Saturday, June 07, 2008

Los Angeles Employment Lawyers and Attorneys Resource: Oates v. Discovery Zone

IN THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT


No. 96-1205

ARTHUR OATES,
Plaintiff-Appellant,

v.

DISCOVERY ZONE,
Defendant-Appellee.

On Appeal from the United States District Court
for the Northern District of Illinois
(Leinenweber, J.)


BRIEF OF THE EQUAL EMPLOYMENT
OPPORTUNITY COMMISSION AS AMICUS CURIAE
IN SUPPORT OF PLAINTIFF-APPELLANT


C. GREGORY STEWART
General Counsel

GWENDOLYN YOUNG REAMS
Associate General Counsel

CAROLYN L. WHEELER
Assistant General Counsel

PAULA R. BRUNER
Attorney

EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION
1801 L Street, N.W. Rm. 7044
Washington, D.C. 20507
(202) 663-4731

TABLE OF CONTENTS

TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . . . . . . . . .ii

STATEMENT OF INTEREST. . . . . . . . . . . . . . . . . . . . . . . . . . 1

JURISDICTIONAL STATEMENT . . . . . . . . . . . . . . . . . . . . . . . . 1

STATEMENT OF THE ISSUES. . . . . . . . . . . . . . . . . . . . . . . . . 1

STATEMENT OF THE CASE. . . . . . . . . . . . . . . . . . . . . . . . . . 2

1. Nature of the Case. . . . . . . . . . . . . . . . . . . . . . . 2
2. Statement of the Facts. . . . . . . . . . . . . . . . . . . . . 2
3. The District Court's Oral Ruling. . . . . . . . . . . . . . . . 5

STATEMENT OF THE STANDARD OF REVIEW. . . . . . . . . . . . . . . . . . . 6

ARGUMENT:

THE DISTRICT COURT MADE LEGAL ERRORS IN GRANTING SUMMARY
JUDGMENT FOR DISCOVERY ZONE. . . . . . . . . . . . . . . . . . . . . . . 6

A. The District Court Erred In Dismissing The Claim Of
Racial Harassment . . . . . . . . . . . . . . . . . . . . . . . . . 6

B. The District Court Erred In Granting Summary Judgment
On The Claim Of Discriminatory Discharge. . . . . . . . . . . . . .14

C. The District Court Erred In Granting Summary Judgment
On The Retaliation Claim. . . . . . . . . . . . . . . . . . . . . .20

CONCLUSION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .20

ATTACHMENTS

CERTIFICATE OF SERVICE


TABLE OF AUTHORITIES

CASES

Adler v. Madigan,
939 F.2d 476 (7th Cir. 1991). . . . . . . . . . . . . . . . . . . .14

Alexander v. Gerhardt Enter., Inc.,
40 F.3d 187 (7th Cir. 1994) . . . . . . . . . . . . . . . . . . . .20

Anderson v. Baxter Healthcare Corp.,
13 F.3d 1120 (7th Cir. 1994). . . . . . . . . . . . . . . . . .14, 18

Anderson v. Local 201 Reinforcing Rodmen,
886 F. Supp. 94 (D.D.C. 1995) . . . . . . . . . . . . . . . . . . . 9

Anderson v. Liberty Lobby, Inc.,
477 U.S. 242 (1986) . . . . . . . . . . . . . . . . . . . . . . . . .
6

Bailey v. Binyon,
583 F. Supp. 923 (N.D. Ill. 1984) . . . . . . . . . . . . . . . . .11

Bell v. City of Milwaukee,
746 F.2d 1205 (7th Cir. 1984) . . . . . . . . . . . . . . . . . . . 9

Bennett v. Corroon & Black Corp.,
845 F.2d 104 (5th Cir. 1988),
cert. denied, 489 U.S. 1020 (1989). . . . . . . . . . . . . . . . .11

Brewer v. Quaker State Oil Ref. Corp.,
72 F.3d 326 (3d Cir. 1995). . . . . . . . . . . . . . . . . . . . .19

Brooms v. Regal Tube Co.,
881 F.2d 412 (7th Cir. 1989). . . . . . . . . . . . . . . . . . . . 7

Brown v. East Miss. Elec. Power Ass'n,
989 F.2d 858 (5th Cir. 1993). . . . . . . . . . . . . . . . . . . .15

Burton v. Crowell Pub. Co.,
82 F.2d 154 (2d Cir. 1936). . . . . . . . . . . . . . . . . . . . .11

Chrysler Motors Corp. v. International Union, Allied Indus.
Workers of Am., 959 F.2d 685 (7th Cir.),
cert. denied, 506 U.S. 908 (1992) . . . . . . . . . . . . . . . . .13

Compston v. Borden, Inc.,
424 F. Supp. 157 (S.D. Ohio 1976) . . . . . . . . . . . . . . . . .12

Cox v. NFL,
889 F. Supp. 118 (S.D.N.Y. 1995). . . . . . . . . . . . . . . . . . 9

Daniels v. Essex Group, Inc.,
937 F.2d 1264 (7th Cir. 1991) . . . . . . . . . . . . . . . . . 7, 10

Dey v. Colt Constr. & Dev. Co.,
28 F.3d 1446 (7th Cir. 1994). . . . . . . . . . . . . . . . . . . . 6

Doe v. University of Mich.,
721 F. Supp. 852 (E.D. Mich. 1989). . . . . . . . . . . . . . . 9, 13

EEOC v. Alton Packaging Corp.,
901 F.2d 920 (11th Cir. 1990) . . . . . . . . . . . . . . . . . . .15

Faragher v. City of Boca Raton,
76 F.3d 1155 (11th Cir. 1996) . . . . . . . . . . . . . . . . . . .12

Harris v. Forklift Sys., Inc.,
114 S. Ct. 367 (1993) . . . . . . . . . . . . . . . . . . . . . 7, 12

Harris v. School Annual Publishing Co.,
466 So.2d 963 (Ala. 1985) . . . . . . . . . . . . . . . . . . . . . 9

Harris v. State,
209 Miss. 141, 46 So.2d 91 (1950) . . . . . . . . . . . . . . . . . 9

Jeffries v. Metro-Mark, Inc.,
45 F.3d 258 (8th Cir.),
cert. denied, 116 S. Ct. 102 (1995) . . . . . . . . . . . . . . . . 8

King v. Board of Regents of Univ. of Wis. Sys.,
898 F.2d 533 (7th Cir. 1990). . . . . . . . . . . . . . . . . . . .11

Knox v. First Nat. Bank of Chicago,
909 F. Supp. 569 (N.D. Ill. 1995) . . . . . . . . . . . . . . . . .15

Landon v. Northwest Airlines, Inc.,
72 F.3d 620 (8th Cir. 1995) . . . . . . . . . . . . . . . . . . . .17

Legrand v. Trustees of Univ. of Ark. at Pine Bluff,
821 F.2d 478 (8th Cir. 1987), cert. denied,
485 U.S. 1034 (1988). . . . . . . . . . . . . . . . . . . . . . . .17

Lipsett v. University of Puerto Rico,
864 F.2d 881 (1st Cir. 1988). . . . . . . . . . . . . . . . . . . .19

McCarthy v. Kempfer Life Ins. Cos.,
924 F.2d 683 (7th Cir. 1991). . . . . . . . . . . . . . . . . . . .15

McDonnell Douglas Corp. v. Green,
411 U.S. 792 (1973) . . . . . . . . . . . . . . . . . . . . 5, 14, 17

Meritor Sav. Bank v. Vinson,
477 U.S. 57 (1986). . . . . . . . . . . . . . . . . . . . . 7, 11, 19

Morgan v. McDonough,
540 F.2d 527 (1st Cir. 1976),
cert. denied, 429 U.S. 1042 (1977). . . . . . . . . . . . . . . . . 9

Patterson v. McLean Credit Union,
491 U.S. 164 (1989) . . . . . . . . . . . . . . . . . . . . . . . . .
6

Price Waterhouse v. Hopkins,
490 U.S. 228 (1989) . . . . . . . . . . . . . . . . . . . . . . . .14

Randle v. LaSalle Telecommun., Inc.,
876 F.2d 563 (7th Cir. 1989). . . . . . . . . . . . . . . . . . . .14

Rodgers v. Western-Southern Life Ins. Co.,
12 F.3d 668 (7th Cir. 1993) . . . . . . . . . . . . . . . . 7, 10, 11

Rogers v. EEOC,
454 F.2d 234 (5th Cir. 1971),
cert. denied, 406 U.S. 957 (1972) . . . . . . . . . . . . . . . . . 7

Rush v. McDonald's Corp.,
966 F.2d 1104 (7th Cir. 1992) . . . . . . . . . . . . . . . . . . .17

Shager v. Upjohn Co.,
913 F.2d 398 (7th Cir. 1990). . . . . . . . . . . . . . . . . . . .18

St. Mary's Honor Ctr. v. Hicks,
509 U.S. 502 (1993) . . . . . . . . . . . . . . . . . . . . . . . .19

State v. Blanks,
479 N.W.2d 601 (Iowa Ct. App. 1992) . . . . . . . . . . . . . . . .11

Talley v. Bravo Pittino Restaurant,
61 F.3d 1241 (6th Cir. 1995). . . . . . . . . . . . . . . . . . . .15

Toletino v. Friedman,
46 F.3d 645 (7th Cir. 1995),
cert. denied, 115 S. Ct. 2613 (1995). . . . . . . . . . . . . . . . 6

Troupe v. May Dep't Stores,
20 F.3d 734 (7th Cir. 1994) . . . . . . . . . . . . . . . . . . 5, 18

Williams v. Williams Elecs., Inc.,
856 F.2d 920 (7th Cir. 1988). . . . . . . . . . . . . . . . . . . .17

CONSTITUTIONAL AMENDMENT, STATUTES, AND OTHER LEGISLATIVE
AUTHORITY

U.S. CONST., Art. I § 2 cl. 3. . . . . . . . . . . . . . . . . . . . . . 8

42 U.S.C. § 2000e. . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

29 C.F.R. § 1604.11. . . . . . . . . . . . . . . . . . . . . . . . . . . 7

29 C.F.R. § 1604.11(a)(3). . . . . . . . . . . . . . . . . . . . . . . . 7

29 C.F.R. § 1604.11(d) . . . . . . . . . . . . . . . . . . . . . . . . .13

OTHER AUTHORITY

B. SCHLEI & P. GROSSMAN, EMPLOYMENT DISCRIMINATION LAW
(Five-Year Cum. Supp. 1989) . . . . . . . . . . . . . . . . . . . .12

Courtland Milloy, The Blinding Racism of His Comment, Wash. Post,
Mar. 6, 1996 at C1 . . . . . . . . . . . . . . . . . . . . . . . . . 8, 10

George Lawrence, An Oration on the Abolition of the Slave Trade
(N.Y. 1813). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8

Herbert Alptheker, Vol. I A DOCUMENTARY HISTORY OF THE NEGRO PEOPLE IN THE
UNITED STATES 58 (1951). . . . . . . . . . . . . . . . . . . . . . . . . 8

Jennifer M. Russell, On Being a Gorilla in Your Midst, or the Life
of One Blackwoman in the Legal Academy, 28 Harv. C.R.-C.L. L. Rev.
259 (1993) . . . . . . . . . . . . . . . . . . . . . . . . . . . . .10, 13

Larry L. King, CONFESSIONS OF A WHITE RACIST (1969). . . . . . . . . .8, 9

Phyllis A. Katz, TOWARDS THE ELIMINATION OF RACISM (1976). . . . . . . .13

Thomas Kochman, BLACK AND WHITE STYLES IN CONFLICT (1981). . . . . . . .13


STATEMENT OF INTEREST

The Equal Employment Opportunity Commission is the agency charged
by Congress with
the interpretation, administration, and enforcement of Title VII of
the Civil Rights Act of 1964,
as amended, 42 U.S.C. § 2000e et seq. ("Title VII") and other federal
statutes prohibiting
employment discrimination. In this case, the district court granted
summary judgment on
plaintiff's claims of discriminatory discharge and retaliation in
violation of Title VII, despite
conflicting evidence on the reason for his discharge. The court also
dismissed his racial
harassment claim without addressing its merits in apparent disregard
of the independent nature a
racial harassment claim under Title VII. The court's dispositions
raise an important issue
regarding how derogatory and racially offensive slurs and conduct,
beyond the use of the
pejorative term "nigger," should be evaluated in the context of
harassment and discharge claims.
Because proper resolution of the claims in this case is important to
effective enforcement of Title
VII, the Commission offers its views.

JURISDICTIONAL STATEMENT

The Commission adopts the appellant's jurisdictional statement as
accurate and complete.

STATEMENT OF THE ISSUES

1. Whether there was sufficient evidence of racial harassment to
survive summary judgment,
where plaintiff, the only black employee in his office, complained to
his supervisor that a picture
of gorillas with his name written on it was racially offensive, and
his supervisor laughed at his
complaint, refused to take the picture down, and allowed it to remain
on display for a week after
his complaint.
2. Whether the termination of the company's only black employee four
days after he complained
about a racially offensive poster to his supervisor raised a genuine
issue of fact as to his claims
of discriminatory discharge and retaliation, where record evidence not
only shows that his
supervisor laughed at his complaint, refused to take the poster down,
and participated in the
termination decision, but also that plaintiff's performance may not
have been the true reason for
his discharge.

STATEMENT OF THE CASE

1. Nature of the Case
This is an appeal from the district court's order granting
summary judgment for Discovery
Zone on the discriminatory discharge and retaliation claims and
dismissing the case. R. 53.

2. Statement of the Facts<1>
Arthur Oates, a technical support representative, was responsible
for providing telephonic
support to Discovery Zone FunCenter stores regarding their computer
systems. He was the only
African-American employee at Discovery Zone's office in Rosemont,
Illinois. His immediate
supervisor was Bonnie Christenson. On April 8, 1994, Mark McDermott
became Christenson's
supervisor and assumed responsibility for overseeing the Rosemont
office. The week of April 11,
McDermott met with Christenson and she informed him that she had
contemplated terminating
Oates. Pl. Ex. C, McDermott Dep. at 21, 24, 32.<2>
On Friday, April 15, 1994, Oates met with McDermott at the
Chicago office. Pl. Ex. A,
Oates Dep. at 84; Pl. Ex. C, McDermott Dep. at 25. During this
session, McDermott praised his
job performance. Pl. Ex. A, Oates Dep. at 85. McDermott testified
that after their meeting he
was "impressed" with Oates and considered him "intelligent, very
cordial," with "a lot of
potential." Pl. Ex. C, McDermott Dep. at 30.
In early April, Christenson posted a picture of five gorillas on
a bulletin board located in
the main area of the office. Pl. Ex. A, Oates Dep. at 114. On April
18, Oates saw that his name
had been written above one of the gorillas on the poster. Plaintiff
immediately informed
Christenson that, as an African American, he was offended by the
analogy drawn between him and
the gorilla, and that he considered the inscribed poster to be
racially offensive. Pl. Ex. A, Oates
Dep. at 115. Christenson laughed, id. at 223, and told Oates that he
"was being oversensitive"
and that the poster was "no big deal." Id. at 115. Oates testified
that he felt "embarrassed,
ridiculed, [and] humiliated" by Christenson. Id. at 223. On April 19,
he sent a letter complaining
about the incident via interoffice mail to Mary Mierkiewicz in Human
Resources. Discovery Zone
had no company policy or procedures for redressing harassment
grievances during Oates' tenure.
Pl. Ex. B, Christenson Dep. at 161; Pl. Ex. D, Mierkiewicz Dep. at 17;
Pl. Ex. E, Dublin Dep.
at 64.
On April 21, Oates left a message on Christenson's voice mail
informing her that he was
sick. Discovery Zones' phones went unanswered and Christenson told
McDermott it was because
Oates did not come to work. Pl. Ex. B, Christenson Dep. at 48, 148;
Pl Ex. C, McDermott Dep.
at 38. The next day, Christenson fired Oates, telling him that his
job had been eliminated. Pl.
Ex. A, Oates Dep. at 59. At deposition, McDermott testified, however,
that Oates was terminated
because he failed to follow proper call-in procedures on April 21.
Pl. Ex. C, McDermott Dep.
at 38, 75-76, 83, 85. He also said that, because he had known Oates
for only "a couple of
weeks," he "had to agree with Bonnie [Christenson] that" Oates should
be fired. Id. at 76; see
also id. at 84 (indicating that both McDermott and Christenson made
termination decision).
At deposition, Christenson testified that while she fired Oates,
it was not her decision. Pl.
Ex. B, Christenson Dep. at 23. She claimed Oates was "very
intelligent" and knew software and
hardware very well. She stated that on "numerous occasions" she told
McDermott she "did not
want to fire" Oates, but had discussed Oates' performance with
McDermott often. Id. at 30.
Christenson also testified that the decision to terminate Oates had
been made before Oates' absence
on April 21,<3> and that the decision was not based on Oates' absence
or failure to follow proper
call-in procedures on that day. Id. at 67-68.
On April 25, Mary Mierkiewicz received by interoffice mail Oates'
letter complaining
about the poster and Christenson's reaction. The gorilla poster was
still hanging on that day. Pl.
Ex. B, Christenson Dep. at 36, 157; Pl. Ex. D, Mierkiewicz Dep. at 38.
Oates filed a timely action in the district court against
Discovery Zone, alleging inter alia
racial harassment and retaliatory discharge in violation of Title VII
and discriminatory discharge
in violation of 42 U.S.C. § 1981. R. 21, Second Amended Complaint.
Discovery Zone moved
for summary judgment on the discharge claims. R. 29.

3. District Court's Oral Ruling <4>
Without addressing the merits of Oates' racial harassment claim,
the district court
concluded that Oates did not prove that his discharge was
discriminatory or retaliatory. Citing to
Troupe v. May Dep't Stores, 20 F.3d 734, 736 (7th Cir. 1994), the
court held that Oates did not
proffer direct evidence of discriminatory intent because Christenson's
reaction to the monkey
poster on which Oates' name was written constituted "stray remarks"
that would not prove Oates'
discharge was discriminatory without reliance on inference or
presumption. In addition, it ruled
that the circumstantial evidence of suspicious timing and ambiguous
comments was insufficient
to create a genuine issue as to whether his supervisor's stray
remarks, rather than his poor
performance, led to his discharge. The court also held that plaintiff
did not prove his
discriminatory discharge claim under McDonnell Douglas Corp. v. Green,
411 U.S. 792 (1973),
because he did not establish a prima facie case by showing that he was
performing satisfactorily
or that similarly situated employees outside his protected class were
treated more favorably than
he. Finally, the court held that plaintiff did not make out a prima
facie case of retaliation because
he failed to prove Christenson participated in the termination
decision. The court then decided
that even if Oates had established a prima facie case, he did not
offer any evidence showing that
the proffered poor performance reason for the decision to terminate
him was pretextual.
Accordingly, the district court entered summary judgment for Discovery
Zone and dismissed the
case. R. 47.

STATEMENT OF THE STANDARD OF REVIEW

Review of a district court's decision granting summary judgment
is de novo. Dey v. Colt
Constr. & Dev. Co., 28 F.3d 1446, 1453 (7th Cir. 1994). In
determining whether the moving
party has met its burden, all inferences are to be drawn in favor of
the nonmoving party, Toletino
v. Friedman, 46 F.3d 645, 649 (7th Cir.), cert. denied, 115 S. Ct.
2613 (1995), and any doubts
are to be resolved against the moving party. Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 255
(1986).
ARGUMENT

THE DISTRICT COURT ERRED IN GRANTING SUMMARY JUDGMENT FOR
DISCOVERY ZONE

In its motion for summary judgment, Discovery Zone asserted that
even though the
allegations regarding the monkey poster incident were in dispute,
summary judgment was
appropriate on the discriminatory and retaliatory discharge claims
because Oates' termination was
"made by a person wholly unaware of the alleged 'monkey picture'
incident." R. 30, Def. Summ.
J. Mem. at 2. The district court agreed, entered summary judgment on
both claims, and
terminated the case without specifically addressing the harassment
claim. R. 47. The court erred
in dismissing Oates' case because the record reveals material factual
disputes on his claims of
racial harassment, discriminatory discharge, and retaliatory discharge
rendering summary
judgment inappropriate.

A. The District Court Erred In Dismissing the Racial Harassment Claim

Racial harassment is an independent basis for liability under
Title VII. Patterson v.
McLean Credit Union, 491 U.S. 164, 180 (1989). Race-based conduct
that affects the terms,
conditions, and privileges of employment gives rise to a Title VII
claim of racial harassment if it
is so severe or pervasive that it creates a hostile or offensive
working environment. Rodgers v.
Western-Southern Life Ins. Co., 12 F.3d 668, 673 (7th Cir. 1993);
Daniels v. Essex Group Inc.,
937 F.2d 1264, 1270 (7th Cir. 1991). Such harassment can include
racial slurs, epithets and
comments that, by themselves, violate Title VII if they unreasonably
interfere with an individual's
work performance or create an intimidating, hostile, or offensive
working environment. 29
C.F.R. § 1604.11(a)(3) (1995).<5> See also Meritor Sav. Bank v.
Vinson, 477 U.S. 57, 65-67
(1989) (approving Commission guidelines, and noting that "Title VII
affords employees the right
to work in an environment free from discriminatory intimidation,
ridicule, and insult"); Rogers
v. EEOC, 454 F.2d 234, 238 (5th Cir. 1971) ("discriminatory verbal
intimidation, ridicule and
insults may be sufficiently severe or pervasive to alter the
conditions of the victim's employment
and create an abusive working environment that violates Title VII"),
cert. denied, 406 U.S. 957
(1972). To determine liability, the court must consider the totality
of circumstances, Harris v.
Forklift Sys., Inc., 114 S. Ct. 367, 371 (1993), and employ both an
objective and a subjective
standard to assess the "'likely effect of a defendant's conduct upon a
reasonable person's ability
to perform his or her work and upon his or her well-being as well as
the actual effect upon the
particular plaintiff bringing the claim.'" Daniels, 937 F.2d at 1270
(quoting Brooms v. Regal
Tube Co., 881 F.2d 412, 419 (7th Cir. 1989).
In this case, there was sufficient evidence of racial harassment
to raise a genuine issue of
fact as to whether Oates was objectively subjected to a racially
hostile working environment
because the display of the monkey poster with his name on it was, by
itself, actionable harassment,
and that harassment was exacerbated by the supervisor's refusal to
take corrective action. To
begin with, the use of primate imagery, such as gorillas, monkeys, and
apes, to refer to African-
Americans is as offensive as calling a black person a "nigger."
Historically, African-Americans have been considered, referred to
and treated like
subhumans or animals and, out of lack of appreciation of their
culture, were regarded as
uncivilized, and intellectually and culturally inferior.<6> In the
perpetuation of this racial prejudice,
African-Americans have been, and often still are,<7> referred to as
"beasts," "gorillas,<8>" "apes," or
"monkeys." See, e.g., Jeffries v. Metro-Mark, Inc., 45 F.3d 258, 260
(8th Cir.) (racial
harassment suit in which multiple incidents included supervisor
calling black plaintiff a
"monkey"), cert. denied, 116 S. Ct. 102 (1995); Bell v. City of
Milwaukee, 746 F.2d 1205 (7th
Cir. 1984) (civil rights suit allowing testimony of police officer
that he thought black people were
"apes"); Morgan v. McDonough, 540 F.2d 527, 530 (1st Cir. 1976) (civil
rights case challenging
school's inaction towards racial incidents including racial chants by
white students such as
"2,4,6,8 assassinate the nigger apes" and their request to play music
over school address system
because "music soothes the savage beasts"), cert. denied, 429 U.S.
1042 (1977); Cox v. NFL, 889
F. Supp. 118, 119 (S.D.N.Y. 1995) (regarding crowds' verbal abuse
using terms like "nigger"
and "monkey" directed at black football player as based on race); Doe
v. University of Mich., 721
F. Supp. 852, 854 (E.D. Mich. 1989) (race discrimination case
protesting fliers placed around
campus that referred to black persons as "saucer lips, porch monkeys,
jigaboo" and display of
KKK uniform in dorm window); Harris v. State, 209 Miss. 141, 147-48,
46 So.2d 91, 93 (1950)
(describing African American defendant as a "big, black gorilla");
CONFESSIONS OF A WHITE
RACIST at 68 (recounting incident where Texas Tech crowd directed
racial exhortations like "kill
that black ape" at a black football player on the opposing team).
The clear purpose or effect of using racist animal slurs to refer
to African Americans is to
demean, offend, humiliate, or ridicule them. See, e.g., Anderson v.
Local 201 Reinforcing
Rodmen, 886 F. Supp. 94, 95 (D.D.C. 1995) (noting that black employee
alleged he was "hurt"
when his white foreman called him a "mule"); Harris v. School Annual
Publishing Co., 466 So.2d
963 (Ala. 1985) (defamation case in which black school teacher
regarded cartoon of monkey eating
a banana beneath which appeared her name and the inscription "out
munching" as a derogatory
reference "'traditionally used to dehumanize, insult, belittle and
degrade persons of [her] race'")<9>.
Accordingly, a jury could fairly construe a poster inscribed with the
name of the company's only
black employee as a deliberate appeal to racial prejudices, invoking
ridicule, inciting racial
oppression, and generating racial hostility, and conclude therefore
that the gorilla picture created
conditions that would reasonably affect the employment atmosphere,
performance and emotional
well-being of a black employee.
A factfinder could also decide that the facts in this case
support a racial harassment claim
because they are similar to facts in other cases in which this Court
has found harassment. This
Court has held that calling an African American employee a "nigger"
sufficiently alters the
conditions of that worker's employment to support a hostile working
environment claim. See,
e.g., Rodgers, 12 F.3d at 673 (finding credible plaintiff's testimony
that racial remarks, including
use of "nigger," significantly impaired his work performance,
contributed to stress that compelled
him to quit his job and harmed his self-esteem).<10> The adverse and
hostile conditions created by
the initial and continued display of the offensive poster inscribed
with Oates' name are so similar
to those created by the slur "nigger" that the poster incident could
also be viewed as sufficiently
severe or pervasive to constitute actionable harassment. Meritor, 477
U.S. at 67 ("discriminatory
intimidation, ridicule, and insult, . . . is sufficiently severe or
pervasive to alter the conditions of
the victim's employment and create an abusive working environment");
accord Burton v. Crowell
Pub. Co., 82 F.2d 154, 156 (2d Cir. 1936) (defamation case in which
mere association of plaintiff
with gorilla lowered him in others' esteem); State v. Blanks, 479
N.W.2d 601, 602 (Iowa Ct.
App. 1992) (acknowledging that prosecutorial reference to movie
"Gorillas in the Mist" in case
involving black male defendant charged with criminally assaulting his
former white girlfriend has
"racial overtones" and by itself is sufficiently demeaning as to
constitute reversible error).
Further, because the gorilla picture is as offensive as the slur
"nigger," and "nigger" need
only be said once to alter sufficiently the conditions of an African
American employee's work
environment to be actionable harassment, see, e.g., Rodgers, 12 F.3d
at 675 (quoting Meritor,
477 U.S. at 67) ("perhaps no single act can more quickly 'alter the
conditions of employment and
create an abusive working environment,' than the use of an
unambiguously racial epithet such as
'nigger'"); Bailey v. Binyon, 583 F. Supp. 923, 927 (N.D. Ill. 1984)
("use of the word 'nigger'
automatically separates the person addressed from every non-black
person; this is discrimination
per se"), the single incident of the display of the offensive poster
is sufficiently severe to support
a hostile environment claim. See, e.g., King v. Board of Regents of
Univ. of Wis. Sys., 898 F.2d
533, 537 (7th Cir. 1990) (stating that even a "single act" of
harassment can be sufficiently severe
to "'alter the conditions of employment and create an abusive working
environment"); Bennett v.
Corroon & Black Corp., 845 F.2d 104, 105-06 (5th Cir. 1988) (holding
that the one-time posting
of a cartoon depicting plaintiff in an obscene fashion was sufficient
to support a claim of hostile
environment discrimination), cert. denied, 489 U.S. 1020 (1989); B.
SCHLEI & P. GROSSMAN,
EMPLOYMENT DISCRIMINATION LAW 90 (Five-Year Cum. Supp. 1989) ("Evidence of a
single egregious racial slur [may be] sufficient to present a triable
issue of fact[.]").
Next, Oates' complaint to his supervisor about the poster with
his name on it and assertions
of mental distress and humiliation caused by the poster's display are
sufficient subjective evidence
that the display of the monkey poster altered the conditions of Oates'
employment and created an
abusive environment. Harris, 114 S. Ct. at 370 (for workplace
environment to be sufficiently
hostile or abusive, victim must subjectively perceive conditions of
employment as abusive);
Faragher v. City of Boca Raton, 76 F.3d 1155, 1161 (11th Cir. 1996)
(subjective prong of the
harassment standard, i.e. the victim's perception, ensures that the
conditions altered the work
environment).
Finally, even if the display of the inscribed picture by itself
were not sufficiently severe
or pervasive to support a hostile work environment claim, a factfinder
could decide that the
supervisor's conduct of ridiculing Oates and refusing to remove the
poster further poisoned the
environment and altered the terms of Oates' employment enough to
support his harassment claim.
See, e.g., Compston v. Borden, Inc., 424 F. Supp. 157, 160-61 (S.D.
Ohio 1976) (holding that
a supervisor "vested with managerial responsibilities" is liable under
Title VII when he "embarks
upon a course of conduct calculated to demean an employee" because
"such activity will
necessarily have the effect of altering the conditions of [the
employee's] employment"). A jury
could view Christenson's laughter in response to Oates' harassment
complaint and her retort that
Oates was being "oversensitive,"<11> as a demonstration of racial
insensitivity that is often at the
bottom of prejudices and bigotry that poison the workplace. A
factfinder could also view her
refusal to remove the poster as condoning an abusive and hostile
environment, perpetuating a
racial myth that African Americans are not entirely human or entitled
to be treated with human
dignity, and sending a message to his coworkers that they could
continue to harass Oates with
impunity.
The factfinder could conclude then that Discovery Zone is liable
for racial harassment
because Christenson's knowledge of the harassment and failure to take
remedial action can be
imputed to it. See 29 C.F.R. 1604.11(d). See also Doe, 42 F.3d at
446 ("[k]nowledge of the
agent is imputed to the corporate principal only if the agent receives
the knowledge while acting
within the scope of the agent's authority and when knowledge concerns
a matter within the scope
of that authority"); Chrysler Motors Corp. v. International Union,
Allied Indus. Workers of Am.,
959 F.2d 685, 687-88 (7th Cir.) ("[e]mployers must take all necessary
steps to prevent sexual
harassment in the workplace, such as expressing strong disapproval of
the conduct and developing
appropriate sanctions"), cert. denied, 506 U.S. 908 (1992). Since
there is sufficient evidence of
racial harassment from which a jury could determine that the terms and
conditions of Oates'
employment were adversely affected, and that Discovery Zone is liable
for the harassment, the
hostile environment claim should not have been dismissed by the
district court, but rather should
have gone to a jury.

B. The District Court Erred in Granting Summary Judgment on the
Discriminatory
Discharge Claim

In an employment discrimination action, a plaintiff may prove his
case using direct or
indirect methods of proof. Randle v. LaSalle Telecommunications,
Inc., 876 F.2d 563, 569 (7th
Cir. 1989). Under the direct method, plaintiff must show that the
"decisionmakers placed
substantial negative reliance on an illegitimate criterion in reaching
their decision," Price
Waterhouse v. Hopkins, 490 U.S. 228, 277 (1989) (O'Connor, J.,
concurring), or put differently,
that there is a direct link between the discriminatory intent and the
challenged employment action
sufficient to prove the disputed fact "without reliance upon inference
or presumption." Randle,
876 F.2d at 569. The indirect method, in contrast, permits the
plaintiff to prove intentional
discrimination by making out a prima facie case and by establishing
that either the prohibited
reason more likely than not motivated the adverse employment action or
that the articulated reason
is untrue. McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-03
(1973). On a motion for
summary judgment, if plaintiff successfully produces direct evidence
of discriminatory intent or
establishes a prima facie case and produces enough evidence of pretext
from which the factfinder
could infer the ultimate fact of intentional discrimination, the case
should go to a jury. Anderson
v. Baxter Healthcare Corp., 13 F.3d 1120, 1123-24 (7th Cir. 1994)
(summary judgment is
precluded by evidence of prima facie case and pretext); Adler v.
Madigan, 939 F.2d 476, 479 (7th
Cir. 1991) ("'[m]ixed motives' situations are ordinarily not grist for
the summary judgment mill").

Here, the district court erred in deciding that Oates did not
offer enough evidence from
which a factfinder could infer the ultimate fact of intentional
discrimination as to his discharge
under either proof method. In reaching this conclusion, the court
first incorrectly rejected Oates'
argument that Christenson's offensive conduct is direct evidence of
discriminatory intent under
Price Waterhouse. See McCarthy v. Kempfer Life Ins. Cos., 924 F.2d
683, 687 (7th Cir. 1991)
(racial epithets or discriminatory conduct directed at the plaintiff
by an individual closely involved
in the challenged decisional process are direct evidence of
discriminatory animus); Knox v. First
Nat. Bank of Chicago, 909 F. Supp. 569, 572 (N.D. Ill. 1995)
("plaintiff may present direct proof
of discriminatory intent by introducing stray, stereotyped racial
remarks if the remarks are made
by a decisionmaker, are causally related to or have a nexus with the
employment decision at issue,
and are proximately related in time to the employment decision")
(internal citations omitted)<12>.
Oates' evidence of harassment and Christenson's offensive behavior,
which was as severe as
calling an African American a "nigger," are proof of discriminatory
animus because the evidence
is probative of Christenson's discriminatory attitude and the
circumstances which may have
influenced the decision to terminate Oates.
Next, Oates' termination four days after the racial incident
involving Christenson
constitutes "suspicious timing" from which a factfinder could infer a
causal connection between
Christenson's animus and Oates' termination because there is evidence
in the record from which
a jury could conclude that Christenson participated in the termination
decision. McDermott
testified that, starting with his first meeting with her, Christenson
had recommended that Oates
be terminated, they arranged for Oates to be terminated on April 22,
Christenson conducted the
termination meeting, he "agreed" with Christenson to terminate Oates,
and that together they
decided to terminate him. Pl. Ex. C, McDermott Dep. at 25, 32, 73-76,
84-85. Christenson
testified that Oates' termination was not her decision and she had
never recommended Oates'
termination to McDermott. Pl. Ex. B, Christenson Dep. at 23, 30.
While this evidence clearly
raises a factual dispute as to whether she actually participated in
the termination decision,
resolving all doubts in favor of the plaintiff, a jury could conclude
that, since Christenson
admittedly provided the information on which the termination was based
and fired Oates, that she
participated in the termination decision. Id. at 23, 45. Moreover, a
jury could find it implausible
that McDermott alone made the termination decision when he had only
known Oates a couple of
weeks and had formed a favorable impression of him after their initial
meeting. In any event, this
factual dispute defeats summary judgment and is enough to refute the
district court's conclusion
that Christenson's conduct was a "stray remark" made by a nondecisionmaker.
Even if the evidence of Christenson's bias and role in the
termination decision are
insufficient under the Price Waterhouse direct evidence standard,
Oates has produced enough
evidence to survive summary judgment under the indirect proof scheme
of McDonnell Douglas.
The district court reached a contrary conclusion because, in
evaluating Oates' discriminatory
discharge claim, it erroneously took a rigid and mechanical approach
in deciding that Oates did
not establish a prima facie case of race discrimination.
Specifically, the court improperly
considered Discovery Zone's articulated reason for the discharge in
deciding that Oates had not
shown the second element of the prima facie case -- that he was
performing his job satisfactorily.
An employer's assessment of a plaintiff's work is more appropriately
considered in connection
with the pretext stage of proof in a Title VII case. Legrand v.
Trustees of Univ. of Ark. at Pine
Bluff, 821 F.2d 478, 481 n.4 (8th Cir. 1987), cert. denied, 485 U.S.
1034 (1988). The court also
erroneously disregarded Oates' testimony that his performance was
satisfactory, which is sufficient
to meet his prima facie burden. Williams v. Williams Elecs., Inc.,
856 F.2d 920, 923 n.6 (7th
Cir. 1988) ("determination that individual is performing a job well
enough to meet an employer's
legitimate expectations, when made in the context of a prima facie
case, may be based solely upon
the employee's testimony concerning the quality of his work").
Further, the district court erred
in requiring Oates, as the fourth element of the prima facie case, to
prove that similarly situated
employees outside his protected class were treated more favorably than
he because that element
can be satisfied when there is other evidence in the record from which
discrimination could be
inferred, as there was in this case. See Rush v. McDonald's Corp.,
966 F.2d 1104, 1113 (7th Cir.
1992) ("plaintiff may establish a prima facie case of intentional
discrimination by offering evidence
adequate to raise an inference that he was discharged on the basis of
race"); also see Landon v.
Northwest Airlines Inc., 72 F.3d 620, 624 (8th Cir. 1995) (identifying
fourth element of prima
facie case as requiring a showing that "there is some evidence that
would allow the inference of
improper motivation"); accord McDonnell Douglas, 411 U.S. at 802 n.13
(noting that "the
specification above of the prima facie proof [the fourth element of
which was evidence that
position denied plaintiff remained open and employer continued to seek
applicants with similar
qualifications] required from respondent is not necessarily applicable
in every respect to differing
factual situations").
In addition to the evidence establishing the prima facie case,
the record contains "other bits
and pieces" of evidence from which an inference of discriminatory
intent might be drawn. Troupe
v. May Dep't Stores Co., 20 F.3d 734, 736 (7th Cir. 1994). For
example, Oates proffered
enough pretext evidence to raise a genuine issue as to whether his
performance was the true reason
for his discharge. Discovery Zone asserted that it terminated Oates
because he failed to follow
proper call-in procedures on April 21 to cover his absence from work.
R. 30, Def. Summ. J.
Mem. at 3. According to testimonial evidence in the record, however,
the termination decision
was made before April 21 and therefore was not based on Oates' absence
or failure to follow
proper call-in procedures on April 21. Pl. Ex. B, Christenson Dep. at
68-69; Pl. Ex. D,
Mierkiewicz Dep. at 13; Pl. Ex. E, Dublin Dep. at 15. In addition,
the record also contained
evidence showing that the company gave inconsistent reasons to justify
Oates' termination. Oates
testified that he was told he was being discharged because his job had
been eliminated. Pl. Ex.
A, Oates Dep. at 59. McDermott testified at deposition that Oates was
terminated because he
failed to follow proper call-in procedures. Pl. Ex. C, McDermott Dep.
at 38, 75-76, 83, 85.
Christenson testified that it was not Oates' absence on April 21 or
failure to call-in but rather his
job performance on which his termination was based. Pl. Ex. B,
Christenson Dep. at 68-69.
Making all credibility assessments in favor of Oates, as the district
court and reviewing court must
on a motion for summary judgment, a jury could have inferred from the
contradictory explanations
that none of them were true and instead were offered to cover up a
discriminatory motive.
Anderson, 13 F.3d at 1123-24 (to survive summary judgment, plaintiff
"must only 'produce
evidence from which a rational factfinder could infer that the company
lied' about its proffered
reasons") (quoting Shager v. Upjohn Co., 913 F.2d 398, 401 (7th Cir. 1990)).
Evidence in the record also established that the company did not
have an anti-harassment
policy or grievance procedure in place during Oates' employment with
Discovery Zone. Pl. Ex.
A, Oates Dep. at 161; Pl. Ex. D, Mierkiewicz Dep. at 17; Pl. Ex. E,
Dublin Dep. at 64. The lack
of a policy could be viewed as discouraging victims of harassment from
exercising their right to
be in a work environment free from discrimination, cf. Meritor, 477
U.S. at 73 (sexual harassment
policy and grievance procedure should be "calculated to encourage
victims of harassment to come
forward"), and, in light of Christenson's failure to take remedial
action regarding the monkey
poster, be considered evidence of the "corporate culture" in which the
decision to terminate Oates
was made. Cf. Brewer v. Quaker State Oil Ref. Corp., 72 F.3d 326, 333
(3d Cir. 1995) ("a
supervisor's statement about the employer's employment practices or
managerial policy is relevant
to show the corporate culture in which a company makes its employment
decisions and may be
used to build a circumstantial case of discrimination"); Lipsett v.
University of Puerto Rico, 864
F.2d 881, 907 n.27 (1st Cir. 1988) (noting that, even though defendant
had policy against sex
discrimination, "it had no official grievance procedure to facilitate
the airing of complaints about
such discrimination in an atmosphere of trust and confidence").
Inasmuch as Oates proffered enough evidence to establish a prima
facie case of
discrimination, that evidence combined with his evidence of pretext is
sufficient to raise a genuine
issue of fact as to whether race was the true reason for Oates'
dismissal, and therefore defeat
summary judgment. St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 113
S. Ct. 2742, 2749
(1993). Thus, we urge this Court to reverse the district court's
granting of summary judgment
on Oates' discriminatory discharge claim.

C. The District Court Erred in Granting Summary Judgment on the
Retaliation Claim
The district court also erred in granting summary judgment on the
retaliation claim because
the same evidence of pretext and the supervisor's participation in the
termination process proffered
in support of the discriminatory discharge claim is sufficient to
establish a prima facie case and
to raise a genuine issue of fact as to whether Oates was terminated
for complaining about the
monkey poster or because his employer made "an 'honest assessment of
inadequate performance.'"
Opinion (quoting Alexander v. Gerhardt Enter., Inc., 40 F.3d 187, 197
(7th Cir. 1994)).
Therefore, the retaliation claim should have been resolved by a jury.


CONCLUSION

The district court erred in granting summary judgment for
Discovery Zone. The racial
harassment claim raised a genuine issue of fact as to whether Oates
was subjected to a racially
hostile environment. Further, the record contained enough evidence of
racial animus and pretext
that, combined with evidence of the supervisor's participation in both
the racial incident and the
termination decision, would have permitted a rational factfinder to
infer that Oates' termination
four days after the monkey poster incident was either discriminatory
or retaliatory. Therefore,
we urge this Court to reverse the district court's order granting
summary judgment for Discovery
Zone and remand the case for jury consideration.

Respectfully submitted,

C. GREGORY STEWART
General Counsel
PAULA R. BRUNER, Attorney

GWENDOLYN YOUNG REAMS EQUAL EMPLOYMENT OPPORTUNITY
Associate General Counsel COMMISSION
1801 L Street, N.W. Rm. 7044
CAROLYN L. WHEELER Washington, D.C. 20507
Assistant General Counsel (202) 663-4731


CERTIFICATE OF SERVICE

This is to certify that on April 4, 1996, two copies of the foregoing brief

were mailed first class, postage prepaid, to the following counsel of record:


H. Candace Gorman
GORMAN & GORMAN
542 South Dearborn, Suite 1060
Chicago, Illinois 60605

John P. Morrison, Esq.
Joanne L. Hyman, Esq.
BELL, BOYD & LLOYD
Three First National Plaza
70 West Madison Street, Suite 3200
Chicago, Illinois 60602


PAULA R. BRUNER
Attorney
EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION
1801 L Street, N.W. Rm. 7044
Washington, D.C. 20507
(202) 663-4731


April 4, 1996

A T T A C H M E N T S


TABLE OF CONTENTS


1. Courtland Milloy, The Blinding Racism of His Comment, Wash. Post,
Mar. 6, 1996

2. Jennifer M. Russell, On Being a Gorilla in Your Midst, or the Life
of One Blackwoman in the Legal Academy, 28 Harv. C.R.-C.L. L. Rev.
259 (1993)


A T T A C H M E N T 1

A T T A C H M E N T 2


*******************************
<NOTES>

<1> The record contains disputed facts regarding, inter alia, Oates' work
performance, attendance and adherence to "call-in" procedures when
missing work,
Discovery Zone's reason for Oates' discharge, whether the monkey
poster incident
occurred, whether Oates complained to Human Resources prior to his
termination, and
whether he wrote his own name on the gorilla poster. We present the
facts here in
the light most favorable to Oates, as summary judgment standards
require. The facts
are largely taken from the district court's oral ruling. Record
references have been
provided for facts not appearing in the court's opinion.

<2> R. 38 is the record reference for all of plaintiff's exhibits
which were in the
appendix to his response to defendant's summary judgment motion.

<3> Discovery Zone's human resources managers also testified that they
were aware
Oates was going to be terminated prior to Thursday, April 21, the day
he was absent.
Mierkiewicz said that she knew Oates was going to be terminated a "few
days" before
April 22 and that it was possibly on Tuesday, April 19 or Wednesday,
April 20, that
she learned of this matter.

Pl. Ex. D, Mierkiewicz Dep. at 13. James Dublin said that he found
out "possibly
the week before" but that he was definitely involved in conversations regarding
Oates' termination the week it occurred. Pl. Ex. E, Dublin Dep. at 15.

<4> There are no page references to the transcript of the district court's oral
ruling because it is not paginated.

<5> Although the Commission's guidelines refer to discrimination based
on sex, the
Commission has made it clear that the liability principles governing sexual
harassment and discrimination also apply to race. 29 C.F.R. § 1604.11
n.1 (1995).

<6> The federal Constitution is illustrative of the subhuman status
accorded African
Americans during slavery because it quantified, for representation
purposes, enslaved
black people as three-fifths of a person. U.S. CONST., Art. I § 2
cl.3. See also
Herbert Alptheker, Vol. I A DOCUMENTARY HISTORY OF THE NEGRO PEOPLE IN
THE UNITED
STATES 58 (1951) (quoting George Lawrence, An Oration on the Abolition
of the Slave
Trade (N.Y. 1813)) ("[t]here was a time whilst shrowded in ignorance,
the African was
estimated no higher than beasts of burden").

<7> See, e.g., Courtland Milloy, The Blinding Racism of His Comment,
Wash. Post, Mar.
6, 1996, at C1 (noting that sports analyst Billy Packer's reference to a black
Georgetown basketball player as "a tough monkey" was not only racist
and offensive
to "many African American viewers" but that Packer's response that his
comment had "
'nothing to do with race'. . . reflects the arrogance and denial that are the
cornerstones of racist thinking in America today") (Att. 1).

<8> The association of black people with gorillas has its origins in Christian
theology. As one commentator expressed:

One of the favored topics of those unlettered priests was the vast amount of
Scriptural authority accounting for the black man's lowly state and substandard
conduct. Ham [one of Noah's sons who survived the Great Flood] had
taken a wife
from among a tribe marked by the curse of Cain -- some low-rated beast
of the field
she was, probably little better than a first cousin to the gorilla. From this
unnatural union (so ran the prevailing theology) had been produced the
most primitive
form of the black race.

Larry L. King, CONFESSIONS OF A WHITE RACIST at 18-19 (1969).

<9> Accord Jennifer M. Russell, On Being a Gorilla in Your Midst, or
the Life of One
Blackwoman in the Legal Academy, 28 Harv. C.R.-C.L. L. Rev. 259, 260
(1993) (first
and sole African-American law school female professor's view that picture of a
gorilla found in her school mail box at Case Western University
communicated the
"loud, unambiguous message" that she could "[c]laim no membership to
the human race"
because she was "not even a sub-species" but rather a "brute"
"[a]nimal, not human;"
a "time-worn message communicated to persons who are not white") (Att. 2); The
Blinding Racism of His Comment, Wash. Post at C1 (noting that white
sportscaster
Billy Packer's reference to a black Georgetown basketball player as "a
tough monkey"
is "particularly egregious because of a centuries-old effort to
dehumanize African
Americans by linking them genetically with primates").

<10> See also Daniels, 937 F.2d at 1272-75 (holding that racial
incidents involving
hanging dummy, KKK and racial graffiti, and slurs using "Buckwheat"
and "nigger"
were sufficiently severe and pervasive to support racial harassment claim).

<11> The term "oversensitive" in this context is consistent with a
genre of code
words often used to mask unconscious racism and perpetuate the
racist's denial of,
and arrogance about, the offensiveness of his or her conduct. See
Phyllis A. Katz,
TOWARDS THE ELIMINATION OF RACISM 27 (1976) (for a discussion of code
words used to
describe African Americans and their characteristics). Accord On Being
a Gorilla in
Your Midst, 28 Harv. C.R.-C.L. L. Rev. at 261-62 (when confronted with racial
incidents, "the blackwoman scholar must appear neither hypersensitive
nor paranoid.
Her white male (and female) colleagues will quickly note the
occurrence of facially
similar events involving themselves to discredit what she knows to be
the truth");
Thomas Kochman, BLACK AND WHITE STYLES IN CONFLICT 61 (1981) (because
"in the past
blacks were not even allowed to express and assert themselves to the
extent that
white cultural norms allow, let alone black ones[,] . . . as blacks begin to
experience a greater sense of freedom to express and assert themselves publicly
according to black norms, they find themselves vulnerable again to whites who
consider such behavior excessively emotional and provocative and to which they
respond with incomprehension and violence").

<12> See also Talley v. Bravo Pittino Restaurant, 61 F.3d 1241,
1248-49 (6th Cir.
1995) (racial comments by white managers constituted direct evidence
that plaintiff's
termination was racially motivated); Brown v. East Miss. Elec. Power
Ass'n, 989 F.2d
858, 861 (5th Cir. 1993) (supervisor's routine use of "nigger" is
direct evidence
that racial animus motivated contested employee's discharge); EEOC v.
Alton Packaging
Corp., 901 F.2d 920, 924 (11th Cir. 1990) (evidence of racial
hostility by employer's
general manager, one of persons responsible for denying plaintiff a
promotion, was
direct evidence of discrimination under Price Waterhouse).

Los Angeles Employment Lawyers and Attorneys Resource: EEOC v. Pemco

IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
_______________________

No. 03-10719
_______________________


EQUAL EMPLOYMENT OPPORTUNITY COMMISSION,

Plaintiff-Appellant,
v.

PEMCO AEROPLEX, INC.,

Defendant-Appellee.

_______________________________________________

On Appeal from the United States District Court
for the Northern District of Alabama
Southern Division
_______________________________________________

REPLY BRIEF OF THE EQUAL EMPLOYMENT
OPPORTUNITY COMMISSION
_______________________________________________

ERIC S. DREIBAND
General Counsel

CAROLYN L. WHEELER
Acting Associate General Counsel

VINCENT J. BLACKWOOD
Assistant General Counsel

BARBARA L. SLOAN
Attorney

EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION
Office of the General Counsel
1801 L Street, N.W.
Washington, D.C. 20507
(202) 663-4721


EEOC v. Pemco Aeroplex, Inc., No. 03-10719

CERTIFICATE OF INTERESTED PERSONS
In accordance with Eleventh Circuit Rules 26.1-1, I certify
that the following persons or entities have an interest in the
outcome of this case:
The Honorable William M. Acker, U.S. District Judge, N.D. Ala.
*Air International, Inc., Pemco-Related Legal Entity.
Mitchell G. Allen, Attorney for Defendant.
Naomi Hilton Archer, Senior Trial Attorney, EEOC.
Vincent J. Blackwood, Associate General Counsel, EEOC.
Stephen E. Brown, Attorney for Defendant.
Mildred Byrd, Supervisory Trial Attorney, EEOC.
*N. Lee Cooper, Attorney for Defendant.
Eric S. Dreiband, General Counsel, EEOC.
Equal Employment Opportunity Commission, Plaintiff-Appellant.
Charles Guerrier, Regional Attorney, EEOC.
Jeffrey A. Lee, Attorney for Defendant.
Maynard, Cooper & Gale, P.C., Attorneys for Defendant.
Pemco Aeroplex, Inc., Defendant-Appellee.
*Pemco Aircraft Engineering Services, Pemco-Related Legal Entity.
*Pemco Air Services System, Inc., Pemco-Related Legal Entity.
*Pemco Aviation Group, Inc., Pemco's Parent Corporation.
*Pemco Engineers, Inc., Pemco-Related Legal Entity.
*Pemco World-Air Services, Pemco-Related Legal Entity.
Barbara L. Sloan, Attorney, EEOC.
*Space Vector Corporation, Pemco-Related Legal Entity.
Carolyn L. Wheeler, Acting Associate General Counsel, EEOC

* from Pemco's Certificate Of Interested Persons

_______________________________
Barbara L. Sloan


TABLE OF CONTENTS
Page(s)
CERTIFICATE OF INTERESTED PERSONS . . . . . . . . . . . . . . .i
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . .iii
TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . . . . iv
INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . .1
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . .3
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . 26
CERTIFICATE OF COMPLIANCE . . . . . . . . . . . . . . . . . . 27
CERTIFICATE OF SERVICE

TABLE OF AUTHORITIES
CASES Page(s)
Ameritech Benefit Plan Committee v. CWA,
220 F.3d 814 (7th Cir. 2000). . . . . . . . . . . . . . . .5
Benson & Ford v. Wanda Petroleum Co.,
833 F.2d 1172 (5th Cir. 1987) . . . . . . . . . . . . . . 14
Citibank v. Data Lease Finance Corp.,
904 F.2d 1498 (11th Cir. 1990). . . . . . . . . . . . . . 6
Drummond v. United States,
324 U.S. 316 (1945) . . . . . . . . . . . . . . . . . . . 16
EEOC v. Hernando Bank,
724 F.2d 1188 (5th Cir. 1984) . . . . . . . . . . . . . . 24
EEOC v. Huttig Sash & Door Co.,
511 F.2d 453 (5th Cir. 1975). . . . . . . . . . . . 4, 6, 8
EEOC v. Johnson & Higgins,
91 F.3d 1529 (2d Cir. 1996) . . . . . . . . . . . . . . . 24
EEOC v. Mitsubishi Motor Manufacturing of America,
960 F. Supp. 164 (N.D. Ill. 1997) . . . . . . . . . . . . 24
EEOC v. Waffle House,
534 U.S. 279 (2002) . . . . . . . . . . . . . . . . . . 4, 7
Freeman v. Lester Coggins Trucking,
771 F.2d 860 (5th Cir. 1985). . . . . . . . . . . . . . . 9
General Telegraph Co v. EEOC,
446 U.S. 318 (1980) . . . . . . . . . . . . . . . . . . 4, 7
Gonzalez v. Banco Central Corp.,
27 F.3d 751 (1st Cir. 1994) . . . . . . . . . . . . . . . 14
Herman v. South Carolina National Bank,
140 F.3d 1413 (11th Cir. 1998). . . . . . . . . . . . . 4, 6
Humphreys v. Tann,
487 F.2d 666 (6th Cir. 1973). . . . . . . . . . . . . . . 10
In re Bemis,
279 F.3d 419 (7th Cir. 2002). . . . . . . . . . . . . . . 4
In re Birmingham Reverse Discrimination Employment Litigation,
833 F.2d 1492 (11th Cir. 1988)
aff'd sub nom Martin v. Wilks, 490 U.S. 755 (1989). . . . 9
In re Piper Aircraft Corp.,
244 F.3d 1289 (11th Cir. 2001). . . . . . . . . . . . . . 10
International Ass'n of Machinists Nat'l Pension Fund v. Dickey,
808 F.2d 483 (6th Cir. 1987). . . . . . . . . . . . . . . 12
Lawlor v. National Screen Service Corp.,
349 U.S. 322 (1955) . . . . . . . . . . . . . . . . . . . 6
Lovejoy v. Murray,
70 U.S. 1, 3 Wall. 1 (1865) . . . . . . . . . . . . . . . 16

Mann v. City of Albany, Ga.,
883 F.2d 999 (11th Cir. 1989)). . . . . . . . . . . . . . 11
Montana v. United States,
440 U.S. 147 (1979) . . . . . . . . . . . . . 6, 11, 17, 22
NAACP v. Michot,
480 F.2d 547 (5th Cir. 1973). . . . . . . . . . . . . . . 19
National Railroad Passenger Corp. v. Morgan,
536 U.S. 101 (2002) . . . . . . . . . . . . . . . . . . . 23
Parklane Hosiery Co. v. Shore,
439 U.S. 322 (1979) . . . . . . . . . . . . . . . 9, 10, 25
Peralta v. U.S. Attorney's Office,
136 F.3d 169 (D.C. Cir. 1998) . . . . . . . . . . . . . . 12
Petit v. City of Chicago,
1999 WL 66539 (N.D. Ill. Feb. 8, 1999) (unpublished). . . 13
Pollard v. Cockrell,
578 F.2d 1002 (5th Cir. 1978) . . . . . . . . . . . . 11, 13
Price Waterhouse v. Hopkins,
490 U.S. 228 (1989) . . . . . . . . . . . . . . . . . . . 20
Richards v. Jefferson County, Ala.,
517 U.S. 793 (1996) . . . . . . . . . . . . . . . . . . . 15
Riddle v. Cerro Wire & Cable Group,
902 F.2d 918 (11th Cir. 1990) . . . . . . . . . . . . . . 7
South Central Bell Telegraph Co. v. Alabama,
526 U.S. 160 (1999) . . . . . . . . . . . . . . . 14, 15, 16
Tice v. American Airlines,
162 F.3d 966 (7th Cir. 1999). . . . . . . . . . . . . . . 15
United States v. East Baton Rouge Parish School Board,
594 F.2d 56 (5th Cir. 1979) . . . . . . . . . . . . . . . 4

STATUTES AND RULES
Title VII of the Civil Rights Act of 1964
42 U.S.C. §§ 2000e et seq.. . . . . . . . . . . . . . passim
Federal Rule of Appellate Procedure 28 . . . . . . . . . . . . 12

OTHER AUTHORITY
Restatement (Second) of Judgments § 39 . . . . . . . . . . . . 16


IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
_______________________

No. 03-10719
_______________________

EQUAL EMPLOYMENT OPPORTUNITY COMMISSION,

Plaintiff-Appellant,
v.

PEMCO AEROPLEX, INC.,

Defendant-Appellee.
_______________________________________________

On Appeal from the United States District Court
for the Northern District of Alabama
_______________________________________________

REPLY BRIEF
_______________________________________________
INTRODUCTION
EEOC alleges that Pemco Aeroplex violated Title VII by
maintaining a racially hostile work environment potentially
affecting all of the company's African-American employees. The
district court granted summary judgment, holding that EEOC is
precluded from litigating this enforcement action because a jury
rejected the individual harassment claims of 22 Pemco employees in
Thomas, et al. v. Pemco Aeroplex, No. 99-CV-3280-S (N.D. Ala.), a
private suit that was tried separately from EEOC's action
notwithstanding EEOC's repeated requests to have the cases
consolidated.
In our opening brief, we noted that, because EEOC was not a
party to the Thomas litigation, it could be precluded by the
judgment in that action only if EEOC was in privity with the Thomas
plaintiffs. We argued that under prevailing law there is no basis
for finding privity here. We also argued that, even if there were
privity, preclusion would not be proper because the claims in the
two suits are not the same. Finally, we argued that the logistical
concerns raised by the district court are overstated and, in any
event, cannot serve as a basis for binding the government to the
judgment in a case in which it was not a party or in privity with
a party.
In its brief, Pemco argues strenuously that EEOC should not be
permitted to continue to litigate this action in light of the jury
verdicts in Thomas. Rather than address our arguments, however,
Pemco relies largely on general arguments about the unfairness and
inefficiency of permitting further litigation against the company
on the issue of racial harassment after it prevailed in Thomas.
The company has no response to our argument that there was no
privity between EEOC and the Thomas plaintiffs under the prevailing
legal standard, and, in the absence of privity, EEOC cannot be
bound by the Thomas judgment, even if Pemco's complaints were well-
founded. In any event, Pemco's arguments are based on a distorted
characterization of the proceedings in Thomas and in this action,
and completely overlook the fact that Pemco vigorously opposed
EEOC's attempts to consolidate the two actions thereby avoiding the
inefficiencies against which Pemco now rails.
ARGUMENT
1. It is a fundamental principle, acknowledged by the
district court and not disputed by Pemco, that a party may not be
precluded from litigating a claim on the basis of a judgment in a
previous action unless it was a party to that action or in privity
with a party. In our opening brief, we argued that EEOC, which was
not a party to the Thomas action, is not precluded from proceeding
with this Title VII enforcement action by the judgment in Thomas
because there is no basis for finding that EEOC was in privity with
the Thomas plaintiffs. We noted first that courts including this
one have uniformly held that federal enforcement agencies including
EEOC are not bound by the judgment in a private suit they did not
control, especially where, as here, the agency's allegations are
broader than the allegations in the private suit. We explained
that these decisions are largely based, explicitly or implicitly,
on the lack of privity between the agency and the private
litigants. Even where it seeks victim-specific relief, the agency
litigates its own independent claim and has an interest in law
enforcement that is not shared by the private litigants. See EEOC
Brief at 18-23, citing, e.g., EEOC v. Waffle House, 534 U.S. 279
(2002); General Tel. Co v. EEOC, 446 U.S. 318 (1980); Herman v.
South Carolina Nat'l Bank, 140 F.3d 1413 (11th Cir. 1998); United
States v. East Baton Rouge Parish Sch. Bd., 594 F.2d 56 (5th Cir.
1979); EEOC v. Huttig Sash & Door Co., 511 F.2d 453 (5th Cir.
1975); see also In re Bemis, 279 F.3d 419, 421-22 (7th Cir. 2002)
("EEOC's primary role is that of a law enforcement agency").
Pemco cites no contrary authority. Instead, the company
characterizes the long line of precedent we rely on as "entirely
distinguishable" because in those cases the parallel private
litigation ended in a settlement or consent decree whereas here,
the Thomas suit ended in a jury verdict. Based on this factual
distinction and the lack of authority for its position, Pemco
asserts that this case is "one of first impression." See Pemco
Brief at 10. The company reasons that EEOC's separate enforcement
action should not be precluded by a private settlement since,
according to the company, settlements "only serve the private
financial interest of that particular litigant" and raise concerns
about potential "sweetheart" deals. A different rule should apply,
however, in cases such as this one where the private litigants went
to trial since, Pemco notes, jury trials serve the public interest.
Accordingly, the company states, contrary to what it characterizes
as our argument, "the 'public interest' was [] served in Thomas"
because the case was fully tried to and disposed of by a jury. Id.
at 10-15 (emphasis added).
There are several problems with this argument. First, the
case is "one of first impression" only in that the decision below
is not based on legal precedent. As our opening brief shows, there
is ample authority for the contrary proposition that enforcement
actions brought by EEOC and other federal enforcement agencies are
not barred by judgments in parallel private litigation. See EEOC
Brief at 18-23 (citing cases); see also Ameritech Benefit Plan
Committee v. CWA, 220 F.3d 814, 821 (7th Cir. 2000) (judgment in
parallel private action would not preclude EEOC enforcement action
although rulings on issues of law may have stare decisis effect).
Second, despite its assertion that the cases we cited can be
distinguished on the ground that they involved a settlement or
consent decree, Pemco points to nothing in those cases that
suggests they would have come out differently had the private
litigation gone to trial. Nor would such a distinction make sense.
As noted above, the cases stand for the proposition that there is
no privity between private litigants and federal enforcement
agencies like EEOC because private litigants do not share the
agencies' interest in law enforcement. Privity has to do with the
nature of the relationship between parties to successive lawsuits.
The basis for the judgment in the prior action whether it is
based on a settlement, a jury verdict, or something else has no
logical connection to privity.
Rather than addressing privity, Pemco's argument actually goes
to a different prerequisite for preclusion the need for a final
judgment on the merits. See, e.g., Montana v. United States, 440
U.S. 147, 153 (1979). The company would have this Court hold that
different preclusion principles apply to jury verdicts than to
settlements. As our opening brief points out, however, both this
Court and the Supreme Court have held that the preclusive effect of
a judgment does not vary depending on whether it is based on a
settlement as occurred in Huttig Sash & Door, 511 F.2d at 455,
and Herman, 140 F.3d at 1417, for example or a judicial
determination. EEOC Brief at 22 n.4 (citing Citibank v. Data Lease
Fin. Corp., 904 F.2d 1498, 1501-02 (11th Cir. 1990); Lawlor v.
National Screen Serv. Corp., 349 U.S. 322, 327 (1955)). Thus,
Pemco's attempt to distinguish the cases we cited fails.
Third, we never argued that the "public interest was not
served in Thomas," whatever that means. Rather, we argued that, as
a federal enforcement agency, EEOC is not bound by judgments in
private litigation it did not control and to which it was not a
party. As for the public interest, we relied on the Supreme Court
for the proposition that EEOC's suit is separate from the claims of
private plaintiffs, that Title VII unambiguously authorizes EEOC to
"determine when it is in the public interest to sue to vindicate
federal law," and that "it is [EEOC's] province not that of the
court" or the defendant "to determine whether public resources
should be committed" to the recovery of relief for a particular
claim of discrimination. EEOC Brief at 19-21 (citing General
Telephone, 446 U.S. at 325-26, and quoting Waffle House, 534 U.S.
at 291-92).
Pemco asserts that dicta in Waffle House "debunk[s]" EEOC's
"implication that it is settled law that it cannot be barred by res
judicata from asserting claims," pointing to the statement that
"[i]t is an open question whether a settlement or arbitration
judgment would affect the validity of the EEOC's claim or the
character of relief the EEOC may seek." Pemco Brief at 14 n.7
(quoting 534 U.S. at 297). The quoted statement in Waffle House
follows the Court's citation to appellate decisions holding that
persons who had previously litigated, settled or otherwise resolved
their private claims could not obtain individual relief in an EEOC
enforcement action. Like Huttig Sash & Door, 511 F.2d at 454-55,
the cases cited by the Court hold that an EEOC suit may proceed for
injunctive relief and individual relief for persons who have not
privately resolved their claims. Accordingly, the "open question"
alluded to in Waffle House does not go to EEOC's authority to
proceed with this action, but only to the relief that may be
obtained. As we noted in our opening brief (EEOC Brief at 23 n.5),
questions regarding the scope of relief available in this action
need not be resolved on this appeal.
In a separate but related point, Pemco argues, without
reference to privity or other preclusion principles, that allowing
EEOC to "relitigate issues thoroughly addressed and decided in
Thomas would undermine the public's confidence in the finality of
jury verdicts in civil litigation" and violate the Seventh
Amendment. See Pemco Brief at 12; 29-31. Insofar as the company
implies that the Seventh Amendment precludes relitigation of issues
decided by a jury even without regard to privity, it is plainly
wrong. The Seventh Amendment was designed to preserve the basic
institution of the jury trial as it existed at common law. See
Parklane Hosiery Co. v. Shore, 439 U.S. 322, 333-37 (1979). At
common law, as now, successive juries could decide even the same
issue in suits involving separate parties. Cf. id. at 330 n.14
(citing example of mass tort defendant that litigates successive
cases brought by different plaintiffs). Thus, what this Court
described as the "fundamental premise of preclusion law" (In re
Birmingham Reverse Discrim. Employment Litig., 833 F.2d 1492, 1498
(11th Cir. 1988)) that a judgment binds only parties and their
privies applies equally to judgments based on jury verdict. See,
e.g., Freeman v. Lester Coggins Trucking, 771 F.2d 860, 861-63 (5th
Cir. 1985) (although plaintiff's own claim was barred, his claims
in representative capacity for wife and children in wrongful death
action were not precluded by jury finding of no negligence in prior
suit against same defendants where plaintiff had sued individually
for his own injuries from same accident); Humphreys v. Tann, 487
F.2d 666, 671 (6th Cir. 1973) (rejecting argument that concerns
about "federal courts' crowded dockets" and "proper utilization of
judicial time" obviated requirement for privity and holding that,
despite consolidated discovery, one plane crash victim's estate was
not bound by the jury verdict in an earlier suit brought by another
victim's estate). See also Parklane Hosiery, 439 U.S. at 327 n.7
(noting constitutional basis for privity requirement). The fact
that some Thomas plaintiffs went to trial, therefore, does not
relieve Pemco of its obligation to establish that there was privity
between EEOC and the Thomas plaintiffs. See In re Piper Aircraft
Corp., 244 F.3d 1289, 1296 (11th Cir. 2001) (party asserting res
judicata bears burden of showing preclusion was appropriate).
To the extent the Seventh Amendment is implicated by this
case, it is EEOC's right that is lost by the decision barring the
agency from pursuing this enforcement action. Because the district
court, at Pemco's urging, refused to consolidate this suit with
Thomas for trial purposes, EEOC has had no opportunity to try its
case to a jury in the first instance.
2. We noted in our opening brief that a non-party who had a
"laboring oar," i.e., substantially controlled, the litigation of
a lawsuit may be bound by the judgment in that suit even if its
legal relationship with the parties to that suit would not
otherwise establish privity. See EEOC Brief at 23-25 (citing
Montana v. United States, 440 U.S. at 154-56). We also noted that,
in the absence of actual control of the prior litigation, this
Court requires, at a minimum, that there be "an express or implied
legal relationship in which parties to the first suit are
accountable to non-parties who file a suit raising identical
issues." Id. at 27-29 (citing, e.g., Pollard v. Cockrell, 578 F.2d
1002, 1008 (5th Cir. 1978), cited with approval in Mann v. City of
Albany, Ga., 883 F.2d 999, 1004 (11th Cir. 1989)). We argued that
EEOC did not have a sufficient "laboring oar" in the Thomas
litigation since it did not control the filing of that suit,
discovery or any aspect of the trial and post-trial decision-
making. Nor, we argued, was there an "express or implied legal
relationship" between EEOC and the Thomas plaintiffs such that it
can reasonably be said that they were proper agents for EEOC. See
EEOC Brief at 23-29.
In responding to this argument, Pemco does not contend that
there was privity between EEOC and the Thomas under this Court's
legal standard, which Pemco considers "rigid." Pemco Brief at 16.
Rather, Pemco argues that a finding of privity is appropriate
because, in its view, the Thomas plaintiffs "adequately represented
the EEOC's interests" and EEOC "assisted" in the prosecution of the
Thomas case. Id. at 18-23. As factual support, the company
opines that counsel for the Thomas plaintiffs did a good job trying
their case. The company adds, without citation to the record, that
EEOC participated in 20 depositions; EEOC's suit was mediated
together with Thomas; counsel for EEOC was "constantly present" at
the Thomas trial and "constantly conferred" with counsel for Thomas
both before and during the trial, and EEOC would use "the very same
evidence" to prove its claim. See, e.g., id. at 18, 20-21; see
also id. at 6-7.
Pemco's version of the facts, even if true, would not suffice
to support a finding of privity. As noted above, even if the
issues in this case and Thomas were the same (which they are not),
this Court requires, at a minimum, an "express or implied legal
relationship by which parties to the first suit are accountable to
non-parties who file a subsequent suit" (Pollard, 578 F.2d at
1008). Pemco does not contend that any such relationship existed
between EEOC and the Thomas plaintiffs. EEOC participated in
discovery because the court ordered "joint discovery" in the two
cases. R.7 (order). EEOC participated in mediation because the
two cases were mediated together; Pemco sought a "global
resolution" and refused to mediate in Thomas unless EEOC also
agreed to mediate the claims in its suit. R.20-21 (Transcript of
4/2/2002 Hearing on EEOC's motion to modify mediation order at 13-
15) (filed May 19, 2003). Nothing in the record indicates that
EEOC attended every hearing in Thomas or was "constantly present"
and "conferred constantly" with Thomas counsel during the trial.
On the contrary, the only evidence is that an EEOC attorney was
present for approximately half the trial, observing from the public
seating area. R.53, Ex.A ¶¶ 5-6; accord R.60 (decision at 3)
(EEOC counsel attended trial "with some frequency" as "an alert and
interested observer").
Citing Thomas counsel's time sheets, Pemco argues that EEOC
and counsel for Thomas were in contact 26 times, including four
"strategy" sessions, while Thomas was pending (Pemco Brief at 6 &
n.4, 21(citing R.51, Ex.A)). However, Pemco points to no authority
suggesting that this is significant. On the contrary, courts have
held that preclusion is inappropriate even where parties and non-
parties share the same attorney. See, e.g., South Central Bell
Tel. Co. v. Alabama, 526 U.S. 160, 168 (1999); Benson & Ford v.
Wanda Petroleum Co., 833 F.2d 1172, 1174-75 (5th Cir. 1987).
Here, some substantial interaction was to be expected since
both EEOC and the Thomas plaintiffs had brought suit against Pemco
for racial harassment, and the two suits were consolidated for
discovery purposes. The time sheets list only one contact between
EEOC and counsel for the Thomas plaintiffs after discovery in
Thomas ended and the court denied the second consolidation motion
– a 30-minute telephone conversation on March 25, 2002, regarding
EEOC's motion to modify the order to mediate. See R.51 (Ex.A).
Although Pemco suggests that this Court's standard is
unnecessarily "rigid," it is in line with case law from the Supreme
Court and other circuits. See, e.g., South Central Bell, 526 U.S.
at 167-68 (preclusion is improper inter alia where original
plaintiffs did not understand their suit to be on behalf of non-
parties, judgment did not purport to bind non-parties and court in
original suit made no special efforts to protect later plaintiffs'
interests); Richards v. Jefferson County, Ala., 517 U.S. 793, 801-
02 (1996) (same); Tice v. American Airlines, 162 F.3d 966, 971 (7th
Cir. 1999) ("general question" is "whether the earlier parties were
in some sense proper agents for the later parties").
Ignoring South Central Bell, Pemco argues that Richards can be
distinguished because, unlike EEOC, the plaintiffs in Richards were
unaware of the earlier suit and counsel in the two cases never
conferred. Pemco Brief at 23. The Alabama Supreme Court made
similar distinctions in South Central Bell, reasoning that
plaintiffs there, unlike those in Richards, not only knew about the
earlier case but had agreed to stay their case pending the outcome
in the earlier one, and one lawyer even represented plaintiffs in
both cases. See 526 U.S. at 168. The Supreme Court found these
distinctions unpersuasive, however, and held that the case was
controlled by Richards. See id. The distinctions advanced by
Pemco in this case are similarly unpersuasive.
Although Pemco states that EEOC can be bound by the Thomas
judgment if it "assisted in the prosecution" of that case (Pemco
Brief at 17-18, 22 (citing Montana, 440 U.S. at 154)), the
government can be bound only where it had a "laboring oar" in the
earlier litigation. See Drummond v. United States, 324 U.S. 316,
318 (1945); cf. Lovejoy v. Murray, 70 U.S. 1, *18-*19, 3 Wall. 1
(1865) (persons not having the right to "adduce testimony, . . .
cross-examine witnesses adduced on the other side" and "appeal from
the judgment" are "strangers to the cause"); Restatement (Second)
of Judgments § 39 & comment c (participation must be substantial).
The Montana Court found a "sufficient 'laboring oar'" where the
government required the private complaint to be filed, reviewed and
approved the complaint, paid the attorneys fees and costs in the
private suit, directed the appeal, appeared and submitted an amicus
brief, and directed the filing and abandonment of an appeal to the
Supreme Court. Montana, 440 U.S. at 155; see also id. at 154
(citing cases). Even if something less than such complete
manipulation would suffice, the alleged facts here do not support
preclusion under this theory. Pemco itself describes EEOC as
"rid[ing] the coattails of the Thomas plaintiffs" with respect to
discovery. Pemco Brief at 6; see also R.53 (Ex.A ¶¶ 2-4)(counsel
for Pemco and the Thomas plaintiffs typically negotiated discovery
schedules and other such matters without consulting EEOC). More
importantly, because the district court, at Pemco's urging, denied
EEOC's motions to consolidate for trial, EEOC did not have the
right to adduce testimony, to cross-examine witnesses called by
Pemco or to appeal the judgment.
In short, Pemco's brief provides no basis for finding that
EEOC was in privity with the Thomas plaintiffs such that EEOC may
properly be bound by the judgment in that case. Since privity is
necessary for both res judicata and collateral estoppel, the
judgment must be reversed.
3. Because there was no privity between EEOC and the Thomas
plaintiffs, EEOC would not be precluded from proceeding with this
action even if the claims were the same as the claims in Thomas.
However, as we argued in our opening brief, the fact that the
claims in this suit are different from and substantially broader
than – the claims litigated in Thomas provides an additional reason
why the suit is not precluded. EEOC Brief at 34-37. Without
squarely addressing the arguments in our brief, Pemco repeatedly
asserts throughout its brief that the Thomas jury already
determined precisely the same issue that is central to EEOC's case,
and, if this case goes to trial, EEOC will use exactly the same
evidence to prove its case as was proffered by the Thomas
plaintiffs. See, e.g., Pemco Brief at 5, 8, 11-13, 18-40.
These assertions are directly contrary to the position Pemco
took in the district court in opposing EEOC's efforts to have its
case consolidated with Thomas. Ironically, Pemco's statements in
the district court provide a succinct response to the position it
now advocates. In opposing EEOC's second motion to consolidate,
Pemco argued that the claims in this case and in Thomas are not the
same, stating:
The claims [in the two cases] are not the same and the
evidence is not the same. . . . The [Thomas] case
consists of thirty-one (31) individual cases filed
together. Each of the 31 Plaintiff's cases . . . must
stand on its own merits. EEOC's case is obviously much
broader in that it does not allege that any particular
employee has been subjected to a hostile environment.
Instead, it alleges class-wide discrimination and opens
the door to evidence that would be potentially wholly
inadmissible in the [Thomas] case.

R.16 (Opposition to 2d Consolidation Motion ("2d Opp.") at 3-4).
For similar reasons, the company's repeated assertion that
EEOC will rely on the same evidence as was proffered in Thomas is
also disingenuous. In opposing consolidation, Pemco stated that
because "EEOC's case is obviously much broader," counsel for EEOC
and the Thomas plaintiffs would likely rely on different evidence,
reasoning:
[E]vidence that an employee that is not a [Thomas
plaintiff] had a slur directed against him or her would
be admissible in the instant action but likely would not
be admissible in [Thomas] unless a [Thomas] plaintiff
worked alongside that employee and overheard the comment.
Proof that others have experienced objectionable conduct
is the heart of [EEOC's] case whereas it could be totally
irrelevant (not to mention objectionable and prejudicial)
in [Thomas].
R.16 (2d Opp. 3).
Without acknowledging the inconsistency between its present
position and the position it took with respect to consolidation,
Pemco stresses that EEOC's second consolidation motion states that
the same witnesses and documentation would be relevant in both
cases. See, e.g., Pemco Brief at 5. That is true. Since this
suit was filed after Thomas, EEOC, in order to avoid delaying the
proceedings, offered to forego further discovery and rely on
existing evidence if the court would agree to try its case and
Thomas together. See R.15 (EEOC's 2d Consolidation Motion at 6).
Once consolidation was denied, however, both EEOC and Pemco resumed
discovery in this case. See, e.g., R.52 (order extending discovery
until 12/31/02); R.16 (2d Opp. at 2-3) (opposing consolidation on
ground that Pemco could not try EEOC's case without additional
discovery). The idea that EEOC would still restrict itself to the
evidence presented at the Thomas trial is wishful thinking on the
company's part.
Pemco's assertion that the jury verdicts in Thomas resolved the
same issue presented in this case is erroneous. The central issue
in this suit is whether the company maintained a racially hostile
work environment affecting African-American employees throughout the
1990s. See, e.g., EEOC Brief at 36-37. In contrast, the Thomas
jury presumably with Pemco's blessing was asked to and did
determine only whether each of the 22 Thomas plaintiffs who went to
trial was subjected to a hostile or abusive work environment because
of race (EEOC's Motion for Judicial Notice, Ex.B (6/26-28/2002 Trial
Transcript at 19, 39-43). Furthermore, although testimony about
earlier events was admitted as "background evidence," the jury was
instructed that liability could be based only on incidents that
occurred after December 8, 1997 (Trial Transcript at 19). A jury
in EEOC's case need not and would not be asked to decide that narrow
question. Pemco's stated concern that allowing EEOC's enforcement
action to proceed would undermine public confidence in jury verdicts
is, therefore, unfounded. See Pemco Brief at 12. That would happen
only if the public was misinformed about what the Thomas jury
actually found.
4. Pemco's remaining arguments are unavailing. In a variant
of its "same claim" argument, the company argues, without citation
to the record or relevant case law, that EEOC is collaterally
estopped from showing the existence of a racially hostile work
environment throughout the 1990s, because the Thomas jury found that
no such environment existed. Pemco Brief at 33-37. As our opening
brief pointed out (EEOC Brief at 31-32), collateral estoppel applies
only to facts or issues that were actually decided and necessary to
the judgment in that case, and the party to be estopped must also
have had a full and fair opportunity to litigate its claim. See,
e.g., Montana, 400 U.S. at 153-54. These elements are not present
here. First, as noted above, because EEOC was not a party or privy
in the Thomas suit, it clearly did not have a full and fair
opportunity to litigate its claim and, so, cannot be precluded from
proceeding with its claims. Furthermore, the Thomas jury was not
asked to and did not "actually decide" whether a hostile work
environment existed at Pemco even during the limited time frame it
was allowed to consider. Trial Transcript at 39-43.
A similar flaw undermines the company's argument that, even if
the jury decided only that the 22 Thomas plaintiffs were not
subjected to a hostile or abusive work environment based on race,
EEOC is nevertheless bound by that finding and, given the finding,
will be unable to prove that a violation occurred. Pemco Brief at
25-28. Because EEOC was not in privity with the Thomas plaintiffs,
EEOC may proceed with its case even if a verdict in its favor would
be factually inconsistent with the Thomas verdicts. Furthermore,
because the Thomas jury was permitted to base its liability findings
on incidents occurring during only a fragment of the time period
covered in EEOC's suit, it is neither "illogical" nor "nonsensical"
(id. at 26) to think that a jury could find that none of those 22
plaintiffs was subjected to a hostile work environment during that
brief time frame and still find that a racially hostile work
environment existed throughout the 1990s.
Finally, Pemco chastises EEOC for failing to inform the Court
that, the company asserts, there are "over 100" declarations from
African-American employees at Pemco, "wherein those employees
declared they had not been subjected to a hostile work environment."
Pemco Brief at 32. The lack of any citation for these alleged
declarations is no mere oversight. If they exist, these
declarations are not in the record in this case and, despite the
obvious concerns about employer coercion, Pemco does not suggest
that EEOC (or even Thomas) attorneys were present when (and if) they
were obtained. Cf. EEOC v. Mitsubishi Motor Mfg. of America, 960
F. Supp. 164, 167 (N.D. Ill. 1997) (noting that, since EEOC has "a
legitimate interest in communicating legal advice and information"
to persons covered by its suits, employer may discuss past acts of
sexual harassment with potential claimants only in depositions, with
counsel present). In any event, any such declarations would, at
most, be evidence to put to the jury; they would not support a
summary judgment on the merits, let alone a dismissal on preclusion
grounds. Cf. EEOC v. Hernando Bank, 724 F.2d 1188, 1196 (5th Cir.
1984) (discussing such affidavits in EEOC suit under Equal Pay Act);
EEOC v. Johnson & Higgins, 91 F.3d 1529, 1535-36 (2d Cir. 1996)
(EEOC's ADEA enforcement action on behalf of past, current and
future directors may proceed even though every former director
signed affidavit waiving private right to sue under ADEA). And even
assuming Pemco, as it asserts, persuaded 100 of its African-American
employees, outside the presence of counsel, to disavow any interest
in "hav[ing] a day in court" for alleged discrimination, it is
undisputed that there are still at least 64 other employees (see
Pemco Brief at 4-5) more than enough to warrant EEOC's proceeding
with its suit who are covered by EEOC's suit but were not parties
to Thomas and apparently are interested in "hav[ing] a day in
court."
5. Pemco argues that judicial economy would be served by
affirmance of the district court's decision. Pemco Brief at 38-40.
This statement is true only if considerations of fairness are put
to one side. A court faced with two suits by unrelated parties
raising similar claims would expend fewer judicial resources by
permitting the smaller suit to proceed and then barring the larger
on preclusion grounds. Fundamental fairness does not permit that
approach, however, unless the standards governing res judicata
and/or collateral estoppel have been met. See, e.g., Parklane
Hosiery, 439 U.S. at 327 n.7. Here, they have not. As we suggested
in our opening brief, whatever wounds the company would suffer if
this enforcement action is permitted to proceed are, in essence,
self-inflicted. If the company had wanted to avoid a second trial,
it should have gone along with EEOC's repeated efforts to try this
case in tandem with Thomas. Having persuaded the district court
that the cases were too different to be tried together, Pemco cannot
now claim that EEOC's enforcement action is barred because the cases
are too similar to be tried separately.
CONCLUSION
For the foregoing reasons, the Commission asks this Court to
reverse the judgment and remand the case to the district court for
further proceedings.
Respectfully submitted,

ERIC S. DREIBAND
General Counsel

CAROLYN L. WHEELER
Acting Associate General Counsel

VINCENT J. BLACKWOOD
Assistant General Counsel

________________________________
BARBARA L. SLOAN
Attorney

EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION
Office of the General Counsel
1801 L Street, N.W.
Washington, D.C. 20507
(202) 663-4721


CERTIFICATE OF COMPLIANCE
In accordance with Federal Rule of Appellate Procedure 32, I
certify that this brief was prepared with Courier New (monospaced)
typeface, 12-point font, and contains 6038 words, from the
Introduction through the Conclusion, as determined by the Word
Perfect 9 word counting program.

____________________________
Barbara L. Sloan
CERTIFICATE OF SERVICE
I hereby certify that one copy of the foregoing Reply Brief of
the Equal Employment Opportunity Commission was sent this 4th day
of September, 2003, by express mail, postage prepaid, to:

Stephen E. Brown
Jeffrey A. Lee
MAYNARD, COOPER & GALE PC
AmSouth Harbert Plaza, Suite 2400
1901 Sixth Avenue, North
Birmingham, AL 35203-2618

_____________________________
Barbara L. Sloan

Los Angeles Employment Lawyers and Attorneys Resource: EEOC v. Sundance Rehab. Corp., 6th Cir.

EEOC v. Sundance Rehab. Corp., 6th Cir.
Proof brief as appellant
May 17, 2005

No. 04-4178

IN THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION,

Plaintiff-Appellee,

v.

SUNDANCE REHABILITATION CORPORATION,


Defendant-Appellant.
______________________________________________________

On Appeal from the United States District Court for the
Northern District of Ohio, Eastern Division
Docket No. 01-1867
Hon. Lesley Wells
______________________________________________________

PROOF BRIEF OF APPELLEE
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
______________________________________________________


ERIC S. DREIBAND U.S. EQUAL EMPLOYMENT
General Counsel OPPORTUNITY COMMISSION
Office of General Counsel
VINCENT J. BLACKWOOD 1801 L Street, N.W., Room 7020
Acting Associate General Counsel Washington, D.C. 20507
(202) 663-4571
LORRAINE C. DAVIS daniel.vail@eeoc.gov
Assistant General Counsel

DANIEL T. VAIL
Attorney


CORPORATE DISCLOSURE STATEMENT
As an agency of the United States government, the EEOC is exempt
from filing
a corporate affiliate/financial interest disclosure statement. See 6
Cir. R. 26.1(a).


TABLE OF CONTENTS
Page

FACT SHEET FOR TITLE VII APPEALS . . . . . . . . . . . . . . . iv

TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . . . . .v

STATEMENT IN SUPPORT OF ORAL ARGUMENT. . . . . . . . . . . . . .1

STATEMENT ON JURISDICTION. . . . . . . . . . . . . . . . . . . .2

STATEMENT OF THE ISSUES. . . . . . . . . . . . . . . . . . . . .2

STATEMENT OF THE CASE. . . . . . . . . . . . . . . . . . . . . .3

A. The Nature of the Case and the Course of Proceedings .3

B. Statement of Facts . . . . . . . . . . . . . . . . . .4

C. The District Court's Decision. . . . . . . . . . . . .9

SUMMARY OF ARGUMENT. . . . . . . . . . . . . . . . . . . . . . 12

ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

A. Standard of Review . . . . . . . . . . . . . . . . . 16

B. The District Court Correctly Held that SunDance
Violated the Anti-Retaliation Rules in the EPA,
Title VII, the ADEA, and the ADA . . . . . . . . . . 17

C. The District Court Appropriately Exercised Its Broad
Discretion to Award Relief Required to Eliminate the
Effects of Illegal Retaliation . . . . . . . . . . . 48

CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . 54

CERTIFICATION OF COMPLIANCE WITH RULE 32(a). . . . . . . . . . 55

ADDENDA. . . . . . . . . . . . . . . . . . . . . . . . . . . .A-1

Appellee's Designation of Contents of Joint Appendix. . .A-2

Complete Text of Statutory Anti-Retaliation Rules . . . .A-6

EEOC's Enforcement Guidance on Non-Waivable Employee
Rights . . . . . . . . . . . . . . . . . . . . . . . . . A-7


CERTIFICATE OF SERVICE


UNITED STATES COURT OF APPEALS, SIXTH CIRCUIT
FACT SHEET FOR TITLE VII APPEALS

6th Cir. R. 28(c) requires that counsel for the appellant and for
the appellee file a one-page fact sheet in all Title VII appeals.
The fact sheet should be the same size as the pages in the brief.
It should be placed in the briefs of the parties immediately
following the table of contents and preceding the statement of
issues presented for review. Use this form, 6CA-56.

Case Name and Number: EEOC v. SunDance Rehabilitation Corp.
04-4178 (6th Cir.); 01-1867 (N.D. Ohio)

Person Reporting: Daniel Travis Vail, Counsel for Appellee EEOC

1. Date EEOC complaint filed: Apr. 20, 1999

2. Was any compromise reached by the state civil rights agency?:
No. By EEOC?: No.

3. Date EEOC right to sue letter issued: Sept. 30, 1999

4. Date present action filed: August 1, 2001

5. Have all filings been timely?: Yes

If not, are any "tolling" arguments available?: N/A
If so, describe: N/A

6. Nature of claims of discrimination and date(s) of
occurrence:

The EEOC alleges that SunDance violated the anti-retaliation
provision of Title VII (and other federal employment
discrimination laws) by conditioning the provision of
severance benefits on the waiver of the right to file an EEOC
charge and participate in EEOC proceedings, and by otherwise
using a "Separation Agreement, General Release and Covenant
Not to Sue." These unlawful employment practices have been
occurring since at least March 5, 1999.

7. Disposition Below:

The district court (Hon. Lesley Wells, presiding) granted the
EEOC's motion for summary judgment on July 26, 2004, and
issued appropriate affirmative and injunctive relief.

TABLE OF AUTHORITIES

Page
Cases

Abbott v. Crown Motor Co., Inc.,
348 F.3d 537 (6th Cir. 2003). . . . . . . . . . . . . . . 18

Albemarle Paper Co. v. Moody,
422 U.S. 405 (1975) . . . . . . . . . . . . . . . . . .49-50

American Airlines, Inc. v. Cardoza-Rodriguez,
133 F.3d 111 (1st Cir. 1998). . . . . . . . . . . 36, 43, 45

Bachelder v. America West Airlines, Inc.,
259 F.3d 1112 (9th Cir. 2001) . . . . . . . . . . . . . . 32

Barnes v. City of Cincinnati,
401 F.3d 729 (6th Cir. 2005). . . . . . . . . . . . . . . 17

Brown v. City of Tuscon,
336 F.3d 1181 (9th Cir. 2003) . . . . . . . . . . . . . . 34

Cal. Acrylic Indus., Inc. v. NLRB,
150 F.3d 1095 (9th Cir. 1998) . . . . . . . . . . . . . . 31

Callicotte v. Carlucci,
698 F. Supp. 944 (D.D.C. 1988). . . . . . . . . . . . . . 43

Celotex Corp. v. Catrett,
477 U.S. 317 (1986) . . . . . . . . . . . . . . . . . . . 17

Chevron, U.S.A., Inc. v. Natural Res. Def. Council, Inc.,
467 U.S. 837 (1984) . . . . . . . . . . . . . . . . . . . 36

Clark v. United Parcel Service, Inc.,
400 F.3d 341 (6th Cir. 2005). . . . . . . . . . . . . . . 16

Conn. v. Teal,
457 U.S. 440 (1982) . . . . . . . . . . . . . . . . . .37-38

Dayton Newspapers, Inc. v. NLRB,
402 F.3d 651 (6th Cir. 2005). . . . . . . . . . . . . .31-32

EEOC v. Astra, Inc.,
94 F.3d 738 (1st Cir. 1996) . . . . . . . . . . . 44, 47, 51

EEOC v. Bd. of Governors of State Coll. & Univ.,
957 F.2d 424 (7th Cir. 1992). . . . . . .9, 13-15, 21-30, 48

EEOC v. Cosmair, Inc., L'Oreal Hair Care Div.,
821 F.2d 1085 (5th Cir. 1987) . . . . . . . . 43, 45, 47, 50

EEOC v. Frank's Nursery & Crafts, Inc.,
177 F.3d 448 (6th Cir. 1999). . . . . . . . . 39, 40, 42, 50

EEOC v. Joe's Stone Crab,
220 F.3d 1263 (11th Cir. 2000). . . . . . . . . . . . . . 38

EEOC v. Johnson & Higgins, Inc.,
91 F.3d 1529 (2d Cir. 1996) . . . . . . . . . . . . . . . 42

EEOC v. Ohio Edison Co.,
7 F.3d 541 (6th Cir. 1993) . . . . . . .19, 21, 29, 38-39

EEOC v. Romeo Cmty. Sch.,
976 F.2d 985 (6th Cir. 1992). . . . . . . . . . . . . .18-19

EEOC v. Seafarers Int'l Union,
394 F.3d 197 (4th Cir. 2005). . . . . . . . . . . . . . . 36

EEOC v. Shell Oil Co.,
466 U.S. 54 (1984). . . . . . . . . . . . . . . . . . .40-41

EEOC v. U.S. Steel Corp.,
671 F. Supp. 351 (W.D. Pa. 1987). . . .21-22, 24, 29, 39, 42

EEOC v. Waffle House,
534 U.S. 279 (2002) . . . . . . . . . . . . . . . . . .41-42

EEOC v. Wilson Metal Casket Co.,
24 F.3d 836 (6th Cir. 1994) . . . . . . . . . . . . . . . 50

Everson v. Mich. Dep't of Corr.,
391 F.3d 737 (6th Cir. 2004). . . . . . . . . . . . . . . 38

Faris v. Williams WPC-I, Inc.,
332 F.3d 316 (5th Cir. 2003). . . . . . . . . . . . . . . 43

Frank v. United Air Lines, Inc.,
216 F.3d 845 (9th Cir. 2000). . . . . . . . . . . . . . . 38

Franks v. Bowman Transp. Co., Inc.,
424 U.S. 747 (1976) . . . . . . . . . . . . . . . . . . . 50

Gen. Tel. Co. of N.W., Inc. v. EEOC,
446 U.S. 318 (1980) . . . . . . . . . . . . . . . . . . . 40

Gilmer v. Interstate/Johnson Lane Corp.,
500 U.S. 20 (1991) . . . . . . . . . . . . . . . . . . . 42

Hazen Paper Co. v. Biggins,
507 U.S. 604 (1993) . . . . . . . . . . . . . . . . . . . 37

Healey v. Southwood Psychiatric Hosp.,
78 F.3d 128 (3d Cir. 1996). . . . . . . . . . . . . . . . 38

Hishon v. King & Spalding,
467 U.S. 69 (1984) . . . . . . . . . . . . . . . . . 14, 25

Howlett v. Holiday Inns, Inc.,
120 F.3d 598 (6th Cir. 1997). . . . . . . . . . . . . . . 48

Int'l Union, UAW v. Johnson Controls,
499 U.S. 187 (1991) . . . . . . . . . . . . . . . . . . . 37

Johnson v. Univ. of Cincinnati,
215 F.3d 561 (6th Cir. 2000). . . . . . . . . . . . . . . 19

Kralman v. Ill. Dep't of Veterans' Affairs,
23 F.3d 150 (7th Cir. 1994) . . . . . . . . . . . . . . . 36

Lorance v. AT&T Techs., Inc.,
490 U.S. 900 (1989) . . . . . . . . . . . . . . . . . . . 37

Lovejoy-Wilson v. NOCO Motor Fuel, Inc.,
263 F.3d 208 (2d Cir. 2001) . . . . . . . . . . . . . 27, 35

McCall v. U.S. Postal Service,
839 F.2d 664 (Fed. Cir. 1988) . . . . . . . . . . . . . . 43

McKnight v. General Motors Corp.,
908 F.2d 104 (7th Cir. 1990). . . . . . . . . . . . . . . 29

Meritor Sav. Bank FSB v. Vinson,
477 U.S. 57 (1986). . . . . . . . . . . . . . . . . . . . 21

Mich. Prot. & Advocacy Serv., Inc. v. Babin,
18 F.3d 337(6th Cir. 1994). . . . . . . . . . . . . . . . 34

Minadeo v. ICI Paints,
398 F.3d 751 (6th Cir. 2005). . . . . . . . . . . . . . . 16

Mondzelewski v. Pathmark Stores, Inc.,
162 F.3d 778 (3d Cir. 1998) . . . . . . . . . . . . . . . 35

NLRB v. Coca-Cola Co. Foods Div.,
670 F.2d 84 (7th Cir. 1982) . . . . . . . . . . . . . . . 32

NLRB v. Gissel Packing Co.,
395 U.S. 575 (1969) . . . . . . . . . . . . . . . . . . . 32

Nev. Dep't of Human Res. v. Hibbs,
538 U.S. 721 (2003) . . . . . . . . . . . . . . . . . 15, 37

Nguyen v. Cleveland,
229 F.3d 559 (6th Cir. 2000). . . . . . . . . . . . . 15, 38

Northcross v. Bd. of Educ. of Memphis City Schs.,
412 U.S. 427 (1973) . . . . . . . . . . . . . . . . . . . 33

Occidental Life Ins. Co. of Cal. v. EEOC,
432 U.S. 355 (1977) . . . . . . . . . . . . . . . . . . . 40

Robinson v. Shell Oil Co.,
519 U.S. 337 (1997) . . . . . . . . . . . . . 12, 19, 29, 38

Smith v. City of Salem,
378 F.3d 566 (6th Cir. 2004). . . . . . . . . . . . . . . 27

Tasty Baking Co. v. NLRB,
254 F.3d 114 (D.C. Cir. 2001) . . . . . . . . . . . . .31-32

Town of Newton v. Rumery,
480 U.S. 386 (1987) . . . . . . . . . . . . . . . . . . . 47

Walborn v. Erie County Care Facility,
150 F.3d 584 (6th Cir. 1998). . . . . . . . . . . . . . . 27

Wastak v. Lehigh Valley Health Network,
342 F.3d 281 (3d Cir. 2003) . . . . . . . . . 10, 36, 43, 52

Weigel v. Baptist Hosp. of E. Tenn.,
302 F.3d 367 (6th Cir. 2002). . . . . . . . . . . . . . . 27

White v. Burlington N. & Santa Fe Railway Co.,
364 F.3d 789 (6th Cir. 2004). . . . . . . . . . . . . . . 27

Statutes

Equal Pay Act of 1963,
29 U.S.C. § 206(d). . . . . . . . . . . . . . . . . . passim

Title VII of the Civil Rights Act of 1964,
42 U.S.C. §§ 2000e et seq.. . . . . . . . . . . . . . passim

Age Discrimination in Employment Act of 1967,
29 U.S.C. §§ 621 et seq.. . . . . . . . . . . . . . . passim

Americans with Disabilities Act of 1990,
42 U.S.C. §§ 12101 et seq.. . . . . . . . . . . . . . passim

TABLE OF AUTHORITIES (con't)
Page

28 U.S.C. § 1291 . . . . . . . . . . . . . . . . . . . . . . . .2

28 U.S.C. § 1331 . . . . . . . . . . . . . . . . . . . . . . . .2

28 U.S.C. § 1337 . . . . . . . . . . . . . . . . . . . . . . . .2

28 U.S.C. § 1343 . . . . . . . . . . . . . . . . . . . . . . . .2

28 U.S.C. § 1345 . . . . . . . . . . . . . . . . . . . . . . . .2

29 U.S.C. § 158(a)(1). . . . . . . . . . . . . . . . . . . . . 31

29 U.S.C. § 211. . . . . . . . . . . . . . . . . . . . . . . . 41

29 U.S.C. § 215(a)(3). . . . . . . . . . . . . . . . . . . . . 18

29 U.S.C. § 216(b) . . . . . . . . . . . . . . . . . . . . . . 49

29 U.S.C. § 623(d) . . . . . . . . . . . . . . . . . . . . . . 18

29 U.S.C. § 626(a) . . . . . . . . . . . . . . . . . . . . . . 41

29 U.S.C. § 626(b) . . . . . . . . . . . . . . . . . . . . 49, 53

29 U.S.C. § 626(c) . . . . . . . . . . . . . . . . . . . . . . 53

29 U.S.C. § 626(d) . . . . . . . . . . . . . . . . . . . . . . 53

29 U.S.C. § 626(f)(4). . . . . . . . . . . . . . . .14, 18, 35-36

29 U.S.C. § 628. . . . . . . . . . . . . . . . . . . . . . . . 36

29 U.S.C. § 2615(a)(1) . . . . . . . . . . . . . . . . . . . . 32

42 U.S.C. § 3617 . . . . . . . . . . . . . . . . . . . . . . . 33

42 U.S.C. § 2000e-3(a) . . . . . . . . . . . . . . . . . . . . 18

42 U.S.C. § 2000e-5(b) . . . . . . . . . . . . . . . . . . 41, 53

42 U.S.C. § 2000e-5(f)(1). . . . . . . . . . . . . . . . . . . 5