supervisory position. There after, covered employers must provide sexual harassment training and education to each supervisory employee once every two years.</p>Okorie Okorocha, Attorney at Lawnoreply@blogger.comtag:blogger.com,1999:blog-34538696.post-70861443682146508432010-01-04T16:42:00.000-08:002008-08-23T14:26:14.275-07:002008-08-23T14:26:14.275-07:00Typical Sexual Harassment Cases<p class="MsoNormal">Typical Sexual Harassment Cases<o:p></o:p></p> <p class="MsoNormal">There are three kinds of Sexual Harassment Cases that typically get litigated as follows:<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>* When an employer fires, refuses to employ an individual or in some way refuses to give them a benefit or something of value at work because the person refuses to engage in some or of sexual conduct. These cases can also have a "Retaliation" element, which occurs when an employer in some manner punishes an employee for refusing to engage in some sort of sexual conduct, which is also illegal .<o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>* When an employee suffers so much Sexual Harassment or "retaliation" and is forced to resign instead of continuing to suffer. When an employer's conduct is so bad that the employee is forced to quit. When this occurs, the employee can often obtain the same legal results the employee would have obtained had she been fired. <o:p></o:p></p> <p class="MsoNormal"><span style=""> </span>* When an employee suffers Sexual Harassment that is either "severe" or " pervasive," meaning the Sexual Harassment carried on for a long time or was incredibly offensive (or both).<o:p></o:p></p>Okorie Okorocha, Attorney at Lawnoreply@blogger.comtag:blogger.com,1999:blog-34538696.post-55608433994079206462010-01-04T16:33:00.000-08:002008-01-28T01:00:07.885-08:002008-01-28T01:00:07.885-08:00Los Angeles Sexual Harassment Attorneys<p class="MsoNormal">Employer Liability<o:p></o:p></p> <p class="MsoNormal"><o:p> </o:p></p> <p class="MsoNormal">All employers are prohibited from harassing employees in the workplace. If harassment occurs, an employer may be liable even if management was not aware of the harassment.<o:p></o:p></p> <p class="MsoNormal"><o:p> </o:p></p> <p class="MsoNormal">An employer might avoid liability if the harasser is a non-management employee, the employer had no knowledge of the harassment, and there was a program to prevent harassment. If the harasser is a non-management employee, the employer may avoid liability if the employer takes immediate and appropriate corrective action to stop the harassment once the employer learns about it. Employers are strictly liable for harassment by their supervisors or agents. The harasser can be held personally liable for damages.<o:p></o:p></p> <p class="MsoNormal"><o:p></o:p></p> <p class="MsoNormal"><o:p> </o:p></p> <p class="MsoNormal">Additionally, Government Code section 12940, subdivision (k), requires an entity to take "all reasonable steps to prevent harassment from occurring." If an employer has failed to take such preventative measures, that employer can be held liable for the harassment.<o:p></o:p></p> <p class="MsoNormal"><o:p> </o:p></p> <p class="MsoNormal">A victim may be entitled to monetary damages even though no employment opportunity has been denied and there is no actual loss of pay or benefits.<o:p></o:p></p>Okorie Okorocha, Attorney at Lawnoreply@blogger.comtag:blogger.com,1999:blog-34538696.post-39303813864479880322010-01-03T09:25:00.000-08:002008-01-28T01:00:46.243-08:002008-01-28T01:00:46.243-08:00General Facts about Sexual Harassment<h1>Facts About Sexual Harassment</h1> <p>Sexual harassment is a form of sex discrimination that violates the Civil Rights Act of 1964 and the Fair Employment and Housing Act. </p><p>Unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature constitutes sexual harassment when submission to or rejection of this conduct explicitly or implicitly affects an individual's employment, unreasonably interferes with an individual's work performance or creates an intimidating, hostile or offensive work environment. </p><p>Sexual harassment can occur in a variety of circumstances, including but not limited to the following: </p><p> </p><ul><li>The victim as well as the harasser may be a woman or a man. The victim does not have to be of the opposite sex. </li><li>The harasser can be the victim's supervisor, an agent of the employer, a supervisor in another area, a co-worker, or a non-employee. </li><li>The victim does not have to be the person harassed but could be anyone affected by the offensive conduct. </li><li>Unlawful sexual harassment may occur without economic injury to or discharge of the victim. </li><li>The harasser's conduct must be unwelcome. </li></ul> <p>It is helpful for the victim to directly inform the harasser that the conduct is unwelcome and must stop. The victim should use any employer complaint mechanism or grievance system available. </p><p>When investigating allegations of sexual harassment, EEOC looks at the whole record: the circumstances, such as the nature of the sexual advances, and the context in which the alleged incidents occurred. A determination on the allegations is made from the facts on a case-by-case basis. </p><p>Prevention is the best tool to eliminate sexual harassment in the workplace. Employers are encouraged to take steps necessary to prevent sexual harassment from occurring. They should clearly communicate to employees that sexual harassment will not be tolerated. They can do so by establishing an effective complaint or grievance process and taking immediate and appropriate action when an employee complains. </p>Okorie Okorocha, Attorney at Lawnoreply@blogger.comtag:blogger.com,1999:blog-34538696.post-32558038488302623642008-06-07T13:45:00.001-07:002008-06-07T13:45:41.910-07:002008-06-07T13:45:41.910-07:00Los Angeles Employment Lawyers and Attorneys Resource: Oates v. Discovery ZoneIN THE UNITED STATES COURT OF APPEALS<br> FOR THE SEVENTH CIRCUIT<p><br> No. 96-1205<p><p>ARTHUR OATES,<br> Plaintiff-Appellant,<p>v.<p>DISCOVERY ZONE,<br> Defendant-Appellee.<p><p> On Appeal from the United States District Court<br> for the Northern District of Illinois<br> (Leinenweber, J.)<p><br> BRIEF OF THE EQUAL EMPLOYMENT<br> OPPORTUNITY COMMISSION AS AMICUS CURIAE<br> IN SUPPORT OF PLAINTIFF-APPELLANT<p><br> C. GREGORY STEWART<br> General Counsel<p> GWENDOLYN YOUNG REAMS<br> Associate General Counsel<p> CAROLYN L. WHEELER<br> Assistant General Counsel<p> PAULA R. BRUNER<br> Attorney<p> EQUAL EMPLOYMENT OPPORTUNITY<br> COMMISSION<br> 1801 L Street, N.W. Rm. 7044<br> Washington, D.C. 20507<br> (202) 663-4731<p> TABLE OF CONTENTS<p>TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . . . . . . . . .ii<p>STATEMENT OF INTEREST. . . . . . . . . . . . . . . . . . . . . . . . . . 1<p>JURISDICTIONAL STATEMENT . . . . . . . . . . . . . . . . . . . . . . . . 1<p>STATEMENT OF THE ISSUES. . . . . . . . . . . . . . . . . . . . . . . . . 1<p>STATEMENT OF THE CASE. . . . . . . . . . . . . . . . . . . . . . . . . . 2<p> 1. Nature of the Case. . . . . . . . . . . . . . . . . . . . . . . 2<br> 2. Statement of the Facts. . . . . . . . . . . . . . . . . . . . . 2<br> 3. The District Court&#39;s Oral Ruling. . . . . . . . . . . . . . . . 5<p>STATEMENT OF THE STANDARD OF REVIEW. . . . . . . . . . . . . . . . . . . 6<p>ARGUMENT:<p>THE DISTRICT COURT MADE LEGAL ERRORS IN GRANTING SUMMARY<br>JUDGMENT FOR DISCOVERY ZONE. . . . . . . . . . . . . . . . . . . . . . . 6<p> A. The District Court Erred In Dismissing The Claim Of<br> Racial Harassment . . . . . . . . . . . . . . . . . . . . . . . . . 6<p> B. The District Court Erred In Granting Summary Judgment<br> On The Claim Of Discriminatory Discharge. . . . . . . . . . . . . .14<p> C. The District Court Erred In Granting Summary Judgment<br> On The Retaliation Claim. . . . . . . . . . . . . . . . . . . . . .20<p>CONCLUSION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .20<p>ATTACHMENTS<p>CERTIFICATE OF SERVICE<p><br> TABLE OF AUTHORITIES<p>CASES<p>Adler v. Madigan,<br> 939 F.2d 476 (7th Cir. 1991). . . . . . . . . . . . . . . . . . . .14<p>Alexander v. Gerhardt Enter., Inc.,<br> 40 F.3d 187 (7th Cir. 1994) . . . . . . . . . . . . . . . . . . . .20<p>Anderson v. Baxter Healthcare Corp.,<br> 13 F.3d 1120 (7th Cir. 1994). . . . . . . . . . . . . . . . . .14, 18<p>Anderson v. Local 201 Reinforcing Rodmen,<br> 886 F. Supp. 94 (D.D.C. 1995) . . . . . . . . . . . . . . . . . . . 9<p>Anderson v. Liberty Lobby, Inc.,<br> 477 U.S. 242 (1986) . . . . . . . . . . . . . . . . . . . . . . . . .<br> 6<p>Bailey v. Binyon,<br> 583 F. Supp. 923 (N.D. Ill. 1984) . . . . . . . . . . . . . . . . .11<p>Bell v. City of Milwaukee,<br> 746 F.2d 1205 (7th Cir. 1984) . . . . . . . . . . . . . . . . . . . 9<p>Bennett v. Corroon &amp; Black Corp.,<br> 845 F.2d 104 (5th Cir. 1988),<br> cert. denied, 489 U.S. 1020 (1989). . . . . . . . . . . . . . . . .11<p>Brewer v. Quaker State Oil Ref. Corp.,<br> 72 F.3d 326 (3d Cir. 1995). . . . . . . . . . . . . . . . . . . . .19<p>Brooms v. Regal Tube Co.,<br> 881 F.2d 412 (7th Cir. 1989). . . . . . . . . . . . . . . . . . . . 7<p>Brown v. East Miss. Elec. Power Ass&#39;n,<br> 989 F.2d 858 (5th Cir. 1993). . . . . . . . . . . . . . . . . . . .15<p>Burton v. Crowell Pub. Co.,<br> 82 F.2d 154 (2d Cir. 1936). . . . . . . . . . . . . . . . . . . . .11<p>Chrysler Motors Corp. v. International Union, Allied Indus.<br> Workers of Am., 959 F.2d 685 (7th Cir.),<br> cert. denied, 506 U.S. 908 (1992) . . . . . . . . . . . . . . . . .13<p>Compston v. Borden, Inc.,<br> 424 F. Supp. 157 (S.D. Ohio 1976) . . . . . . . . . . . . . . . . .12<p>Cox v. NFL,<br> 889 F. Supp. 118 (S.D.N.Y. 1995). . . . . . . . . . . . . . . . . . 9<p>Daniels v. Essex Group, Inc.,<br> 937 F.2d 1264 (7th Cir. 1991) . . . . . . . . . . . . . . . . . 7, 10<p>Dey v. Colt Constr. &amp; Dev. Co.,<br> 28 F.3d 1446 (7th Cir. 1994). . . . . . . . . . . . . . . . . . . . 6<p>Doe v. University of Mich.,<br> 721 F. Supp. 852 (E.D. Mich. 1989). . . . . . . . . . . . . . . 9, 13<p>EEOC v. Alton Packaging Corp.,<br> 901 F.2d 920 (11th Cir. 1990) . . . . . . . . . . . . . . . . . . .15<p>Faragher v. City of Boca Raton,<br> 76 F.3d 1155 (11th Cir. 1996) . . . . . . . . . . . . . . . . . . .12<p>Harris v. Forklift Sys., Inc.,<br> 114 S. Ct. 367 (1993) . . . . . . . . . . . . . . . . . . . . . 7, 12<p>Harris v. School Annual Publishing Co.,<br> 466 So.2d 963 (Ala. 1985) . . . . . . . . . . . . . . . . . . . . . 9<p>Harris v. State,<br> 209 Miss. 141, 46 So.2d 91 (1950) . . . . . . . . . . . . . . . . . 9<p>Jeffries v. Metro-Mark, Inc.,<br> 45 F.3d 258 (8th Cir.),<br> cert. denied, 116 S. Ct. 102 (1995) . . . . . . . . . . . . . . . . 8<p>King v. Board of Regents of Univ. of Wis. Sys.,<br> 898 F.2d 533 (7th Cir. 1990). . . . . . . . . . . . . . . . . . . .11<p>Knox v. First Nat. Bank of Chicago,<br> 909 F. Supp. 569 (N.D. Ill. 1995) . . . . . . . . . . . . . . . . .15<p>Landon v. Northwest Airlines, Inc.,<br> 72 F.3d 620 (8th Cir. 1995) . . . . . . . . . . . . . . . . . . . .17<p>Legrand v. Trustees of Univ. of Ark. at Pine Bluff,<br> 821 F.2d 478 (8th Cir. 1987), cert. denied,<br> 485 U.S. 1034 (1988). . . . . . . . . . . . . . . . . . . . . . . .17<p>Lipsett v. University of Puerto Rico,<br> 864 F.2d 881 (1st Cir. 1988). . . . . . . . . . . . . . . . . . . .19<p>McCarthy v. Kempfer Life Ins. Cos.,<br> 924 F.2d 683 (7th Cir. 1991). . . . . . . . . . . . . . . . . . . .15<p>McDonnell Douglas Corp. v. Green,<br> 411 U.S. 792 (1973) . . . . . . . . . . . . . . . . . . . . 5, 14, 17<p>Meritor Sav. Bank v. Vinson,<br> 477 U.S. 57 (1986). . . . . . . . . . . . . . . . . . . . . 7, 11, 19<p>Morgan v. McDonough,<br> 540 F.2d 527 (1st Cir. 1976),<br> cert. denied, 429 U.S. 1042 (1977). . . . . . . . . . . . . . . . . 9<p>Patterson v. McLean Credit Union,<br> 491 U.S. 164 (1989) . . . . . . . . . . . . . . . . . . . . . . . . .<br> 6<p>Price Waterhouse v. Hopkins,<br> 490 U.S. 228 (1989) . . . . . . . . . . . . . . . . . . . . . . . .14<p>Randle v. LaSalle Telecommun., Inc.,<br> 876 F.2d 563 (7th Cir. 1989). . . . . . . . . . . . . . . . . . . .14<p>Rodgers v. Western-Southern Life Ins. Co.,<br> 12 F.3d 668 (7th Cir. 1993) . . . . . . . . . . . . . . . . 7, 10, 11<p>Rogers v. EEOC,<br> 454 F.2d 234 (5th Cir. 1971),<br> cert. denied, 406 U.S. 957 (1972) . . . . . . . . . . . . . . . . . 7<p>Rush v. McDonald&#39;s Corp.,<br> 966 F.2d 1104 (7th Cir. 1992) . . . . . . . . . . . . . . . . . . .17<p>Shager v. Upjohn Co.,<br> 913 F.2d 398 (7th Cir. 1990). . . . . . . . . . . . . . . . . . . .18<p>St. Mary&#39;s Honor Ctr. v. Hicks,<br> 509 U.S. 502 (1993) . . . . . . . . . . . . . . . . . . . . . . . .19<p>State v. Blanks,<br> 479 N.W.2d 601 (Iowa Ct. App. 1992) . . . . . . . . . . . . . . . .11<p>Talley v. Bravo Pittino Restaurant,<br> 61 F.3d 1241 (6th Cir. 1995). . . . . . . . . . . . . . . . . . . .15<p>Toletino v. Friedman,<br> 46 F.3d 645 (7th Cir. 1995),<br> cert. denied, 115 S. Ct. 2613 (1995). . . . . . . . . . . . . . . . 6<p>Troupe v. May Dep&#39;t Stores,<br> 20 F.3d 734 (7th Cir. 1994) . . . . . . . . . . . . . . . . . . 5, 18<p>Williams v. Williams Elecs., Inc.,<br> 856 F.2d 920 (7th Cir. 1988). . . . . . . . . . . . . . . . . . . .17<p>CONSTITUTIONAL AMENDMENT, STATUTES, AND OTHER LEGISLATIVE<br>AUTHORITY<p>U.S. CONST., Art. I &#167; 2 cl. 3. . . . . . . . . . . . . . . . . . . . . . 8<p>42 U.S.C. &#167; 2000e. . . . . . . . . . . . . . . . . . . . . . . . . . . . 1<p>29 C.F.R. &#167; 1604.11. . . . . . . . . . . . . . . . . . . . . . . . . . . 7<p>29 C.F.R. &#167; 1604.11(a)(3). . . . . . . . . . . . . . . . . . . . . . . . 7<p>29 C.F.R. &#167; 1604.11(d) . . . . . . . . . . . . . . . . . . . . . . . . .13<p>OTHER AUTHORITY<p>B. SCHLEI &amp; P. GROSSMAN, EMPLOYMENT DISCRIMINATION LAW<br> (Five-Year Cum. Supp. 1989) . . . . . . . . . . . . . . . . . . . .12<p>Courtland Milloy, The Blinding Racism of His Comment, Wash. Post,<br>Mar. 6, 1996 at C1 . . . . . . . . . . . . . . . . . . . . . . . . . 8, 10<p>George Lawrence, An Oration on the Abolition of the Slave Trade<br>(N.Y. 1813). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .<br> . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .<br> 8<p>Herbert Alptheker, Vol. I A DOCUMENTARY HISTORY OF THE NEGRO PEOPLE IN THE<br>UNITED STATES 58 (1951). . . . . . . . . . . . . . . . . . . . . . . . . 8<p>Jennifer M. Russell, On Being a Gorilla in Your Midst, or the Life<br>of One Blackwoman in the Legal Academy, 28 Harv. C.R.-C.L. L. Rev.<br>259 (1993) . . . . . . . . . . . . . . . . . . . . . . . . . . . . .10, 13<p>Larry L. King, CONFESSIONS OF A WHITE RACIST (1969). . . . . . . . . .8, 9<p>Phyllis A. Katz, TOWARDS THE ELIMINATION OF RACISM (1976). . . . . . . .13<p>Thomas Kochman, BLACK AND WHITE STYLES IN CONFLICT (1981). . . . . . . .13<p><br> STATEMENT OF INTEREST<p> The Equal Employment Opportunity Commission is the agency charged<br>by Congress with<br>the interpretation, administration, and enforcement of Title VII of<br>the Civil Rights Act of 1964,<br>as amended, 42 U.S.C. &#167; 2000e et seq. (&quot;Title VII&quot;) and other federal<br>statutes prohibiting<br>employment discrimination. In this case, the district court granted<br>summary judgment on<br>plaintiff&#39;s claims of discriminatory discharge and retaliation in<br>violation of Title VII, despite<br>conflicting evidence on the reason for his discharge. The court also<br>dismissed his racial<br>harassment claim without addressing its merits in apparent disregard<br>of the independent nature a<br>racial harassment claim under Title VII. The court&#39;s dispositions<br>raise an important issue<br>regarding how derogatory and racially offensive slurs and conduct,<br>beyond the use of the<br>pejorative term &quot;nigger,&quot; should be evaluated in the context of<br>harassment and discharge claims.<br>Because proper resolution of the claims in this case is important to<br>effective enforcement of Title<br>VII, the Commission offers its views.<p> JURISDICTIONAL STATEMENT<p> The Commission adopts the appellant&#39;s jurisdictional statement as<br>accurate and complete.<p> STATEMENT OF THE ISSUES<p>1. Whether there was sufficient evidence of racial harassment to<br>survive summary judgment,<br>where plaintiff, the only black employee in his office, complained to<br>his supervisor that a picture<br>of gorillas with his name written on it was racially offensive, and<br>his supervisor laughed at his<br>complaint, refused to take the picture down, and allowed it to remain<br>on display for a week after<br>his complaint.<br>2. Whether the termination of the company&#39;s only black employee four<br>days after he complained<br>about a racially offensive poster to his supervisor raised a genuine<br>issue of fact as to his claims<br>of discriminatory discharge and retaliation, where record evidence not<br>only shows that his<br>supervisor laughed at his complaint, refused to take the poster down,<br>and participated in the<br>termination decision, but also that plaintiff&#39;s performance may not<br>have been the true reason for<br>his discharge.<p> STATEMENT OF THE CASE<p>1. Nature of the Case<br> This is an appeal from the district court&#39;s order granting<br>summary judgment for Discovery<br>Zone on the discriminatory discharge and retaliation claims and<br>dismissing the case. R. 53.<p>2. Statement of the Facts&lt;1&gt;<br> Arthur Oates, a technical support representative, was responsible<br>for providing telephonic<br>support to Discovery Zone FunCenter stores regarding their computer<br>systems. He was the only<br>African-American employee at Discovery Zone&#39;s office in Rosemont,<br>Illinois. His immediate<br>supervisor was Bonnie Christenson. On April 8, 1994, Mark McDermott<br>became Christenson&#39;s<br>supervisor and assumed responsibility for overseeing the Rosemont<br>office. The week of April 11,<br>McDermott met with Christenson and she informed him that she had<br>contemplated terminating<br>Oates. Pl. Ex. C, McDermott Dep. at 21, 24, 32.&lt;2&gt;<br> On Friday, April 15, 1994, Oates met with McDermott at the<br>Chicago office. Pl. Ex. A,<br>Oates Dep. at 84; Pl. Ex. C, McDermott Dep. at 25. During this<br>session, McDermott praised his<br>job performance. Pl. Ex. A, Oates Dep. at 85. McDermott testified<br>that after their meeting he<br>was &quot;impressed&quot; with Oates and considered him &quot;intelligent, very<br>cordial,&quot; with &quot;a lot of<br>potential.&quot; Pl. Ex. C, McDermott Dep. at 30.<br> In early April, Christenson posted a picture of five gorillas on<br>a bulletin board located in<br>the main area of the office. Pl. Ex. A, Oates Dep. at 114. On April<br>18, Oates saw that his name<br>had been written above one of the gorillas on the poster. Plaintiff<br>immediately informed<br>Christenson that, as an African American, he was offended by the<br>analogy drawn between him and<br>the gorilla, and that he considered the inscribed poster to be<br>racially offensive. Pl. Ex. A, Oates<br>Dep. at 115. Christenson laughed, id. at 223, and told Oates that he<br>&quot;was being oversensitive&quot;<br>and that the poster was &quot;no big deal.&quot; Id. at 115. Oates testified<br>that he felt &quot;embarrassed,<br>ridiculed, [and] humiliated&quot; by Christenson. Id. at 223. On April 19,<br>he sent a letter complaining<br>about the incident via interoffice mail to Mary Mierkiewicz in Human<br>Resources. Discovery Zone<br>had no company policy or procedures for redressing harassment<br>grievances during Oates&#39; tenure.<br>Pl. Ex. B, Christenson Dep. at 161; Pl. Ex. D, Mierkiewicz Dep. at 17;<br>Pl. Ex. E, Dublin Dep.<br>at 64.<br> On April 21, Oates left a message on Christenson&#39;s voice mail<br>informing her that he was<br>sick. Discovery Zones&#39; phones went unanswered and Christenson told<br>McDermott it was because<br>Oates did not come to work. Pl. Ex. B, Christenson Dep. at 48, 148;<br>Pl Ex. C, McDermott Dep.<br>at 38. The next day, Christenson fired Oates, telling him that his<br>job had been eliminated. Pl.<br>Ex. A, Oates Dep. at 59. At deposition, McDermott testified, however,<br>that Oates was terminated<br>because he failed to follow proper call-in procedures on April 21.<br>Pl. Ex. C, McDermott Dep.<br>at 38, 75-76, 83, 85. He also said that, because he had known Oates<br>for only &quot;a couple of<br>weeks,&quot; he &quot;had to agree with Bonnie [Christenson] that&quot; Oates should<br>be fired. Id. at 76; see<br>also id. at 84 (indicating that both McDermott and Christenson made<br>termination decision).<br> At deposition, Christenson testified that while she fired Oates,<br>it was not her decision. Pl.<br>Ex. B, Christenson Dep. at 23. She claimed Oates was &quot;very<br>intelligent&quot; and knew software and<br>hardware very well. She stated that on &quot;numerous occasions&quot; she told<br>McDermott she &quot;did not<br>want to fire&quot; Oates, but had discussed Oates&#39; performance with<br>McDermott often. Id. at 30.<br>Christenson also testified that the decision to terminate Oates had<br>been made before Oates&#39; absence<br>on April 21,&lt;3&gt; and that the decision was not based on Oates&#39; absence<br>or failure to follow proper<br>call-in procedures on that day. Id. at 67-68.<br> On April 25, Mary Mierkiewicz received by interoffice mail Oates&#39;<br>letter complaining<br>about the poster and Christenson&#39;s reaction. The gorilla poster was<br>still hanging on that day. Pl.<br>Ex. B, Christenson Dep. at 36, 157; Pl. Ex. D, Mierkiewicz Dep. at 38.<br> Oates filed a timely action in the district court against<br>Discovery Zone, alleging inter alia<br>racial harassment and retaliatory discharge in violation of Title VII<br>and discriminatory discharge<br>in violation of 42 U.S.C. &#167; 1981. R. 21, Second Amended Complaint.<br>Discovery Zone moved<br>for summary judgment on the discharge claims. R. 29.<p> 3. District Court&#39;s Oral Ruling &lt;4&gt;<br> Without addressing the merits of Oates&#39; racial harassment claim,<br>the district court<br>concluded that Oates did not prove that his discharge was<br>discriminatory or retaliatory. Citing to<br>Troupe v. May Dep&#39;t Stores, 20 F.3d 734, 736 (7th Cir. 1994), the<br>court held that Oates did not<br>proffer direct evidence of discriminatory intent because Christenson&#39;s<br>reaction to the monkey<br>poster on which Oates&#39; name was written constituted &quot;stray remarks&quot;<br>that would not prove Oates&#39;<br>discharge was discriminatory without reliance on inference or<br>presumption. In addition, it ruled<br>that the circumstantial evidence of suspicious timing and ambiguous<br>comments was insufficient<br>to create a genuine issue as to whether his supervisor&#39;s stray<br>remarks, rather than his poor<br>performance, led to his discharge. The court also held that plaintiff<br>did not prove his<br>discriminatory discharge claim under McDonnell Douglas Corp. v. Green,<br>411 U.S. 792 (1973),<br>because he did not establish a prima facie case by showing that he was<br>performing satisfactorily<br>or that similarly situated employees outside his protected class were<br>treated more favorably than<br>he. Finally, the court held that plaintiff did not make out a prima<br>facie case of retaliation because<br>he failed to prove Christenson participated in the termination<br>decision. The court then decided<br>that even if Oates had established a prima facie case, he did not<br>offer any evidence showing that<br>the proffered poor performance reason for the decision to terminate<br>him was pretextual.<br>Accordingly, the district court entered summary judgment for Discovery<br>Zone and dismissed the<br>case. R. 47.<p> STATEMENT OF THE STANDARD OF REVIEW<p> Review of a district court&#39;s decision granting summary judgment<br>is de novo. Dey v. Colt<br>Constr. &amp; Dev. Co., 28 F.3d 1446, 1453 (7th Cir. 1994). In<br>determining whether the moving<br>party has met its burden, all inferences are to be drawn in favor of<br>the nonmoving party, Toletino<br>v. Friedman, 46 F.3d 645, 649 (7th Cir.), cert. denied, 115 S. Ct.<br>2613 (1995), and any doubts<br>are to be resolved against the moving party. Anderson v. Liberty<br>Lobby, Inc., 477 U.S. 242, 255<br>(1986).<br> ARGUMENT<p> THE DISTRICT COURT ERRED IN GRANTING SUMMARY JUDGMENT FOR<br> DISCOVERY ZONE<p> In its motion for summary judgment, Discovery Zone asserted that<br>even though the<br>allegations regarding the monkey poster incident were in dispute,<br>summary judgment was<br>appropriate on the discriminatory and retaliatory discharge claims<br>because Oates&#39; termination was<br>&quot;made by a person wholly unaware of the alleged &#39;monkey picture&#39;<br>incident.&quot; R. 30, Def. Summ.<br>J. Mem. at 2. The district court agreed, entered summary judgment on<br>both claims, and<br>terminated the case without specifically addressing the harassment<br>claim. R. 47. The court erred<br>in dismissing Oates&#39; case because the record reveals material factual<br>disputes on his claims of<br>racial harassment, discriminatory discharge, and retaliatory discharge<br>rendering summary<br>judgment inappropriate.<p> A. The District Court Erred In Dismissing the Racial Harassment Claim<p> Racial harassment is an independent basis for liability under<br>Title VII. Patterson v.<br>McLean Credit Union, 491 U.S. 164, 180 (1989). Race-based conduct<br>that affects the terms,<br>conditions, and privileges of employment gives rise to a Title VII<br>claim of racial harassment if it<br>is so severe or pervasive that it creates a hostile or offensive<br>working environment. Rodgers v.<br>Western-Southern Life Ins. Co., 12 F.3d 668, 673 (7th Cir. 1993);<br>Daniels v. Essex Group Inc.,<br>937 F.2d 1264, 1270 (7th Cir. 1991). Such harassment can include<br>racial slurs, epithets and<br>comments that, by themselves, violate Title VII if they unreasonably<br>interfere with an individual&#39;s<br>work performance or create an intimidating, hostile, or offensive<br>working environment. 29<br>C.F.R. &#167; 1604.11(a)(3) (1995).&lt;5&gt; See also Meritor Sav. Bank v.<br>Vinson, 477 U.S. 57, 65-67<br>(1989) (approving Commission guidelines, and noting that &quot;Title VII<br>affords employees the right<br>to work in an environment free from discriminatory intimidation,<br>ridicule, and insult&quot;); Rogers<br>v. EEOC, 454 F.2d 234, 238 (5th Cir. 1971) (&quot;discriminatory verbal<br>intimidation, ridicule and<br>insults may be sufficiently severe or pervasive to alter the<br>conditions of the victim&#39;s employment<br>and create an abusive working environment that violates Title VII&quot;),<br>cert. denied, 406 U.S. 957<br>(1972). To determine liability, the court must consider the totality<br>of circumstances, Harris v.<br>Forklift Sys., Inc., 114 S. Ct. 367, 371 (1993), and employ both an<br>objective and a subjective<br>standard to assess the &quot;&#39;likely effect of a defendant&#39;s conduct upon a<br>reasonable person&#39;s ability<br>to perform his or her work and upon his or her well-being as well as<br>the actual effect upon the<br>particular plaintiff bringing the claim.&#39;&quot; Daniels, 937 F.2d at 1270<br>(quoting Brooms v. Regal<br>Tube Co., 881 F.2d 412, 419 (7th Cir. 1989).<br> In this case, there was sufficient evidence of racial harassment<br>to raise a genuine issue of<br>fact as to whether Oates was objectively subjected to a racially<br>hostile working environment<br>because the display of the monkey poster with his name on it was, by<br>itself, actionable harassment,<br>and that harassment was exacerbated by the supervisor&#39;s refusal to<br>take corrective action. To<br>begin with, the use of primate imagery, such as gorillas, monkeys, and<br>apes, to refer to African-<br>Americans is as offensive as calling a black person a &quot;nigger.&quot;<br> Historically, African-Americans have been considered, referred to<br>and treated like<br>subhumans or animals and, out of lack of appreciation of their<br>culture, were regarded as<br>uncivilized, and intellectually and culturally inferior.&lt;6&gt; In the<br>perpetuation of this racial prejudice,<br>African-Americans have been, and often still are,&lt;7&gt; referred to as<br>&quot;beasts,&quot; &quot;gorillas,&lt;8&gt;&quot; &quot;apes,&quot; or<br>&quot;monkeys.&quot; See, e.g., Jeffries v. Metro-Mark, Inc., 45 F.3d 258, 260<br>(8th Cir.) (racial<br>harassment suit in which multiple incidents included supervisor<br>calling black plaintiff a<br>&quot;monkey&quot;), cert. denied, 116 S. Ct. 102 (1995); Bell v. City of<br>Milwaukee, 746 F.2d 1205 (7th<br>Cir. 1984) (civil rights suit allowing testimony of police officer<br>that he thought black people were<br>&quot;apes&quot;); Morgan v. McDonough, 540 F.2d 527, 530 (1st Cir. 1976) (civil<br>rights case challenging<br>school&#39;s inaction towards racial incidents including racial chants by<br>white students such as<br>&quot;2,4,6,8 assassinate the nigger apes&quot; and their request to play music<br>over school address system<br>because &quot;music soothes the savage beasts&quot;), cert. denied, 429 U.S.<br>1042 (1977); Cox v. NFL, 889<br>F. Supp. 118, 119 (S.D.N.Y. 1995) (regarding crowds&#39; verbal abuse<br>using terms like &quot;nigger&quot;<br>and &quot;monkey&quot; directed at black football player as based on race); Doe<br>v. University of Mich., 721<br>F. Supp. 852, 854 (E.D. Mich. 1989) (race discrimination case<br>protesting fliers placed around<br>campus that referred to black persons as &quot;saucer lips, porch monkeys,<br>jigaboo&quot; and display of<br>KKK uniform in dorm window); Harris v. State, 209 Miss. 141, 147-48,<br>46 So.2d 91, 93 (1950)<br>(describing African American defendant as a &quot;big, black gorilla&quot;);<br>CONFESSIONS OF A WHITE<br>RACIST at 68 (recounting incident where Texas Tech crowd directed<br>racial exhortations like &quot;kill<br>that black ape&quot; at a black football player on the opposing team).<br> The clear purpose or effect of using racist animal slurs to refer<br>to African Americans is to<br>demean, offend, humiliate, or ridicule them. See, e.g., Anderson v.<br>Local 201 Reinforcing<br>Rodmen, 886 F. Supp. 94, 95 (D.D.C. 1995) (noting that black employee<br>alleged he was &quot;hurt&quot;<br>when his white foreman called him a &quot;mule&quot;); Harris v. School Annual<br>Publishing Co., 466 So.2d<br>963 (Ala. 1985) (defamation case in which black school teacher<br>regarded cartoon of monkey eating<br>a banana beneath which appeared her name and the inscription &quot;out<br>munching&quot; as a derogatory<br>reference &quot;&#39;traditionally used to dehumanize, insult, belittle and<br>degrade persons of [her] race&#39;&quot;)&lt;9&gt;.<br>Accordingly, a jury could fairly construe a poster inscribed with the<br>name of the company&#39;s only<br>black employee as a deliberate appeal to racial prejudices, invoking<br>ridicule, inciting racial<br>oppression, and generating racial hostility, and conclude therefore<br>that the gorilla picture created<br>conditions that would reasonably affect the employment atmosphere,<br>performance and emotional<br>well-being of a black employee.<br> A factfinder could also decide that the facts in this case<br>support a racial harassment claim<br>because they are similar to facts in other cases in which this Court<br>has found harassment. This<br>Court has held that calling an African American employee a &quot;nigger&quot;<br>sufficiently alters the<br>conditions of that worker&#39;s employment to support a hostile working<br>environment claim. See,<br>e.g., Rodgers, 12 F.3d at 673 (finding credible plaintiff&#39;s testimony<br>that racial remarks, including<br>use of &quot;nigger,&quot; significantly impaired his work performance,<br>contributed to stress that compelled<br>him to quit his job and harmed his self-esteem).&lt;10&gt; The adverse and<br>hostile conditions created by<br>the initial and continued display of the offensive poster inscribed<br>with Oates&#39; name are so similar<br>to those created by the slur &quot;nigger&quot; that the poster incident could<br>also be viewed as sufficiently<br>severe or pervasive to constitute actionable harassment. Meritor, 477<br>U.S. at 67 (&quot;discriminatory<br>intimidation, ridicule, and insult, . . . is sufficiently severe or<br>pervasive to alter the conditions of<br>the victim&#39;s employment and create an abusive working environment&quot;);<br>accord Burton v. Crowell<br>Pub. Co., 82 F.2d 154, 156 (2d Cir. 1936) (defamation case in which<br>mere association of plaintiff<br>with gorilla lowered him in others&#39; esteem); State v. Blanks, 479<br>N.W.2d 601, 602 (Iowa Ct.<br>App. 1992) (acknowledging that prosecutorial reference to movie<br>&quot;Gorillas in the Mist&quot; in case<br>involving black male defendant charged with criminally assaulting his<br>former white girlfriend has<br>&quot;racial overtones&quot; and by itself is sufficiently demeaning as to<br>constitute reversible error).<br> Further, because the gorilla picture is as offensive as the slur<br>&quot;nigger,&quot; and &quot;nigger&quot; need<br>only be said once to alter sufficiently the conditions of an African<br>American employee&#39;s work<br>environment to be actionable harassment, see, e.g., Rodgers, 12 F.3d<br>at 675 (quoting Meritor,<br>477 U.S. at 67) (&quot;perhaps no single act can more quickly &#39;alter the<br>conditions of employment and<br>create an abusive working environment,&#39; than the use of an<br>unambiguously racial epithet such as<br>&#39;nigger&#39;&quot;); Bailey v. Binyon, 583 F. Supp. 923, 927 (N.D. Ill. 1984)<br>(&quot;use of the word &#39;nigger&#39;<br>automatically separates the person addressed from every non-black<br>person; this is discrimination<br>per se&quot;), the single incident of the display of the offensive poster<br>is sufficiently severe to support<br>a hostile environment claim. See, e.g., King v. Board of Regents of<br>Univ. of Wis. Sys., 898 F.2d<br>533, 537 (7th Cir. 1990) (stating that even a &quot;single act&quot; of<br>harassment can be sufficiently severe<br>to &quot;&#39;alter the conditions of employment and create an abusive working<br>environment&quot;); Bennett v.<br>Corroon &amp; Black Corp., 845 F.2d 104, 105-06 (5th Cir. 1988) (holding<br>that the one-time posting<br>of a cartoon depicting plaintiff in an obscene fashion was sufficient<br>to support a claim of hostile<br>environment discrimination), cert. denied, 489 U.S. 1020 (1989); B.<br>SCHLEI &amp; P. GROSSMAN,<br>EMPLOYMENT DISCRIMINATION LAW 90 (Five-Year Cum. Supp. 1989) (&quot;Evidence of a<br>single egregious racial slur [may be] sufficient to present a triable<br>issue of fact[.]&quot;).<br> Next, Oates&#39; complaint to his supervisor about the poster with<br>his name on it and assertions<br>of mental distress and humiliation caused by the poster&#39;s display are<br>sufficient subjective evidence<br>that the display of the monkey poster altered the conditions of Oates&#39;<br>employment and created an<br>abusive environment. Harris, 114 S. Ct. at 370 (for workplace<br>environment to be sufficiently<br>hostile or abusive, victim must subjectively perceive conditions of<br>employment as abusive);<br>Faragher v. City of Boca Raton, 76 F.3d 1155, 1161 (11th Cir. 1996)<br>(subjective prong of the<br>harassment standard, i.e. the victim&#39;s perception, ensures that the<br>conditions altered the work<br>environment).<br> Finally, even if the display of the inscribed picture by itself<br>were not sufficiently severe<br>or pervasive to support a hostile work environment claim, a factfinder<br>could decide that the<br>supervisor&#39;s conduct of ridiculing Oates and refusing to remove the<br>poster further poisoned the<br>environment and altered the terms of Oates&#39; employment enough to<br>support his harassment claim.<br>See, e.g., Compston v. Borden, Inc., 424 F. Supp. 157, 160-61 (S.D.<br>Ohio 1976) (holding that<br>a supervisor &quot;vested with managerial responsibilities&quot; is liable under<br>Title VII when he &quot;embarks<br>upon a course of conduct calculated to demean an employee&quot; because<br>&quot;such activity will<br>necessarily have the effect of altering the conditions of [the<br>employee&#39;s] employment&quot;). A jury<br>could view Christenson&#39;s laughter in response to Oates&#39; harassment<br>complaint and her retort that<br>Oates was being &quot;oversensitive,&quot;&lt;11&gt; as a demonstration of racial<br>insensitivity that is often at the<br>bottom of prejudices and bigotry that poison the workplace. A<br>factfinder could also view her<br>refusal to remove the poster as condoning an abusive and hostile<br>environment, perpetuating a<br>racial myth that African Americans are not entirely human or entitled<br>to be treated with human<br>dignity, and sending a message to his coworkers that they could<br>continue to harass Oates with<br>impunity.<br> The factfinder could conclude then that Discovery Zone is liable<br>for racial harassment<br>because Christenson&#39;s knowledge of the harassment and failure to take<br>remedial action can be<br>imputed to it. See 29 C.F.R. 1604.11(d). See also Doe, 42 F.3d at<br>446 (&quot;[k]nowledge of the<br>agent is imputed to the corporate principal only if the agent receives<br>the knowledge while acting<br>within the scope of the agent&#39;s authority and when knowledge concerns<br>a matter within the scope<br>of that authority&quot;); Chrysler Motors Corp. v. International Union,<br>Allied Indus. Workers of Am.,<br>959 F.2d 685, 687-88 (7th Cir.) (&quot;[e]mployers must take all necessary<br>steps to prevent sexual<br>harassment in the workplace, such as expressing strong disapproval of<br>the conduct and developing<br>appropriate sanctions&quot;), cert. denied, 506 U.S. 908 (1992). Since<br>there is sufficient evidence of<br>racial harassment from which a jury could determine that the terms and<br>conditions of Oates&#39;<br>employment were adversely affected, and that Discovery Zone is liable<br>for the harassment, the<br>hostile environment claim should not have been dismissed by the<br>district court, but rather should<br>have gone to a jury.<p> B. The District Court Erred in Granting Summary Judgment on the<br>Discriminatory<br> Discharge Claim<p> In an employment discrimination action, a plaintiff may prove his<br>case using direct or<br>indirect methods of proof. Randle v. LaSalle Telecommunications,<br>Inc., 876 F.2d 563, 569 (7th<br>Cir. 1989). Under the direct method, plaintiff must show that the<br>&quot;decisionmakers placed<br>substantial negative reliance on an illegitimate criterion in reaching<br>their decision,&quot; Price<br>Waterhouse v. Hopkins, 490 U.S. 228, 277 (1989) (O&#39;Connor, J.,<br>concurring), or put differently,<br>that there is a direct link between the discriminatory intent and the<br>challenged employment action<br>sufficient to prove the disputed fact &quot;without reliance upon inference<br>or presumption.&quot; Randle,<br>876 F.2d at 569. The indirect method, in contrast, permits the<br>plaintiff to prove intentional<br>discrimination by making out a prima facie case and by establishing<br>that either the prohibited<br>reason more likely than not motivated the adverse employment action or<br>that the articulated reason<br>is untrue. McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-03<br>(1973). On a motion for<br>summary judgment, if plaintiff successfully produces direct evidence<br>of discriminatory intent or<br>establishes a prima facie case and produces enough evidence of pretext<br>from which the factfinder<br>could infer the ultimate fact of intentional discrimination, the case<br>should go to a jury. Anderson<br>v. Baxter Healthcare Corp., 13 F.3d 1120, 1123-24 (7th Cir. 1994)<br>(summary judgment is<br>precluded by evidence of prima facie case and pretext); Adler v.<br>Madigan, 939 F.2d 476, 479 (7th<br>Cir. 1991) (&quot;&#39;[m]ixed motives&#39; situations are ordinarily not grist for<br>the summary judgment mill&quot;).<p> Here, the district court erred in deciding that Oates did not<br>offer enough evidence from<br>which a factfinder could infer the ultimate fact of intentional<br>discrimination as to his discharge<br>under either proof method. In reaching this conclusion, the court<br>first incorrectly rejected Oates&#39;<br>argument that Christenson&#39;s offensive conduct is direct evidence of<br>discriminatory intent under<br>Price Waterhouse. See McCarthy v. Kempfer Life Ins. Cos., 924 F.2d<br>683, 687 (7th Cir. 1991)<br>(racial epithets or discriminatory conduct directed at the plaintiff<br>by an individual closely involved<br>in the challenged decisional process are direct evidence of<br>discriminatory animus); Knox v. First<br>Nat. Bank of Chicago, 909 F. Supp. 569, 572 (N.D. Ill. 1995)<br>(&quot;plaintiff may present direct proof<br>of discriminatory intent by introducing stray, stereotyped racial<br>remarks if the remarks are made<br>by a decisionmaker, are causally related to or have a nexus with the<br>employment decision at issue,<br>and are proximately related in time to the employment decision&quot;)<br>(internal citations omitted)&lt;12&gt;.<br>Oates&#39; evidence of harassment and Christenson&#39;s offensive behavior,<br>which was as severe as<br>calling an African American a &quot;nigger,&quot; are proof of discriminatory<br>animus because the evidence<br>is probative of Christenson&#39;s discriminatory attitude and the<br>circumstances which may have<br>influenced the decision to terminate Oates.<br> Next, Oates&#39; termination four days after the racial incident<br>involving Christenson<br>constitutes &quot;suspicious timing&quot; from which a factfinder could infer a<br>causal connection between<br>Christenson&#39;s animus and Oates&#39; termination because there is evidence<br>in the record from which<br>a jury could conclude that Christenson participated in the termination<br>decision. McDermott<br>testified that, starting with his first meeting with her, Christenson<br>had recommended that Oates<br>be terminated, they arranged for Oates to be terminated on April 22,<br>Christenson conducted the<br>termination meeting, he &quot;agreed&quot; with Christenson to terminate Oates,<br>and that together they<br>decided to terminate him. Pl. Ex. C, McDermott Dep. at 25, 32, 73-76,<br>84-85. Christenson<br>testified that Oates&#39; termination was not her decision and she had<br>never recommended Oates&#39;<br>termination to McDermott. Pl. Ex. B, Christenson Dep. at 23, 30.<br>While this evidence clearly<br>raises a factual dispute as to whether she actually participated in<br>the termination decision,<br>resolving all doubts in favor of the plaintiff, a jury could conclude<br>that, since Christenson<br>admittedly provided the information on which the termination was based<br>and fired Oates, that she<br>participated in the termination decision. Id. at 23, 45. Moreover, a<br>jury could find it implausible<br>that McDermott alone made the termination decision when he had only<br>known Oates a couple of<br>weeks and had formed a favorable impression of him after their initial<br>meeting. In any event, this<br>factual dispute defeats summary judgment and is enough to refute the<br>district court&#39;s conclusion<br>that Christenson&#39;s conduct was a &quot;stray remark&quot; made by a nondecisionmaker.<br> Even if the evidence of Christenson&#39;s bias and role in the<br>termination decision are<br>insufficient under the Price Waterhouse direct evidence standard,<br>Oates has produced enough<br>evidence to survive summary judgment under the indirect proof scheme<br>of McDonnell Douglas.<br>The district court reached a contrary conclusion because, in<br>evaluating Oates&#39; discriminatory<br>discharge claim, it erroneously took a rigid and mechanical approach<br>in deciding that Oates did<br>not establish a prima facie case of race discrimination.<br>Specifically, the court improperly<br>considered Discovery Zone&#39;s articulated reason for the discharge in<br>deciding that Oates had not<br>shown the second element of the prima facie case -- that he was<br>performing his job satisfactorily.<br>An employer&#39;s assessment of a plaintiff&#39;s work is more appropriately<br>considered in connection<br>with the pretext stage of proof in a Title VII case. Legrand v.<br>Trustees of Univ. of Ark. at Pine<br>Bluff, 821 F.2d 478, 481 n.4 (8th Cir. 1987), cert. denied, 485 U.S.<br>1034 (1988). The court also<br>erroneously disregarded Oates&#39; testimony that his performance was<br>satisfactory, which is sufficient<br>to meet his prima facie burden. Williams v. Williams Elecs., Inc.,<br>856 F.2d 920, 923 n.6 (7th<br>Cir. 1988) (&quot;determination that individual is performing a job well<br>enough to meet an employer&#39;s<br>legitimate expectations, when made in the context of a prima facie<br>case, may be based solely upon<br>the employee&#39;s testimony concerning the quality of his work&quot;).<br>Further, the district court erred<br>in requiring Oates, as the fourth element of the prima facie case, to<br>prove that similarly situated<br>employees outside his protected class were treated more favorably than<br>he because that element<br>can be satisfied when there is other evidence in the record from which<br>discrimination could be<br>inferred, as there was in this case. See Rush v. McDonald&#39;s Corp.,<br>966 F.2d 1104, 1113 (7th Cir.<br>1992) (&quot;plaintiff may establish a prima facie case of intentional<br>discrimination by offering evidence<br>adequate to raise an inference that he was discharged on the basis of<br>race&quot;); also see Landon v.<br>Northwest Airlines Inc., 72 F.3d 620, 624 (8th Cir. 1995) (identifying<br>fourth element of prima<br>facie case as requiring a showing that &quot;there is some evidence that<br>would allow the inference of<br>improper motivation&quot;); accord McDonnell Douglas, 411 U.S. at 802 n.13<br>(noting that &quot;the<br>specification above of the prima facie proof [the fourth element of<br>which was evidence that<br>position denied plaintiff remained open and employer continued to seek<br>applicants with similar<br>qualifications] required from respondent is not necessarily applicable<br>in every respect to differing<br>factual situations&quot;).<br> In addition to the evidence establishing the prima facie case,<br>the record contains &quot;other bits<br>and pieces&quot; of evidence from which an inference of discriminatory<br>intent might be drawn. Troupe<br>v. May Dep&#39;t Stores Co., 20 F.3d 734, 736 (7th Cir. 1994). For<br>example, Oates proffered<br>enough pretext evidence to raise a genuine issue as to whether his<br>performance was the true reason<br>for his discharge. Discovery Zone asserted that it terminated Oates<br>because he failed to follow<br>proper call-in procedures on April 21 to cover his absence from work.<br>R. 30, Def. Summ. J.<br>Mem. at 3. According to testimonial evidence in the record, however,<br>the termination decision<br>was made before April 21 and therefore was not based on Oates&#39; absence<br>or failure to follow<br>proper call-in procedures on April 21. Pl. Ex. B, Christenson Dep. at<br>68-69; Pl. Ex. D,<br>Mierkiewicz Dep. at 13; Pl. Ex. E, Dublin Dep. at 15. In addition,<br>the record also contained<br>evidence showing that the company gave inconsistent reasons to justify<br>Oates&#39; termination. Oates<br>testified that he was told he was being discharged because his job had<br>been eliminated. Pl. Ex.<br>A, Oates Dep. at 59. McDermott testified at deposition that Oates was<br>terminated because he<br>failed to follow proper call-in procedures. Pl. Ex. C, McDermott Dep.<br>at 38, 75-76, 83, 85.<br>Christenson testified that it was not Oates&#39; absence on April 21 or<br>failure to call-in but rather his<br>job performance on which his termination was based. Pl. Ex. B,<br>Christenson Dep. at 68-69.<br>Making all credibility assessments in favor of Oates, as the district<br>court and reviewing court must<br>on a motion for summary judgment, a jury could have inferred from the<br>contradictory explanations<br>that none of them were true and instead were offered to cover up a<br>discriminatory motive.<br>Anderson, 13 F.3d at 1123-24 (to survive summary judgment, plaintiff<br>&quot;must only &#39;produce<br>evidence from which a rational factfinder could infer that the company<br>lied&#39; about its proffered<br>reasons&quot;) (quoting Shager v. Upjohn Co., 913 F.2d 398, 401 (7th Cir. 1990)).<br> Evidence in the record also established that the company did not<br>have an anti-harassment<br>policy or grievance procedure in place during Oates&#39; employment with<br>Discovery Zone. Pl. Ex.<br>A, Oates Dep. at 161; Pl. Ex. D, Mierkiewicz Dep. at 17; Pl. Ex. E,<br>Dublin Dep. at 64. The lack<br>of a policy could be viewed as discouraging victims of harassment from<br>exercising their right to<br>be in a work environment free from discrimination, cf. Meritor, 477<br>U.S. at 73 (sexual harassment<br>policy and grievance procedure should be &quot;calculated to encourage<br>victims of harassment to come<br>forward&quot;), and, in light of Christenson&#39;s failure to take remedial<br>action regarding the monkey<br>poster, be considered evidence of the &quot;corporate culture&quot; in which the<br>decision to terminate Oates<br>was made. Cf. Brewer v. Quaker State Oil Ref. Corp., 72 F.3d 326, 333<br>(3d Cir. 1995) (&quot;a<br>supervisor&#39;s statement about the employer&#39;s employment practices or<br>managerial policy is relevant<br>to show the corporate culture in which a company makes its employment<br>decisions and may be<br>used to build a circumstantial case of discrimination&quot;); Lipsett v.<br>University of Puerto Rico, 864<br>F.2d 881, 907 n.27 (1st Cir. 1988) (noting that, even though defendant<br>had policy against sex<br>discrimination, &quot;it had no official grievance procedure to facilitate<br>the airing of complaints about<br>such discrimination in an atmosphere of trust and confidence&quot;).<br> Inasmuch as Oates proffered enough evidence to establish a prima<br>facie case of<br>discrimination, that evidence combined with his evidence of pretext is<br>sufficient to raise a genuine<br>issue of fact as to whether race was the true reason for Oates&#39;<br>dismissal, and therefore defeat<br>summary judgment. St. Mary&#39;s Honor Ctr. v. Hicks, 509 U.S. 502, 113<br>S. Ct. 2742, 2749<br>(1993). Thus, we urge this Court to reverse the district court&#39;s<br>granting of summary judgment<br>on Oates&#39; discriminatory discharge claim.<p> C. The District Court Erred in Granting Summary Judgment on the<br>Retaliation Claim<br> The district court also erred in granting summary judgment on the<br>retaliation claim because<br>the same evidence of pretext and the supervisor&#39;s participation in the<br>termination process proffered<br>in support of the discriminatory discharge claim is sufficient to<br>establish a prima facie case and<br>to raise a genuine issue of fact as to whether Oates was terminated<br>for complaining about the<br>monkey poster or because his employer made &quot;an &#39;honest assessment of<br>inadequate performance.&#39;&quot;<br>Opinion (quoting Alexander v. Gerhardt Enter., Inc., 40 F.3d 187, 197<br>(7th Cir. 1994)).<br>Therefore, the retaliation claim should have been resolved by a jury.<p><br> CONCLUSION<p> The district court erred in granting summary judgment for<br>Discovery Zone. The racial<br>harassment claim raised a genuine issue of fact as to whether Oates<br>was subjected to a racially<br>hostile environment. Further, the record contained enough evidence of<br>racial animus and pretext<br>that, combined with evidence of the supervisor&#39;s participation in both<br>the racial incident and the<br>termination decision, would have permitted a rational factfinder to<br>infer that Oates&#39; termination<br>four days after the monkey poster incident was either discriminatory<br>or retaliatory. Therefore,<br>we urge this Court to reverse the district court&#39;s order granting<br>summary judgment for Discovery<br>Zone and remand the case for jury consideration.<p> Respectfully submitted,<p>C. GREGORY STEWART<br>General Counsel<br> PAULA R. BRUNER, Attorney<p>GWENDOLYN YOUNG REAMS EQUAL EMPLOYMENT OPPORTUNITY<br>Associate General Counsel COMMISSION<br> 1801 L Street, N.W. Rm. 7044<br>CAROLYN L. WHEELER Washington, D.C. 20507<br>Assistant General Counsel (202) 663-4731<p><p><br> CERTIFICATE OF SERVICE<p> This is to certify that on April 4, 1996, two copies of the foregoing brief<p> were mailed first class, postage prepaid, to the following counsel of record:<p><br> H. Candace Gorman<br> GORMAN &amp; GORMAN<br> 542 South Dearborn, Suite 1060<br> Chicago, Illinois 60605<p> John P. Morrison, Esq.<br> Joanne L. Hyman, Esq.<br> BELL, BOYD &amp; LLOYD<br> Three First National Plaza<br> 70 West Madison Street, Suite 3200<br> Chicago, Illinois 60602<p><p><br> PAULA R. BRUNER<br> Attorney<br> EQUAL EMPLOYMENT OPPORTUNITY<br> COMMISSION<br> 1801 L Street, N.W. Rm. 7044<br> Washington, D.C. 20507<br> (202) 663-4731<p><br>April 4, 1996<p><p> A T T A C H M E N T S<p><br> TABLE OF CONTENTS<p><br>1. Courtland Milloy, The Blinding Racism of His Comment, Wash. Post,<br> Mar. 6, 1996<p>2. Jennifer M. Russell, On Being a Gorilla in Your Midst, or the Life<br> of One Blackwoman in the Legal Academy, 28 Harv. C.R.-C.L. L. Rev.<br> 259 (1993)<p><br> A T T A C H M E N T 1<p> A T T A C H M E N T 2<p><br>*******************************<br>&lt;NOTES&gt;<p>&lt;1&gt; The record contains disputed facts regarding, inter alia, Oates&#39; work<br>performance, attendance and adherence to &quot;call-in&quot; procedures when<br>missing work,<br>Discovery Zone&#39;s reason for Oates&#39; discharge, whether the monkey<br>poster incident<br>occurred, whether Oates complained to Human Resources prior to his<br>termination, and<br>whether he wrote his own name on the gorilla poster. We present the<br>facts here in<br>the light most favorable to Oates, as summary judgment standards<br>require. The facts<br>are largely taken from the district court&#39;s oral ruling. Record<br>references have been<br>provided for facts not appearing in the court&#39;s opinion.<p>&lt;2&gt; R. 38 is the record reference for all of plaintiff&#39;s exhibits<br>which were in the<br>appendix to his response to defendant&#39;s summary judgment motion.<p>&lt;3&gt; Discovery Zone&#39;s human resources managers also testified that they<br>were aware<br>Oates was going to be terminated prior to Thursday, April 21, the day<br>he was absent.<br>Mierkiewicz said that she knew Oates was going to be terminated a &quot;few<br>days&quot; before<br>April 22 and that it was possibly on Tuesday, April 19 or Wednesday,<br>April 20, that<br>she learned of this matter.<p>Pl. Ex. D, Mierkiewicz Dep. at 13. James Dublin said that he found<br>out &quot;possibly<br>the week before&quot; but that he was definitely involved in conversations regarding<br>Oates&#39; termination the week it occurred. Pl. Ex. E, Dublin Dep. at 15.<p>&lt;4&gt; There are no page references to the transcript of the district court&#39;s oral<br>ruling because it is not paginated.<p>&lt;5&gt; Although the Commission&#39;s guidelines refer to discrimination based<br>on sex, the<br>Commission has made it clear that the liability principles governing sexual<br>harassment and discrimination also apply to race. 29 C.F.R. &#167; 1604.11<br>n.1 (1995).<p>&lt;6&gt; The federal Constitution is illustrative of the subhuman status<br>accorded African<br>Americans during slavery because it quantified, for representation<br>purposes, enslaved<br>black people as three-fifths of a person. U.S. CONST., Art. I &#167; 2<br>cl.3. See also<br>Herbert Alptheker, Vol. I A DOCUMENTARY HISTORY OF THE NEGRO PEOPLE IN<br>THE UNITED<br>STATES 58 (1951) (quoting George Lawrence, An Oration on the Abolition<br>of the Slave<br>Trade (N.Y. 1813)) (&quot;[t]here was a time whilst shrowded in ignorance,<br>the African was<br>estimated no higher than beasts of burden&quot;).<p>&lt;7&gt; See, e.g., Courtland Milloy, The Blinding Racism of His Comment,<br>Wash. Post, Mar.<br>6, 1996, at C1 (noting that sports analyst Billy Packer&#39;s reference to a black<br>Georgetown basketball player as &quot;a tough monkey&quot; was not only racist<br>and offensive<br>to &quot;many African American viewers&quot; but that Packer&#39;s response that his<br>comment had &quot;<br>&#39;nothing to do with race&#39;. . . reflects the arrogance and denial that are the<br>cornerstones of racist thinking in America today&quot;) (Att. 1).<p>&lt;8&gt; The association of black people with gorillas has its origins in Christian<br>theology. As one commentator expressed:<p>One of the favored topics of those unlettered priests was the vast amount of<br>Scriptural authority accounting for the black man&#39;s lowly state and substandard<br>conduct. Ham [one of Noah&#39;s sons who survived the Great Flood] had<br>taken a wife<br>from among a tribe marked by the curse of Cain -- some low-rated beast<br>of the field<br>she was, probably little better than a first cousin to the gorilla. From this<br>unnatural union (so ran the prevailing theology) had been produced the<br>most primitive<br>form of the black race.<p>Larry L. King, CONFESSIONS OF A WHITE RACIST at 18-19 (1969).<p>&lt;9&gt; Accord Jennifer M. Russell, On Being a Gorilla in Your Midst, or<br>the Life of One<br>Blackwoman in the Legal Academy, 28 Harv. C.R.-C.L. L. Rev. 259, 260<br>(1993) (first<br>and sole African-American law school female professor&#39;s view that picture of a<br>gorilla found in her school mail box at Case Western University<br>communicated the<br>&quot;loud, unambiguous message&quot; that she could &quot;[c]laim no membership to<br>the human race&quot;<br>because she was &quot;not even a sub-species&quot; but rather a &quot;brute&quot;<br>&quot;[a]nimal, not human;&quot;<br>a &quot;time-worn message communicated to persons who are not white&quot;) (Att. 2); The<br>Blinding Racism of His Comment, Wash. Post at C1 (noting that white<br>sportscaster<br>Billy Packer&#39;s reference to a black Georgetown basketball player as &quot;a<br>tough monkey&quot;<br>is &quot;particularly egregious because of a centuries-old effort to<br>dehumanize African<br>Americans by linking them genetically with primates&quot;).<p>&lt;10&gt; See also Daniels, 937 F.2d at 1272-75 (holding that racial<br>incidents involving<br>hanging dummy, KKK and racial graffiti, and slurs using &quot;Buckwheat&quot;<br>and &quot;nigger&quot;<br>were sufficiently severe and pervasive to support racial harassment claim).<p>&lt;11&gt; The term &quot;oversensitive&quot; in this context is consistent with a<br>genre of code<br>words often used to mask unconscious racism and perpetuate the<br>racist&#39;s denial of,<br>and arrogance about, the offensiveness of his or her conduct. See<br>Phyllis A. Katz,<br>TOWARDS THE ELIMINATION OF RACISM 27 (1976) (for a discussion of code<br>words used to<br>describe African Americans and their characteristics). Accord On Being<br>a Gorilla in<br>Your Midst, 28 Harv. C.R.-C.L. L. Rev. at 261-62 (when confronted with racial<br>incidents, &quot;the blackwoman scholar must appear neither hypersensitive<br>nor paranoid.<br>Her white male (and female) colleagues will quickly note the<br>occurrence of facially<br>similar events involving themselves to discredit what she knows to be<br>the truth&quot;);<br>Thomas Kochman, BLACK AND WHITE STYLES IN CONFLICT 61 (1981) (because<br>&quot;in the past<br>blacks were not even allowed to express and assert themselves to the<br>extent that<br>white cultural norms allow, let alone black ones[,] . . . as blacks begin to<br>experience a greater sense of freedom to express and assert themselves publicly<br>according to black norms, they find themselves vulnerable again to whites who<br>consider such behavior excessively emotional and provocative and to which they<br>respond with incomprehension and violence&quot;).<p>&lt;12&gt; See also Talley v. Bravo Pittino Restaurant, 61 F.3d 1241,<br>1248-49 (6th Cir.<br>1995) (racial comments by white managers constituted direct evidence<br>that plaintiff&#39;s<br>termination was racially motivated); Brown v. East Miss. Elec. Power<br>Ass&#39;n, 989 F.2d<br>858, 861 (5th Cir. 1993) (supervisor&#39;s routine use of &quot;nigger&quot; is<br>direct evidence<br>that racial animus motivated contested employee&#39;s discharge); EEOC v.<br>Alton Packaging<br>Corp., 901 F.2d 920, 924 (11th Cir. 1990) (evidence of racial<br>hostility by employer&#39;s<br>general manager, one of persons responsible for denying plaintiff a<br>promotion, was<br>direct evidence of discrimination under Price Waterhouse).Okorie Okorocha, Attorney at Lawnoreply@blogger.comtag:blogger.com,1999:blog-34538696.post-75751277923792252162008-06-07T13:44:00.003-07:002008-06-07T13:44:39.043-07:002008-06-07T13:44:39.043-07:00Los Angeles Employment Lawyers and Attorneys Resource: EEOC v. PemcoIN THE UNITED STATES COURT OF APPEALS<br> FOR THE ELEVENTH CIRCUIT<br> _______________________<p> No. 03-10719<br> _______________________<p><br>EQUAL EMPLOYMENT OPPORTUNITY COMMISSION,<p> Plaintiff-Appellant,<br>v.<p>PEMCO AEROPLEX, INC.,<p> Defendant-Appellee.<p> _______________________________________________<p> On Appeal from the United States District Court<br> for the Northern District of Alabama<br> Southern Division<br> _______________________________________________<p> REPLY BRIEF OF THE EQUAL EMPLOYMENT<br> OPPORTUNITY COMMISSION<br> _______________________________________________<p> ERIC S. DREIBAND<br> General Counsel<p> CAROLYN L. WHEELER<br> Acting Associate General Counsel<p> VINCENT J. BLACKWOOD<br> Assistant General Counsel<p> BARBARA L. SLOAN<br> Attorney<p> EQUAL EMPLOYMENT OPPORTUNITY<br> COMMISSION<br> Office of the General Counsel<br> 1801 L Street, N.W.<br> Washington, D.C. 20507<br> (202) 663-4721<p><br>EEOC v. Pemco Aeroplex, Inc., No. 03-10719<p> CERTIFICATE OF INTERESTED PERSONS<br> In accordance with Eleventh Circuit Rules 26.1-1, I certify<br>that the following persons or entities have an interest in the<br>outcome of this case:<br>The Honorable William M. Acker, U.S. District Judge, N.D. Ala.<br>*Air International, Inc., Pemco-Related Legal Entity.<br>Mitchell G. Allen, Attorney for Defendant.<br>Naomi Hilton Archer, Senior Trial Attorney, EEOC.<br>Vincent J. Blackwood, Associate General Counsel, EEOC.<br>Stephen E. Brown, Attorney for Defendant.<br>Mildred Byrd, Supervisory Trial Attorney, EEOC.<br>*N. Lee Cooper, Attorney for Defendant.<br>Eric S. Dreiband, General Counsel, EEOC.<br>Equal Employment Opportunity Commission, Plaintiff-Appellant.<br>Charles Guerrier, Regional Attorney, EEOC.<br>Jeffrey A. Lee, Attorney for Defendant.<br>Maynard, Cooper &amp; Gale, P.C., Attorneys for Defendant.<br>Pemco Aeroplex, Inc., Defendant-Appellee.<br>*Pemco Aircraft Engineering Services, Pemco-Related Legal Entity.<br>*Pemco Air Services System, Inc., Pemco-Related Legal Entity.<br>*Pemco Aviation Group, Inc., Pemco&#39;s Parent Corporation.<br>*Pemco Engineers, Inc., Pemco-Related Legal Entity.<br>*Pemco World-Air Services, Pemco-Related Legal Entity.<br>Barbara L. Sloan, Attorney, EEOC.<br>*Space Vector Corporation, Pemco-Related Legal Entity.<br>Carolyn L. Wheeler, Acting Associate General Counsel, EEOC<p> * from Pemco&#39;s Certificate Of Interested Persons<p><p> _______________________________<br> Barbara L. Sloan<p><br>TABLE OF CONTENTS<br> Page(s)<br>CERTIFICATE OF INTERESTED PERSONS . . . . . . . . . . . . . . .i<br>TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . .iii<br>TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . . . . iv<br>INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . .1<br>ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . .3<br>CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . 26<br>CERTIFICATE OF COMPLIANCE . . . . . . . . . . . . . . . . . . 27<br>CERTIFICATE OF SERVICE<p> TABLE OF AUTHORITIES<br>CASES Page(s)<br>Ameritech Benefit Plan Committee v. CWA,<br> 220 F.3d 814 (7th Cir. 2000). . . . . . . . . . . . . . . .5<br>Benson &amp; Ford v. Wanda Petroleum Co.,<br> 833 F.2d 1172 (5th Cir. 1987) . . . . . . . . . . . . . . 14<br>Citibank v. Data Lease Finance Corp.,<br> 904 F.2d 1498 (11th Cir. 1990). . . . . . . . . . . . . . 6<br>Drummond v. United States,<br> 324 U.S. 316 (1945) . . . . . . . . . . . . . . . . . . . 16<br>EEOC v. Hernando Bank,<br> 724 F.2d 1188 (5th Cir. 1984) . . . . . . . . . . . . . . 24<br>EEOC v. Huttig Sash &amp; Door Co.,<br> 511 F.2d 453 (5th Cir. 1975). . . . . . . . . . . . 4, 6, 8<br>EEOC v. Johnson &amp; Higgins,<br> 91 F.3d 1529 (2d Cir. 1996) . . . . . . . . . . . . . . . 24<br>EEOC v. Mitsubishi Motor Manufacturing of America,<br> 960 F. Supp. 164 (N.D. Ill. 1997) . . . . . . . . . . . . 24<br>EEOC v. Waffle House,<br> 534 U.S. 279 (2002) . . . . . . . . . . . . . . . . . . 4, 7<br>Freeman v. Lester Coggins Trucking,<br> 771 F.2d 860 (5th Cir. 1985). . . . . . . . . . . . . . . 9<br>General Telegraph Co v. EEOC,<br> 446 U.S. 318 (1980) . . . . . . . . . . . . . . . . . . 4, 7<br>Gonzalez v. Banco Central Corp.,<br> 27 F.3d 751 (1st Cir. 1994) . . . . . . . . . . . . . . . 14<br>Herman v. South Carolina National Bank,<br> 140 F.3d 1413 (11th Cir. 1998). . . . . . . . . . . . . 4, 6<br>Humphreys v. Tann,<br> 487 F.2d 666 (6th Cir. 1973). . . . . . . . . . . . . . . 10<br>In re Bemis,<br> 279 F.3d 419 (7th Cir. 2002). . . . . . . . . . . . . . . 4<br>In re Birmingham Reverse Discrimination Employment Litigation,<br> 833 F.2d 1492 (11th Cir. 1988)<br> aff&#39;d sub nom Martin v. Wilks, 490 U.S. 755 (1989). . . . 9<br>In re Piper Aircraft Corp.,<br> 244 F.3d 1289 (11th Cir. 2001). . . . . . . . . . . . . . 10<br>International Ass&#39;n of Machinists Nat&#39;l Pension Fund v. Dickey,<br> 808 F.2d 483 (6th Cir. 1987). . . . . . . . . . . . . . . 12<br>Lawlor v. National Screen Service Corp.,<br> 349 U.S. 322 (1955) . . . . . . . . . . . . . . . . . . . 6<br>Lovejoy v. Murray,<br> 70 U.S. 1, 3 Wall. 1 (1865) . . . . . . . . . . . . . . . 16<p>Mann v. City of Albany, Ga.,<br> 883 F.2d 999 (11th Cir. 1989)). . . . . . . . . . . . . . 11<br>Montana v. United States,<br> 440 U.S. 147 (1979) . . . . . . . . . . . . . 6, 11, 17, 22<br>NAACP v. Michot,<br> 480 F.2d 547 (5th Cir. 1973). . . . . . . . . . . . . . . 19<br>National Railroad Passenger Corp. v. Morgan,<br> 536 U.S. 101 (2002) . . . . . . . . . . . . . . . . . . . 23<br>Parklane Hosiery Co. v. Shore,<br> 439 U.S. 322 (1979) . . . . . . . . . . . . . . . 9, 10, 25<br>Peralta v. U.S. Attorney&#39;s Office,<br> 136 F.3d 169 (D.C. Cir. 1998) . . . . . . . . . . . . . . 12<br>Petit v. City of Chicago,<br> 1999 WL 66539 (N.D. Ill. Feb. 8, 1999) (unpublished). . . 13<br>Pollard v. Cockrell,<br> 578 F.2d 1002 (5th Cir. 1978) . . . . . . . . . . . . 11, 13<br>Price Waterhouse v. Hopkins,<br> 490 U.S. 228 (1989) . . . . . . . . . . . . . . . . . . . 20<br>Richards v. Jefferson County, Ala.,<br> 517 U.S. 793 (1996) . . . . . . . . . . . . . . . . . . . 15<br>Riddle v. Cerro Wire &amp; Cable Group,<br> 902 F.2d 918 (11th Cir. 1990) . . . . . . . . . . . . . . 7<br>South Central Bell Telegraph Co. v. Alabama,<br> 526 U.S. 160 (1999) . . . . . . . . . . . . . . . 14, 15, 16<br>Tice v. American Airlines,<br> 162 F.3d 966 (7th Cir. 1999). . . . . . . . . . . . . . . 15<br>United States v. East Baton Rouge Parish School Board,<br> 594 F.2d 56 (5th Cir. 1979) . . . . . . . . . . . . . . . 4<p>STATUTES AND RULES<br>Title VII of the Civil Rights Act of 1964<br> 42 U.S.C. &#167;&#167; 2000e et seq.. . . . . . . . . . . . . . passim<br>Federal Rule of Appellate Procedure 28 . . . . . . . . . . . . 12<p>OTHER AUTHORITY<br>Restatement (Second) of Judgments &#167; 39 . . . . . . . . . . . . 16<p><br> IN THE UNITED STATES COURT OF APPEALS<br> FOR THE ELEVENTH CIRCUIT<br> _______________________<p> No. 03-10719<br> _______________________<p>EQUAL EMPLOYMENT OPPORTUNITY COMMISSION,<p> Plaintiff-Appellant,<br>v.<p>PEMCO AEROPLEX, INC.,<p> Defendant-Appellee.<br> _______________________________________________<p> On Appeal from the United States District Court<br> for the Northern District of Alabama<br> _______________________________________________<p> REPLY BRIEF<br> _______________________________________________<br> INTRODUCTION<br> EEOC alleges that Pemco Aeroplex violated Title VII by<br>maintaining a racially hostile work environment potentially<br>affecting all of the company&#39;s African-American employees. The<br>district court granted summary judgment, holding that EEOC is<br>precluded from litigating this enforcement action because a jury<br>rejected the individual harassment claims of 22 Pemco employees in<br>Thomas, et al. v. Pemco Aeroplex, No. 99-CV-3280-S (N.D. Ala.), a<br>private suit that was tried separately from EEOC&#39;s action<br>notwithstanding EEOC&#39;s repeated requests to have the cases<br>consolidated.<br> In our opening brief, we noted that, because EEOC was not a<br>party to the Thomas litigation, it could be precluded by the<br>judgment in that action only if EEOC was in privity with the Thomas<br>plaintiffs. We argued that under prevailing law there is no basis<br>for finding privity here. We also argued that, even if there were<br>privity, preclusion would not be proper because the claims in the<br>two suits are not the same. Finally, we argued that the logistical<br>concerns raised by the district court are overstated and, in any<br>event, cannot serve as a basis for binding the government to the<br>judgment in a case in which it was not a party or in privity with<br>a party.<br> In its brief, Pemco argues strenuously that EEOC should not be<br>permitted to continue to litigate this action in light of the jury<br>verdicts in Thomas. Rather than address our arguments, however,<br>Pemco relies largely on general arguments about the unfairness and<br>inefficiency of permitting further litigation against the company<br>on the issue of racial harassment after it prevailed in Thomas.<br>The company has no response to our argument that there was no<br>privity between EEOC and the Thomas plaintiffs under the prevailing<br>legal standard, and, in the absence of privity, EEOC cannot be<br>bound by the Thomas judgment, even if Pemco&#39;s complaints were well-<br>founded. In any event, Pemco&#39;s arguments are based on a distorted<br>characterization of the proceedings in Thomas and in this action,<br>and completely overlook the fact that Pemco vigorously opposed<br>EEOC&#39;s attempts to consolidate the two actions thereby avoiding the<br>inefficiencies against which Pemco now rails.<br> ARGUMENT<br> 1. It is a fundamental principle, acknowledged by the<br>district court and not disputed by Pemco, that a party may not be<br>precluded from litigating a claim on the basis of a judgment in a<br>previous action unless it was a party to that action or in privity<br>with a party. In our opening brief, we argued that EEOC, which was<br>not a party to the Thomas action, is not precluded from proceeding<br>with this Title VII enforcement action by the judgment in Thomas<br>because there is no basis for finding that EEOC was in privity with<br>the Thomas plaintiffs. We noted first that courts including this<br>one have uniformly held that federal enforcement agencies including<br>EEOC are not bound by the judgment in a private suit they did not<br>control, especially where, as here, the agency&#39;s allegations are<br>broader than the allegations in the private suit. We explained<br>that these decisions are largely based, explicitly or implicitly,<br>on the lack of privity between the agency and the private<br>litigants. Even where it seeks victim-specific relief, the agency<br>litigates its own independent claim and has an interest in law<br>enforcement that is not shared by the private litigants. See EEOC<br>Brief at 18-23, citing, e.g., EEOC v. Waffle House, 534 U.S. 279<br>(2002); General Tel. Co v. EEOC, 446 U.S. 318 (1980); Herman v.<br>South Carolina Nat&#39;l Bank, 140 F.3d 1413 (11th Cir. 1998); United<br>States v. East Baton Rouge Parish Sch. Bd., 594 F.2d 56 (5th Cir.<br>1979); EEOC v. Huttig Sash &amp; Door Co., 511 F.2d 453 (5th Cir.<br>1975); see also In re Bemis, 279 F.3d 419, 421-22 (7th Cir. 2002)<br>(&quot;EEOC&#39;s primary role is that of a law enforcement agency&quot;).<br> Pemco cites no contrary authority. Instead, the company<br>characterizes the long line of precedent we rely on as &quot;entirely<br>distinguishable&quot; because in those cases the parallel private<br>litigation ended in a settlement or consent decree whereas here,<br>the Thomas suit ended in a jury verdict. Based on this factual<br>distinction and the lack of authority for its position, Pemco<br>asserts that this case is &quot;one of first impression.&quot; See Pemco<br>Brief at 10. The company reasons that EEOC&#39;s separate enforcement<br>action should not be precluded by a private settlement since,<br>according to the company, settlements &quot;only serve the private<br>financial interest of that particular litigant&quot; and raise concerns<br>about potential &quot;sweetheart&quot; deals. A different rule should apply,<br>however, in cases such as this one where the private litigants went<br>to trial since, Pemco notes, jury trials serve the public interest.<br>Accordingly, the company states, contrary to what it characterizes<br>as our argument, &quot;the &#39;public interest&#39; was [] served in Thomas&quot;<br>because the case was fully tried to and disposed of by a jury. Id.<br>at 10-15 (emphasis added).<br> There are several problems with this argument. First, the<br>case is &quot;one of first impression&quot; only in that the decision below<br>is not based on legal precedent. As our opening brief shows, there<br>is ample authority for the contrary proposition that enforcement<br>actions brought by EEOC and other federal enforcement agencies are<br>not barred by judgments in parallel private litigation. See EEOC<br>Brief at 18-23 (citing cases); see also Ameritech Benefit Plan<br>Committee v. CWA, 220 F.3d 814, 821 (7th Cir. 2000) (judgment in<br>parallel private action would not preclude EEOC enforcement action<br>although rulings on issues of law may have stare decisis effect).<br> Second, despite its assertion that the cases we cited can be<br>distinguished on the ground that they involved a settlement or<br>consent decree, Pemco points to nothing in those cases that<br>suggests they would have come out differently had the private<br>litigation gone to trial. Nor would such a distinction make sense.<br>As noted above, the cases stand for the proposition that there is<br>no privity between private litigants and federal enforcement<br>agencies like EEOC because private litigants do not share the<br>agencies&#39; interest in law enforcement. Privity has to do with the<br>nature of the relationship between parties to successive lawsuits.<br>The basis for the judgment in the prior action whether it is<br>based on a settlement, a jury verdict, or something else has no<br>logical connection to privity.<br> Rather than addressing privity, Pemco&#39;s argument actually goes<br>to a different prerequisite for preclusion the need for a final<br>judgment on the merits. See, e.g., Montana v. United States, 440<br>U.S. 147, 153 (1979). The company would have this Court hold that<br>different preclusion principles apply to jury verdicts than to<br>settlements. As our opening brief points out, however, both this<br>Court and the Supreme Court have held that the preclusive effect of<br>a judgment does not vary depending on whether it is based on a<br>settlement as occurred in Huttig Sash &amp; Door, 511 F.2d at 455,<br>and Herman, 140 F.3d at 1417, for example or a judicial<br>determination. EEOC Brief at 22 n.4 (citing Citibank v. Data Lease<br>Fin. Corp., 904 F.2d 1498, 1501-02 (11th Cir. 1990); Lawlor v.<br>National Screen Serv. Corp., 349 U.S. 322, 327 (1955)). Thus,<br>Pemco&#39;s attempt to distinguish the cases we cited fails.<br> Third, we never argued that the &quot;public interest was not<br>served in Thomas,&quot; whatever that means. Rather, we argued that, as<br>a federal enforcement agency, EEOC is not bound by judgments in<br>private litigation it did not control and to which it was not a<br>party. As for the public interest, we relied on the Supreme Court<br>for the proposition that EEOC&#39;s suit is separate from the claims of<br>private plaintiffs, that Title VII unambiguously authorizes EEOC to<br>&quot;determine when it is in the public interest to sue to vindicate<br>federal law,&quot; and that &quot;it is [EEOC&#39;s] province not that of the<br>court&quot; or the defendant &quot;to determine whether public resources<br>should be committed&quot; to the recovery of relief for a particular<br>claim of discrimination. EEOC Brief at 19-21 (citing General<br>Telephone, 446 U.S. at 325-26, and quoting Waffle House, 534 U.S.<br>at 291-92).<br> Pemco asserts that dicta in Waffle House &quot;debunk[s]&quot; EEOC&#39;s<br>&quot;implication that it is settled law that it cannot be barred by res<br>judicata from asserting claims,&quot; pointing to the statement that<br>&quot;[i]t is an open question whether a settlement or arbitration<br>judgment would affect the validity of the EEOC&#39;s claim or the<br>character of relief the EEOC may seek.&quot; Pemco Brief at 14 n.7<br>(quoting 534 U.S. at 297). The quoted statement in Waffle House<br>follows the Court&#39;s citation to appellate decisions holding that<br>persons who had previously litigated, settled or otherwise resolved<br>their private claims could not obtain individual relief in an EEOC<br>enforcement action. Like Huttig Sash &amp; Door, 511 F.2d at 454-55,<br>the cases cited by the Court hold that an EEOC suit may proceed for<br>injunctive relief and individual relief for persons who have not<br>privately resolved their claims. Accordingly, the &quot;open question&quot;<br>alluded to in Waffle House does not go to EEOC&#39;s authority to<br>proceed with this action, but only to the relief that may be<br>obtained. As we noted in our opening brief (EEOC Brief at 23 n.5),<br>questions regarding the scope of relief available in this action<br>need not be resolved on this appeal.<br> In a separate but related point, Pemco argues, without<br>reference to privity or other preclusion principles, that allowing<br>EEOC to &quot;relitigate issues thoroughly addressed and decided in<br>Thomas would undermine the public&#39;s confidence in the finality of<br>jury verdicts in civil litigation&quot; and violate the Seventh<br>Amendment. See Pemco Brief at 12; 29-31. Insofar as the company<br>implies that the Seventh Amendment precludes relitigation of issues<br>decided by a jury even without regard to privity, it is plainly<br>wrong. The Seventh Amendment was designed to preserve the basic<br>institution of the jury trial as it existed at common law. See<br>Parklane Hosiery Co. v. Shore, 439 U.S. 322, 333-37 (1979). At<br>common law, as now, successive juries could decide even the same<br>issue in suits involving separate parties. Cf. id. at 330 n.14<br>(citing example of mass tort defendant that litigates successive<br>cases brought by different plaintiffs). Thus, what this Court<br>described as the &quot;fundamental premise of preclusion law&quot; (In re<br>Birmingham Reverse Discrim. Employment Litig., 833 F.2d 1492, 1498<br>(11th Cir. 1988)) that a judgment binds only parties and their<br>privies applies equally to judgments based on jury verdict. See,<br>e.g., Freeman v. Lester Coggins Trucking, 771 F.2d 860, 861-63 (5th<br>Cir. 1985) (although plaintiff&#39;s own claim was barred, his claims<br>in representative capacity for wife and children in wrongful death<br>action were not precluded by jury finding of no negligence in prior<br>suit against same defendants where plaintiff had sued individually<br>for his own injuries from same accident); Humphreys v. Tann, 487<br>F.2d 666, 671 (6th Cir. 1973) (rejecting argument that concerns<br>about &quot;federal courts&#39; crowded dockets&quot; and &quot;proper utilization of<br>judicial time&quot; obviated requirement for privity and holding that,<br>despite consolidated discovery, one plane crash victim&#39;s estate was<br>not bound by the jury verdict in an earlier suit brought by another<br>victim&#39;s estate). See also Parklane Hosiery, 439 U.S. at 327 n.7<br>(noting constitutional basis for privity requirement). The fact<br>that some Thomas plaintiffs went to trial, therefore, does not<br>relieve Pemco of its obligation to establish that there was privity<br>between EEOC and the Thomas plaintiffs. See In re Piper Aircraft<br>Corp., 244 F.3d 1289, 1296 (11th Cir. 2001) (party asserting res<br>judicata bears burden of showing preclusion was appropriate).<br> To the extent the Seventh Amendment is implicated by this<br>case, it is EEOC&#39;s right that is lost by the decision barring the<br>agency from pursuing this enforcement action. Because the district<br>court, at Pemco&#39;s urging, refused to consolidate this suit with<br>Thomas for trial purposes, EEOC has had no opportunity to try its<br>case to a jury in the first instance.<br> 2. We noted in our opening brief that a non-party who had a<br>&quot;laboring oar,&quot; i.e., substantially controlled, the litigation of<br>a lawsuit may be bound by the judgment in that suit even if its<br>legal relationship with the parties to that suit would not<br>otherwise establish privity. See EEOC Brief at 23-25 (citing<br>Montana v. United States, 440 U.S. at 154-56). We also noted that,<br>in the absence of actual control of the prior litigation, this<br>Court requires, at a minimum, that there be &quot;an express or implied<br>legal relationship in which parties to the first suit are<br>accountable to non-parties who file a suit raising identical<br>issues.&quot; Id. at 27-29 (citing, e.g., Pollard v. Cockrell, 578 F.2d<br>1002, 1008 (5th Cir. 1978), cited with approval in Mann v. City of<br>Albany, Ga., 883 F.2d 999, 1004 (11th Cir. 1989)). We argued that<br>EEOC did not have a sufficient &quot;laboring oar&quot; in the Thomas<br>litigation since it did not control the filing of that suit,<br>discovery or any aspect of the trial and post-trial decision-<br>making. Nor, we argued, was there an &quot;express or implied legal<br>relationship&quot; between EEOC and the Thomas plaintiffs such that it<br>can reasonably be said that they were proper agents for EEOC. See<br>EEOC Brief at 23-29.<br> In responding to this argument, Pemco does not contend that<br>there was privity between EEOC and the Thomas under this Court&#39;s<br>legal standard, which Pemco considers &quot;rigid.&quot; Pemco Brief at 16.<br>Rather, Pemco argues that a finding of privity is appropriate<br>because, in its view, the Thomas plaintiffs &quot;adequately represented<br>the EEOC&#39;s interests&quot; and EEOC &quot;assisted&quot; in the prosecution of the<br>Thomas case. Id. at 18-23. As factual support, the company<br>opines that counsel for the Thomas plaintiffs did a good job trying<br>their case. The company adds, without citation to the record, that<br>EEOC participated in 20 depositions; EEOC&#39;s suit was mediated<br>together with Thomas; counsel for EEOC was &quot;constantly present&quot; at<br>the Thomas trial and &quot;constantly conferred&quot; with counsel for Thomas<br>both before and during the trial, and EEOC would use &quot;the very same<br>evidence&quot; to prove its claim. See, e.g., id. at 18, 20-21; see<br>also id. at 6-7.<br> Pemco&#39;s version of the facts, even if true, would not suffice<br>to support a finding of privity. As noted above, even if the<br>issues in this case and Thomas were the same (which they are not),<br>this Court requires, at a minimum, an &quot;express or implied legal<br>relationship by which parties to the first suit are accountable to<br>non-parties who file a subsequent suit&quot; (Pollard, 578 F.2d at<br>1008). Pemco does not contend that any such relationship existed<br>between EEOC and the Thomas plaintiffs. EEOC participated in<br>discovery because the court ordered &quot;joint discovery&quot; in the two<br>cases. R.7 (order). EEOC participated in mediation because the<br>two cases were mediated together; Pemco sought a &quot;global<br>resolution&quot; and refused to mediate in Thomas unless EEOC also<br>agreed to mediate the claims in its suit. R.20-21 (Transcript of<br>4/2/2002 Hearing on EEOC&#39;s motion to modify mediation order at 13-<br>15) (filed May 19, 2003). Nothing in the record indicates that<br>EEOC attended every hearing in Thomas or was &quot;constantly present&quot;<br>and &quot;conferred constantly&quot; with Thomas counsel during the trial.<br>On the contrary, the only evidence is that an EEOC attorney was<br>present for approximately half the trial, observing from the public<br>seating area. R.53, Ex.A &#182;&#182; 5-6; accord R.60 (decision at 3)<br>(EEOC counsel attended trial &quot;with some frequency&quot; as &quot;an alert and<br>interested observer&quot;).<br> Citing Thomas counsel&#39;s time sheets, Pemco argues that EEOC<br>and counsel for Thomas were in contact 26 times, including four<br>&quot;strategy&quot; sessions, while Thomas was pending (Pemco Brief at 6 &amp;<br>n.4, 21(citing R.51, Ex.A)). However, Pemco points to no authority<br>suggesting that this is significant. On the contrary, courts have<br>held that preclusion is inappropriate even where parties and non-<br>parties share the same attorney. See, e.g., South Central Bell<br>Tel. Co. v. Alabama, 526 U.S. 160, 168 (1999); Benson &amp; Ford v.<br>Wanda Petroleum Co., 833 F.2d 1172, 1174-75 (5th Cir. 1987).<br> Here, some substantial interaction was to be expected since<br>both EEOC and the Thomas plaintiffs had brought suit against Pemco<br>for racial harassment, and the two suits were consolidated for<br>discovery purposes. The time sheets list only one contact between<br>EEOC and counsel for the Thomas plaintiffs after discovery in<br>Thomas ended and the court denied the second consolidation motion<br>– a 30-minute telephone conversation on March 25, 2002, regarding<br>EEOC&#39;s motion to modify the order to mediate. See R.51 (Ex.A).<br> Although Pemco suggests that this Court&#39;s standard is<br>unnecessarily &quot;rigid,&quot; it is in line with case law from the Supreme<br>Court and other circuits. See, e.g., South Central Bell, 526 U.S.<br>at 167-68 (preclusion is improper inter alia where original<br>plaintiffs did not understand their suit to be on behalf of non-<br>parties, judgment did not purport to bind non-parties and court in<br>original suit made no special efforts to protect later plaintiffs&#39;<br>interests); Richards v. Jefferson County, Ala., 517 U.S. 793, 801-<br>02 (1996) (same); Tice v. American Airlines, 162 F.3d 966, 971 (7th<br>Cir. 1999) (&quot;general question&quot; is &quot;whether the earlier parties were<br>in some sense proper agents for the later parties&quot;).<br> Ignoring South Central Bell, Pemco argues that Richards can be<br>distinguished because, unlike EEOC, the plaintiffs in Richards were<br>unaware of the earlier suit and counsel in the two cases never<br>conferred. Pemco Brief at 23. The Alabama Supreme Court made<br>similar distinctions in South Central Bell, reasoning that<br>plaintiffs there, unlike those in Richards, not only knew about the<br>earlier case but had agreed to stay their case pending the outcome<br>in the earlier one, and one lawyer even represented plaintiffs in<br>both cases. See 526 U.S. at 168. The Supreme Court found these<br>distinctions unpersuasive, however, and held that the case was<br>controlled by Richards. See id. The distinctions advanced by<br>Pemco in this case are similarly unpersuasive.<br> Although Pemco states that EEOC can be bound by the Thomas<br>judgment if it &quot;assisted in the prosecution&quot; of that case (Pemco<br>Brief at 17-18, 22 (citing Montana, 440 U.S. at 154)), the<br>government can be bound only where it had a &quot;laboring oar&quot; in the<br>earlier litigation. See Drummond v. United States, 324 U.S. 316,<br>318 (1945); cf. Lovejoy v. Murray, 70 U.S. 1, *18-*19, 3 Wall. 1<br>(1865) (persons not having the right to &quot;adduce testimony, . . .<br>cross-examine witnesses adduced on the other side&quot; and &quot;appeal from<br>the judgment&quot; are &quot;strangers to the cause&quot;); Restatement (Second)<br>of Judgments &#167; 39 &amp; comment c (participation must be substantial).<br>The Montana Court found a &quot;sufficient &#39;laboring oar&#39;&quot; where the<br>government required the private complaint to be filed, reviewed and<br>approved the complaint, paid the attorneys fees and costs in the<br>private suit, directed the appeal, appeared and submitted an amicus<br>brief, and directed the filing and abandonment of an appeal to the<br>Supreme Court. Montana, 440 U.S. at 155; see also id. at 154<br>(citing cases). Even if something less than such complete<br>manipulation would suffice, the alleged facts here do not support<br>preclusion under this theory. Pemco itself describes EEOC as<br>&quot;rid[ing] the coattails of the Thomas plaintiffs&quot; with respect to<br>discovery. Pemco Brief at 6; see also R.53 (Ex.A &#182;&#182; 2-4)(counsel<br>for Pemco and the Thomas plaintiffs typically negotiated discovery<br>schedules and other such matters without consulting EEOC). More<br>importantly, because the district court, at Pemco&#39;s urging, denied<br>EEOC&#39;s motions to consolidate for trial, EEOC did not have the<br>right to adduce testimony, to cross-examine witnesses called by<br>Pemco or to appeal the judgment.<br> In short, Pemco&#39;s brief provides no basis for finding that<br>EEOC was in privity with the Thomas plaintiffs such that EEOC may<br>properly be bound by the judgment in that case. Since privity is<br>necessary for both res judicata and collateral estoppel, the<br>judgment must be reversed.<br> 3. Because there was no privity between EEOC and the Thomas<br>plaintiffs, EEOC would not be precluded from proceeding with this<br>action even if the claims were the same as the claims in Thomas.<br>However, as we argued in our opening brief, the fact that the<br>claims in this suit are different from and substantially broader<br>than – the claims litigated in Thomas provides an additional reason<br>why the suit is not precluded. EEOC Brief at 34-37. Without<br>squarely addressing the arguments in our brief, Pemco repeatedly<br>asserts throughout its brief that the Thomas jury already<br>determined precisely the same issue that is central to EEOC&#39;s case,<br>and, if this case goes to trial, EEOC will use exactly the same<br>evidence to prove its case as was proffered by the Thomas<br>plaintiffs. See, e.g., Pemco Brief at 5, 8, 11-13, 18-40.<br> These assertions are directly contrary to the position Pemco<br>took in the district court in opposing EEOC&#39;s efforts to have its<br>case consolidated with Thomas. Ironically, Pemco&#39;s statements in<br>the district court provide a succinct response to the position it<br>now advocates. In opposing EEOC&#39;s second motion to consolidate,<br>Pemco argued that the claims in this case and in Thomas are not the<br>same, stating:<br> The claims [in the two cases] are not the same and the<br> evidence is not the same. . . . The [Thomas] case<br> consists of thirty-one (31) individual cases filed<br> together. Each of the 31 Plaintiff&#39;s cases . . . must<br> stand on its own merits. EEOC&#39;s case is obviously much<br> broader in that it does not allege that any particular<br> employee has been subjected to a hostile environment.<br> Instead, it alleges class-wide discrimination and opens<br> the door to evidence that would be potentially wholly<br> inadmissible in the [Thomas] case.<p>R.16 (Opposition to 2d Consolidation Motion (&quot;2d Opp.&quot;) at 3-4).<br> For similar reasons, the company&#39;s repeated assertion that<br>EEOC will rely on the same evidence as was proffered in Thomas is<br>also disingenuous. In opposing consolidation, Pemco stated that<br>because &quot;EEOC&#39;s case is obviously much broader,&quot; counsel for EEOC<br>and the Thomas plaintiffs would likely rely on different evidence,<br>reasoning:<br> [E]vidence that an employee that is not a [Thomas<br> plaintiff] had a slur directed against him or her would<br> be admissible in the instant action but likely would not<br> be admissible in [Thomas] unless a [Thomas] plaintiff<br> worked alongside that employee and overheard the comment.<br> Proof that others have experienced objectionable conduct<br> is the heart of [EEOC&#39;s] case whereas it could be totally<br> irrelevant (not to mention objectionable and prejudicial)<br> in [Thomas].<br>R.16 (2d Opp. 3).<br> Without acknowledging the inconsistency between its present<br>position and the position it took with respect to consolidation,<br>Pemco stresses that EEOC&#39;s second consolidation motion states that<br>the same witnesses and documentation would be relevant in both<br>cases. See, e.g., Pemco Brief at 5. That is true. Since this<br>suit was filed after Thomas, EEOC, in order to avoid delaying the<br>proceedings, offered to forego further discovery and rely on<br>existing evidence if the court would agree to try its case and<br>Thomas together. See R.15 (EEOC&#39;s 2d Consolidation Motion at 6).<br>Once consolidati